Raymond James Financial filings document the regulatory record of a diversified financial services company with common stock listed on the New York Stock Exchange. Its 8-K reports furnish quarterly results, financial supplements, earnings presentations and Regulation FD operating data tied to client assets, fee-based accounts, bank loans, cash sweep programs, investment banking conditions and capital ratios.
Proxy and annual-meeting filings cover board elections, executive compensation votes, equity incentive plans, employee stock purchase plans and auditor ratification. Other securities filings address capital-structure matters, including exchange removal and registration withdrawal for depositary shares representing an interest in Series B preferred stock, as well as material-event disclosures and shareholder voting outcomes.
Raymond James Financial, Inc. reported a material event in an 8-K dated August 20, 2025 announcing that its Board declared a quarterly cash dividend of $0.3984375 per depositary share on its 6.375% Fixed-to-Floating Rate Series B Non-Cumulative Perpetual Preferred Stock (NYSE: RJF PrB). The dividend is payable October 1, 2025 to holders of record on September 15, 2025. The press release announcing the declaration is furnished as Exhibit 99.1 and is incorporated by reference into the report. The filing notes the exhibit is being "furnished" and not "filed" for purposes of Section 18 of the Exchange Act.
Raymond James Financial, Inc. filed a current report to furnish a press release containing its operating data for July 2025. The company states that this information, dated August 20, 2025 and attached as Exhibit 99.1, is provided under Regulation FD to ensure fair disclosure to all investors. The exhibit is incorporated by reference in this report but is expressly described as being “furnished,” not “filed,” which means it is not subject to certain liability provisions of the securities laws.
The report also confirms that Raymond James’ common stock and certain depositary shares continue to trade on the New York Stock Exchange under the symbols RJF and RJF PrB. The filing is signed on behalf of the company by its Chief Financial Officer, Jonathan W. Oorlog, Jr.
Raymond James Financial Inc. filed a Form 13F-HR reporting its U.S. Section 13(f) equity holdings as of 06-30-2025. The report lists 15,750 information table entries with a total market value of $290,499,498,174. The filing identifies 13 other included managers (subsidiaries and related advisers) by name and Form 13F file number. The signatory is Rachel Jacobson, Manager, Operations, signing on behalf of the reporting manager. The filing notes a change in reporting approach beginning with the quarter ending December 31, 2024: the Reporting Person now uses Form 13F-HR to report positions held by subsidiaries, while subsidiaries with >$100 million under management will file Form 13F-NT and designate the Reporting Person as Other Manager Reporting.
This Form 4 discloses insider activity by Jonathan N. Santelli, identified as Executive Vice President, General Counsel and Secretary of Raymond James Financial, Inc. (RJF). The filing reports a gift transaction dated 08/12/2025 in which 300 shares of RJF common stock were transferred (transaction code G). After the reported transaction, the reporting person beneficially owned 22,579 shares directly. The filing also shows 539 shares held indirectly in an ESOP account, with the explanatory note stating those ESOP shares are included through August 12, 2025. The form is signed by an attorney-in-fact on behalf of Mr. Santelli on 08/14/2025.
The document is a routine Section 16 disclosure showing a non-derivative transfer by gift and the continued beneficial ownership breakdown between direct holdings and an ESOP account. No option grants, exercises, sales, or derivative transactions are reported on this form.