Raymond James COO gifts 1,000 shares of stock

RAYMOND JAMES FINANCIAL INC (RJF) reported that Chief Operating Officer Scott A. Curtis made a bona fide gift of 1,000 shares of common stock on August 18, 2026.

Rhea-AI Filing Summary

RAYMOND JAMES FINANCIAL INC (RJF) reported that Chief Operating Officer Scott A. Curtis made a bona fide gift of 1,000 shares of common stock on August 18, 2026. After this gift, he directly holds 191,418 common shares and indirectly holds 4,268 shares through his Employee Stock Ownership Plan (ESOP) account.

Insider Trade Summary

1,000 shares gifted

Gift 2 txns

Insider Curtis Scott A

Role Chief Operating Officer

Type	Security	Shares	Price	Value
Gift	Common Stock	1,000	$0.00	$0.00
holding	Common Stock F1	--	--	--

Holdings After Transaction: Common Stock — 191,418 shares (Direct); Common Stock — 4,268 shares (Indirect, ESOP)

Footnotes (1)

1. F1. Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through August 18, 2026.

Key Figures

Shares gifted: 1,000 shares Direct holdings after transaction: 191,418 shares Indirect ESOP holdings: 4,268 shares +2 more

5 metrics

Shares gifted 1,000 shares Bona fide gift of RJF common stock on August 18, 2026

Direct holdings after transaction 191,418 shares RJF common stock directly held by Scott A. Curtis after the gift

Indirect ESOP holdings 4,268 shares RJF common stock in ESOP account through August 18, 2026

Gift transaction price $0.00 per share Reported price per share for bona fide gift transaction

Gift date August 18, 2026 Date of bona fide gift of RJF common stock

Key Terms

bona fide gift, Employee Stock Ownership Plan (ESOP), indirect ownership

3 terms

bona fide gift financial

"transaction code description is listed as "Bona fide gift" for the transfer"

A bona fide gift is a genuine, voluntary transfer of money, property, or benefits from one party to another made without expectation of repayment, services, or hidden conditions. Investors care because such gifts can affect company disclosures, related‑party transaction rules, tax treatment, and perceived conflicts of interest; think of it like someone giving you a present with no strings attached — but on a corporate scale, auditors and regulators need to verify it really is unconditional.

Employee Stock Ownership Plan (ESOP) financial

"Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP)"

An employee stock ownership plan (ESOP) is a company-run retirement and ownership program that gives workers shares or the right to buy shares, so employees collectively hold part of the business. It matters to investors because ESOPs change who owns the company and can affect share supply, corporate incentives and long-term performance—think of it like turning employees into partial owners, which can align interests but also dilute existing shareholders or alter cash flows for payouts.

indirect ownership financial

"Indirect ownership of 4,268 shares is reported with nature of ownership ESOP"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did RJF executive Scott A. Curtis report on this Form 4?

Scott A. Curtis reported a bona fide gift of 1,000 shares of Raymond James Financial common stock on August 18, 2026, leaving him with substantial direct and ESOP-related share holdings.

How many RJF shares did Scott A. Curtis gift on August 18, 2026?

He gifted 1,000 shares of Raymond James Financial common stock. The transaction is coded as a bona fide gift with a reported per-share value of $0.00, typical disclosure treatment for non-cash gifts.

What are Scott A. Curtis’s RJF shareholdings after the reported gift?

After the gift, he directly holds 191,418 shares of Raymond James Financial common stock and indirectly holds 4,268 shares through his ESOP account, as reported as of August 18, 2026.

How are ESOP shares reported for RJF executive Scott A. Curtis?

He indirectly holds 4,268 RJF shares through his Employee Stock Ownership Plan (ESOP) account. A footnote explains these shares were acquired under the ESOP through August 18, 2026.

Was the RJF Form 4 transaction by Scott A. Curtis part of a Rule 10b5-1 plan?

No. The filing indicates the Rule 10b5-1 checkbox is not checked, and there is no footnote stating the gift occurred under a pre-arranged trading or 10b5-1 plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/20/2026 - 08:51 AM EDT Accepted by SEC EDGAR 08/20/2026 - 08:50 AM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Curtis Scott A

(Last) (First) (Middle)

880 CARILLON PARKWAY

(Street)

ST. PETERSBURG FLORIDA 33716

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
RAYMOND JAMES FINANCIAL INC [ RJF ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Operating Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/18/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/18/2026		G		1,000	D	$0.0000	191,418	D
Common Stock								4,268(1)	I	ESOP

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through August 18, 2026.

Remarks:

This Form 4 reports the gift of shares by the reporting person.

	/s/ Scott A. Curtis by Jonathan J. Doyle as Attorney-in-Fact	08/20/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)