[144] RAYMOND JAMES FINANCIAL INC SEC Filing

Rhea-AI Filing Summary

A holder of RJF common stock has filed a Rule 144 notice to sell 4,500 shares through Raymond James & Associates on the NYSE around 02/04/2026. The planned sale has an aggregate market value of $764,505.00.

The securities were acquired as restricted stock units (RSUs) from the issuer on 12/15/2025 in several grants totaling the shares listed. RJF had 196,673,933 shares outstanding of common stock when this notice was prepared.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Raymond James & Associates 880 Carillon Parkway St. Petersburg FL 33716	4500	764505.00	196673933	02/04/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	12/15/2025	RSU	Issuer			1291	12/15/2025	N/A
Common	12/15/2025	RSU	Issuer			1980	12/15/2025	N/A
Common	12/15/2025	RSU	Issuer			997	12/15/2025	N/A
Common	12/15/2025	RSU	Issuer			1650	12/15/2025	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

How many RJF shares are covered by this Rule 144 sale notice?

The notice covers a planned sale of 4,500 shares of RJF common stock. These shares are to be sold through Raymond James & Associates on the NYSE, giving the transaction an aggregate market value of $764,505.00 under the filer’s estimate.

What is the aggregate market value of the RJF shares to be sold?

The filer reports an aggregate market value of $764,505.00 for the 4,500 RJF common shares to be sold. This figure reflects the filer’s valuation for the planned Rule 144 sale on the NYSE around 02/04/2026.

When and where are the RJF shares expected to be sold under Rule 144?

The shares are expected to be sold on or about 02/04/2026 on the NYSE. The notice lists Raymond James & Associates, located in St. Petersburg, Florida, as the broker handling the 4,500-share Rule 144 transaction.

How were the RJF shares in this Rule 144 filing originally acquired?

The RJF shares were acquired as restricted stock units (RSUs) from the issuer on 12/15/2025. Multiple RSU grants are listed, including amounts such as 1,291, 1,980, 997, and 1,650 common shares, all with the same acquisition date.

How many RJF shares were outstanding when this Rule 144 notice was prepared?

The notice states that 196,673,933 shares of RJF common stock were outstanding. This outstanding share figure provides context for the planned Rule 144 sale of 4,500 shares, which represents a small portion of the total equity base.

Which broker is handling the Rule 144 sale of RJF common stock?

The Rule 144 sale will be handled by Raymond James & Associates at 880 Carillon Parkway, St. Petersburg, FL 33716. This broker is listed to execute the planned sale of 4,500 RJF common shares on the NYSE.