STOCK TITAN

Raymond James (RJF) PCG president sells 10,000 shares in open market

(Very High)
(Negative)
Form Type
4

Rhea-AI Filing Summary

Raymond James Financial reports that Elwyn S. Tashtego, President, PCG, sold 10,000 shares of common stock in open-market transactions on July 28, 2026 at a weighted average price of $176.0552 per share (price range $176.00–$176.17). Following the sale, he directly holds 45,114 shares, plus indirect interests of 7,602 shares through an ESOP account and 75 shares each as UTMA custodian for his daughter and son, for which he disclaims beneficial ownership.

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Insider Elwyn Tashtego S
Role President, PCG
Sold 10,000 shs ($1.76M)
Type Security Shares Price Value
Sale Common Stock F1, F2 10,000 $176.0552 $1.76M
holding Common Stock F3 -- -- --
holding Common Stock F4 -- -- --
holding Common Stock F4 -- -- --
Holdings After Transaction: Common Stock — 45,114 shares (Direct); Common Stock — 7,602 shares (Indirect, ESOP); Common Stock — 75 shares (Indirect, UTMA Custodian for Daughter); Common Stock — 75 shares (Indirect, UTMA Custodian for Son)
Footnotes (4)
  1. F1. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
  2. F2. Reflects the weighted average sale price. The range of prices for such transaction was $176.00 to $176.17.
  3. F3. Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through July 28, 2026.
  4. F4. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
Shares sold 10,000 shares Open-market sale of common stock on July 28, 2026
Weighted average sale price $176.0552 per share Aggregated multiple same-way open-market transactions within $1 range
Sale price range $176.00–$176.17 Range of prices for the reported sale transactions
Direct holdings after sale 45,114 shares Common stock directly held by Elwyn S. Tashtego following the sale
ESOP indirect holdings 7,602 shares Common stock in Employee Stock Ownership Plan account through July 28, 2026
UTMA daughter custodial shares 75 shares Indirect holdings as UTMA custodian for daughter; beneficial ownership disclaimed
UTMA son custodial shares 75 shares Indirect holdings as UTMA custodian for son; beneficial ownership disclaimed
open market sale market
"reports the open market sale by the reporting person of shares of common stock"
An open market sale is when a company or a shareholder sells shares through the regular stock market to any willing buyer, using ordinary exchange trading rather than private deals. It matters to investors because it increases the number of shares available and can push the price down or change ownership balance—think of it like someone putting extra items on a supermarket shelf for any shopper to buy, which can lower the item's price if supply suddenly grows.
weighted average sale price financial
"Reflects the weighted average sale price. The range of prices for such transaction"
Employee Stock Ownership Plan (ESOP) financial
"Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account"
An employee stock ownership plan (ESOP) is a company-run retirement and ownership program that gives workers shares or the right to buy shares, so employees collectively hold part of the business. It matters to investors because ESOPs change who owns the company and can affect share supply, corporate incentives and long-term performance—think of it like turning employees into partial owners, which can align interests but also dilute existing shareholders or alter cash flows for payouts.
UTMA Custodian financial
"nature_of_ownership":"UTMA Custodian for Daughter""
beneficial ownership regulatory
"The reporting person disclaims beneficial ownership of these securities"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transaction did Raymond James Financial (RJF) report for Elwyn S. Tashtego?

Elwyn S. Tashtego, President, PCG, reported selling 10,000 shares of Raymond James Financial common stock. The sale occurred in open-market transactions on July 28, 2026, at a weighted average price of $176.0552 per share within a $176.00–$176.17 range.

At what price did Elwyn S. Tashtego sell Raymond James (RJF) shares?

The reported sale had a weighted average price of $176.0552 per share. According to the disclosure, multiple same-way open-market trades were executed that day within a $176.00 to $176.17 price range and aggregated into a single reported line.

How many Raymond James (RJF) shares does Elwyn S. Tashtego hold after the sale?

After the transaction, Elwyn S. Tashtego directly holds 45,114 shares of Raymond James common stock. He also has indirect interests in 7,602 ESOP shares and 75 shares each as UTMA custodian for his daughter and son, while disclaiming beneficial ownership of the UTMA shares.

What indirect Raymond James (RJF) holdings does Elwyn S. Tashtego report?

He reports 7,602 shares held indirectly through an Employee Stock Ownership Plan (ESOP) account and 75 shares each held as UTMA custodian for his daughter and son. He expressly disclaims beneficial ownership of the UTMA custodial securities.

Were Elwyn S. Tashtego’s Raymond James (RJF) share sales under a Rule 10b5-1 plan?

The disclosure does not identify these transactions as made pursuant to a Rule 10b5-1 trading plan. Footnotes instead describe multiple same-way open-market executions aggregated into a single line and explain the weighted average sale price and price range.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Elwyn Tashtego S

(Last)(First)(Middle)
880 CARILLON PARKWAY

(Street)
ST. PETERSBURG FLORIDA 33716

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
RAYMOND JAMES FINANCIAL INC [ RJF ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
President, PCG
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/28/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/28/2026S(1)10,000D$176.0552(2)45,114D
Common Stock7,602(3)IESOP
Common Stock75(4)IUTMA Custodian for Daughter
Common Stock75(4)IUTMA Custodian for Son
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
2. Reflects the weighted average sale price. The range of prices for such transaction was $176.00 to $176.17.
3. Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through July 28, 2026.
4. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
Remarks:
This Form 4 reports the open market sale by the reporting person of shares of common stock.
/s/ Tashtego S. Elwyn by Jonathan J. Doyle as Attorney-in-Fact07/29/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)