Raymond James (NYSE: RJF) COO gifts 1,000 company shares
Rhea-AI Filing Summary
RAYMOND JAMES FINANCIAL INC (RJF) reported that Chief Operating Officer Scott A. Curtis made a bona fide gift of 1,000 shares of common stock on August 18, 2026. After this gift, he directly holds 191,418 common shares and indirectly holds 4,268 shares through his Employee Stock Ownership Plan (ESOP) account.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Seller: 1,000 shares
Net Sell
2 txns
Insider
Curtis Scott A
Role
Chief Operating Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Gift | Common Stock | 1,000 | $0.00 | $0.00 |
| holding | Common Stock F1 | -- | -- | -- |
Holdings After Transaction:
Common Stock — 191,418 shares (Direct);
Common Stock — 4,268 shares (Indirect, ESOP)
Footnotes (1)
- F1. Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through August 18, 2026.
Key Figures
Shares gifted: 1,000 shares
Direct holdings after transaction: 191,418 shares
Indirect ESOP holdings: 4,268 shares
+2 more
5 metrics
Shares gifted
1,000 shares
Bona fide gift of RJF common stock on August 18, 2026
Direct holdings after transaction
191,418 shares
RJF common stock directly held by Scott A. Curtis after the gift
Indirect ESOP holdings
4,268 shares
RJF common stock in ESOP account through August 18, 2026
Gift transaction price
$0.00 per share
Reported price per share for bona fide gift transaction
Gift date
August 18, 2026
Date of bona fide gift of RJF common stock
Key Terms
bona fide gift, Employee Stock Ownership Plan (ESOP), indirect ownership
3 terms
bona fide gift financial
"transaction code description is listed as "Bona fide gift" for the transfer"
A bona fide gift is a genuine, voluntary transfer of money, property, or benefits from one party to another made without expectation of repayment, services, or hidden conditions. Investors care because such gifts can affect company disclosures, related‑party transaction rules, tax treatment, and perceived conflicts of interest; think of it like someone giving you a present with no strings attached — but on a corporate scale, auditors and regulators need to verify it really is unconditional.
Employee Stock Ownership Plan (ESOP) financial
"Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP)"
An employee stock ownership plan (ESOP) is a company-run retirement and ownership program that gives workers shares or the right to buy shares, so employees collectively hold part of the business. It matters to investors because ESOPs change who owns the company and can affect share supply, corporate incentives and long-term performance—think of it like turning employees into partial owners, which can align interests but also dilute existing shareholders or alter cash flows for payouts.
indirect ownership financial
"Indirect ownership of 4,268 shares is reported with nature of ownership ESOP"
FAQ
What insider transaction did RJF executive Scott A. Curtis report on this Form 4?
Scott A. Curtis reported a bona fide gift of 1,000 shares of Raymond James Financial common stock on August 18, 2026, leaving him with substantial direct and ESOP-related share holdings.
Was the RJF Form 4 transaction by Scott A. Curtis part of a Rule 10b5-1 plan?
No. The filing indicates the Rule 10b5-1 checkbox is not checked, and there is no footnote stating the gift occurred under a pre-arranged trading or 10b5-1 plan.
AI-generated analysis. How Rhea-AI works. Not financial advice.
