Welcome to our dedicated page for Raymond James SEC filings (Ticker: RJF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Raymond James Financial, Inc. (NYSE: RJF) SEC filings page on Stock Titan provides direct access to the company’s regulatory disclosures, along with AI‑powered summaries to help interpret complex documents. Raymond James files a range of forms with the U.S. Securities and Exchange Commission that describe its diversified financial services operations, governance and capital structure.
Investors can review annual reports on Form 10‑K and quarterly reports on Form 10‑Q for detailed information on Raymond James’ Private Client Group, Capital Markets, Asset Management and Bank segments, as well as risk factors, management’s discussion and analysis and notes on capital and liquidity. Current reports on Form 8‑K document material events, such as the announcement of a definitive agreement to acquire Clark Capital Management Group, Inc., the redemption of the firm’s 6.375% Fixed‑to‑Floating Rate Series B Non‑Cumulative Perpetual Preferred Stock and related depositary shares, operating data releases and changes to credit facilities.
The company’s proxy statement on Schedule 14A outlines its mission, core values, corporate governance framework, board composition and executive compensation programs, as well as proposals submitted for shareholder approval. Other filings, such as Form 25 related to the delisting of the Series B preferred depositary shares, provide detail on specific securities and capital actions. Forms 3, 4 and 5, when available, disclose insider ownership and transactions in Raymond James securities.
Stock Titan’s interface surfaces these filings as they are posted to EDGAR and uses AI to highlight key points, explain technical terminology and point out items that may matter to shareholders, such as capital management decisions, segment performance disclosures and governance changes. This allows users to navigate RJF’s 10‑K, 10‑Q, 8‑K, DEF 14A and other forms more efficiently while still being able to drill into the original documents.
Raymond James Financial director Marlene Debel reported equity awards tied to company stock. She received a grant of 1,303 Restricted Stock Units on
The award will vest at the date of the next annual shareholders meeting, but no later than
Begor Mark W reported acquisition or exercise transactions in this Form 4 filing.
Raymond James Financial director Mark W. Begor received an equity grant in the form of deferred restricted stock units. On 19 Feb 2026 he was awarded 1,303 common stock units at no cash cost, bringing his directly held units and shares to 2,285. These DRSUs vest at the next annual shareholders meeting (or by March 15 following grant) and will be settled after he leaves the Board.
Raymond James Financial, Inc. reported the results of its 2026 Annual Meeting of Shareholders and declared a quarterly cash dividend. Shareholders elected twelve directors, each receiving a clear majority of votes cast, with broker non-votes of 23,954,132 reported for the director elections.
Shareholders approved, on an advisory non-binding basis, the compensation of named executive officers with 94.74% of votes cast in favor. They also approved the Amended and Restated 2012 Stock Incentive Plan and the Amended and Restated 2003 Employee Stock Purchase Plan with 95.32% and 99.39% support, respectively.
In addition, shareholders ratified the appointment of KPMG LLP as independent registered public accounting firm for the fiscal year ending September 30, 2026, with 95.37% of votes cast in favor. The Board declared a quarterly cash dividend of $0.54 per share, payable April 15, 2026 to shareholders of record on April 1, 2026.
Raymond James Financial reported strong January 2026 operating trends, highlighted by record client assets under administration of $1.80 trillion, up 13% from January 2025 and 2% from December 2025, driven mainly by higher equity markets and net asset inflows.
Private Client Group assets under administration reached $1.74 trillion, up 14% year-over-year and 2% sequentially, while fee-based PCG assets rose 18% year-over-year to $1.06 trillion. Financial assets under management increased 14% to $286.4 billion and bank loans grew 13% to $53.8 billion. Clients’ domestic cash sweep and Enhanced Savings Program balances declined to $55.0 billion, down 4% year-over-year and 5% from December, reflecting seasonal fee collections and client reinvestment. The company noted that this limited operating data should not be assumed to correlate consistently with earnings.
Raymond James Financial Inc. filed a Form 13F-HR reporting holdings as an institutional investment manager. The report lists 13,038 Form 13F information table entries with a total market value of
The report indicates a change in reporting structure starting with the quarter ending
Raymond James Financial, Inc. reported solid results for the quarter ended December 31, 2025, with revenue growing while earnings eased slightly. Total revenues rose to $4.176 billion from $4.035 billion, driven mainly by higher asset management fees of $1.999 billion and stronger brokerage revenues.
Net income was $563 million, down from $600 million a year earlier, as non-interest expenses increased to $3.007 billion. Diluted EPS was $2.79 versus $2.86. The bank loan portfolio expanded to $53.7 billion held for investment, while bank deposits grew to $60.2 billion, with approximately 83% FDIC-insured. Shareholders’ equity rose to $12.6 billion, and the firm repurchased 2.5 million common shares during the quarter. Raymond James also highlighted pending acquisitions of GreensLedge and Clark Capital, expected to close in fiscal 2026, to deepen capabilities in securitization and asset management.
Raymond James Financial executive vice president and general counsel Jonathan N. Santelli reported an open-market sale of common stock. On February 4, 2026, he sold 4,500 shares at $170.462 per share. After the transaction, he directly owned 26,853 shares and indirectly held 554 shares through an ESOP account.
A holder of RJF common stock has filed a Rule 144 notice to sell 4,500 shares through Raymond James & Associates on the NYSE around 02/04/2026. The planned sale has an aggregate market value of $764,505.00.
The securities were acquired as restricted stock units (RSUs) from the issuer on 12/15/2025 in several grants totaling the shares listed. RJF had 196,673,933 shares outstanding of common stock when this notice was prepared.
Raymond James Financial director reports family share transfer
Raymond James Financial director Jeffrey N. Edwards reported a gift of 20,504.5 shares of common stock on January 30, 2026. The transaction was coded as a gift, with no price per share reported.
Following the transaction, Edwards directly held 9,783.5 shares of Raymond James Financial common stock and was reported as indirectly owning 20,504.5 shares through his spouse. The filing reflects a reallocation of ownership between Edwards’ direct holdings and those held by his spouse.
Raymond James Financial, Inc. furnished an update on its operations by providing materials for its fiscal first quarter ended December 31, 2025. The company submitted an earnings press release, a detailed financial supplement, and an earnings presentation as exhibits to this report.
These materials describe the company’s financial results and condition for the quarter and are incorporated by reference as Exhibits 99.1, 99.2, and 99.3. The information is being furnished rather than filed, meaning it is not automatically subject to certain liability provisions of the Securities Exchange Act or incorporated into other regulatory filings unless specifically stated.