Welcome to our dedicated page for RAYMOND JAMES FINANCIAL SEC filings (Ticker: RJF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Raymond James Financial filings document the regulatory record of a diversified financial services company with common stock listed on the New York Stock Exchange. Its 8-K reports furnish quarterly results, financial supplements, earnings presentations and Regulation FD operating data tied to client assets, fee-based accounts, bank loans, cash sweep programs, investment banking conditions and capital ratios.
Proxy and annual-meeting filings cover board elections, executive compensation votes, equity incentive plans, employee stock purchase plans and auditor ratification. Other securities filings address capital-structure matters, including exchange removal and registration withdrawal for depositary shares representing an interest in Series B preferred stock, as well as material-event disclosures and shareholder voting outcomes.
Raymond James Financial (RJF) executive Vincent Campagnoli, EVP, Technology & Operations, reported an insider transaction on 11/05/2025. He made a gift (Code G) of 949 shares of common stock at $0.0000. Following the transaction, he beneficially owns 26,287 shares directly and 1,202 shares indirectly through an ESOP account, which includes shares acquired through November 5, 2025.
Raymond James Financial (RJF) furnished an 8-K announcing it released results for the fiscal fourth quarter and year ended September 30, 2025. The company attached a press release, a financial supplement, and an earnings presentation as Exhibits 99.1, 99.2, and 99.3.
The materials are being furnished, not filed, under the Exchange Act, and are incorporated by reference as stated. The report was signed by the Chief Financial Officer on October 22, 2025.
The filing reports that Scott A. Curtis, Chief Operating Officer and director-level officer of Raymond James Financial Inc. (RJF), amended a prior Form 4 to disclose a gift of 140 shares of RJF common stock that occurred on December 12, 2018 and was inadvertently not previously reported. Following the reported disposition, the filing shows Mr. Curtis beneficially owns 57,491 shares directly and 4,177 shares indirectly through an ESOP account, with the ESOP holdings noted as including shares acquired through September 26, 2025. The amendment states the earlier omission caused an overstatement of 140 shares on intervening Forms 4. The form is signed by an attorney-in-fact on behalf of Scott A. Curtis on September 30, 2025.
Raymond James Financial, Inc. filed a current report to share that it has released operating data for August 2025. On September 24, 2025, the company issued a press release, which is attached as Exhibit 99.1 and incorporated by reference for the detailed figures.
The information in this report, including the press release, is being furnished under Regulation FD rather than filed, which means it is not subject to certain liability provisions of the Exchange Act and is not automatically incorporated into other SEC filings unless specifically stated.
Raymond James Financial, Inc. disclosed a material event reporting the execution of a Second Amended and Restated Credit Agreement dated September 23, 2025. The agreement parties listed in the filing are Raymond James Financial, Inc., Raymond James & Associates, Inc., the lenders party thereto and Bank of America, N.A. The filing includes a cover page interactive data file and is signed by Jonathan W. Oorlog, Jr., Chief Financial Officer.
Raymond James Financial, Inc. disclosed documentation related to a securities transaction and supporting exhibits. The filing lists depositary shares representing a 1/40th interest in a share of 6.375% Fixed-to-Floating Rate Series B Non-Cumulative Perpetual Preferred Stock and an Underwriting Agreement dated September 9, 2025. It references the original Indenture dated August 10, 2009, and Tenth and Eleventh Supplemental Indentures dated September 11, 2025. Forms of 4.900% Senior Notes due 2035 and 5.650% Senior Notes due 2055 are included as exhibits, together with legal opinions and consents, a September 9, 2025 press release, and embedded interactive cover page data. The filing is signed by CFO Jonathan W. Oorlog, Jr.
Haynes Morgan Tarazeta J, Chief Audit Executive of Raymond James Financial (RJF), reported a gift of 114 shares of Raymond James common stock executed on 08/18/2025 (transaction code G) at a reported price of $0.0000. After the transaction the reporting person beneficially owned 3,631 shares directly and 376 shares indirectly through an ESOP account, with the filing noting the ESOP holdings include shares through August 18, 2025. The Form 4 was signed by an attorney-in-fact.
Raymond James Financial, Inc. prospectus supplement for debt securities contains standard offering disclosures, key covenants and investor risk notices. The indenture expressly does not limit the company or its subsidiaries from incurring additional debt, and holders’ remedies are curtailed by a 30-day cure period that applies to interest nonpayment but not to principal or premium, which may delay acceleration rights. The document highlights settlement and market mechanics, including same-day funds settlement for certain notes and the marketwide move to shorter trade settlement cycles (T+1 effective May 28, 2024).
The prospectus explains currency and tax risks for Non-U.S. Dollar-Denominated Securities: depreciation, convertibility limits, governmental controls, and conversion/settlement mechanics may reduce U.S. dollar-equivalent payments. It also details ERISA and Non-ERISA purchaser representations, tax certification requirements for reduced withholding, DTC and book-entry mechanics, and includes unaudited balance-sheet line items as of June 30, 2025 (selected figures shown in the supplement).
Raymond James Financial, Inc. reported a material event in an 8-K dated August 20, 2025 announcing that its Board declared a quarterly cash dividend of $0.3984375 per depositary share on its 6.375% Fixed-to-Floating Rate Series B Non-Cumulative Perpetual Preferred Stock (NYSE: RJF PrB). The dividend is payable October 1, 2025 to holders of record on September 15, 2025. The press release announcing the declaration is furnished as Exhibit 99.1 and is incorporated by reference into the report. The filing notes the exhibit is being "furnished" and not "filed" for purposes of Section 18 of the Exchange Act.
Raymond James Financial, Inc. filed a current report to furnish a press release containing its operating data for July 2025. The company states that this information, dated August 20, 2025 and attached as Exhibit 99.1, is provided under Regulation FD to ensure fair disclosure to all investors. The exhibit is incorporated by reference in this report but is expressly described as being “furnished,” not “filed,” which means it is not subject to certain liability provisions of the securities laws.
The report also confirms that Raymond James’ common stock and certain depositary shares continue to trade on the New York Stock Exchange under the symbols RJF and RJF PrB. The filing is signed on behalf of the company by its Chief Financial Officer, Jonathan W. Oorlog, Jr.