Raymond James common stock RSU sale notice

Raymond James & Associates, Inc. provided issuer information for potential sales of its common stock listed on the NYSE.

Rhea-AI Filing Summary

Raymond James & Associates, Inc. provided issuer information for potential sales of its common stock listed on the NYSE. The notice details common shares tied to restricted stock units that vested on several dates, including 915 shares vesting on December 15, 2024 and 1,921 shares vesting on January 2, 2025.

Additional RSU-related amounts include 1,727 shares vesting on January 2, 2024 and 1,207 shares vesting on January 3, 2023, all recorded under common stock of Raymond James & Associates, Inc.

Key Figures

RSU vest shares 12/15/2024: 915 shares RSU vest shares 01/02/2025: 1,921 shares RSU vest shares 01/02/2024: 1,727 shares +3 more

6 metrics

RSU vest shares 12/15/2024 915 shares Common stock tied to RSU vest dated 12/15/2024

RSU vest shares 01/02/2025 1,921 shares Common stock tied to RSU vest dated 01/02/2025

RSU vest shares 01/02/2024 1,727 shares Common stock tied to RSU vest dated 01/02/2024

RSU vest shares 01/03/2023 1,207 shares Common stock tied to RSU vest dated 01/03/2023

Common stock figure 194,883,034 Common stock figure listed in issuer information section

Value figure 997,986.40 Value amount shown in issuer information section for common stock

Key Terms

Form 144, RSU Vest, restricted securities

3 terms

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

RSU Vest financial

"Common | 12/15/2024 | RSU Vest | Issuer"

restricted securities financial

"Form 144 relates to sales of restricted securities"

Restricted securities are shares or other investment instruments that come with legal or contractual limits on when and how they can be sold, like stock given to founders or bought in a private offering. Think of them as assets in a locked box that can’t be freely traded until certain conditions — such as a waiting period, company registration, or specific approvals — are met. For investors this matters because restricted securities are less liquid and can affect timing, price, and perceived value when they eventually enter the market.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Raymond James (RJF) Form 144-related notice describe?

It describes potential sales of common stock of Raymond James & Associates, Inc. on the NYSE, tied to vested restricted stock units (RSUs) from multiple vesting dates, with specific share amounts listed for each RSU vest.

How many Raymond James (RJF) shares are linked to the 12/15/2024 RSU vest?

The 12/15/2024 RSU vest is linked to 915 common shares. This amount is recorded under securities to be sold and reflects shares associated with a restricted stock unit vesting event on that specific date.

What RSU vesting amounts are noted for Raymond James (RJF) on 01/02/2025?

For 01/02/2025, the notice lists 1,921 common shares tied to an RSU vest from the issuer. These shares are categorized under common stock in the securities-to-be-sold section associated with Raymond James & Associates, Inc.

Which earlier RSU vesting dates and share amounts are shown for Raymond James (RJF)?

Earlier vesting entries show 1,727 shares from an RSU vest on 01/02/2024 and 1,207 shares from an RSU vest on 01/03/2023, each categorized as Raymond James & Associates, Inc. common stock.

On which exchange is Raymond James (RJF) common stock referenced in this notice?

The common stock referenced is listed on the NYSE. The issuer information section identifies Raymond James & Associates, Inc. common stock and specifies the New York Stock Exchange as the trading market for these shares.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 07/27/2026 - 04:39 PM Accepted by SEC EDGAR 07/27/2026 - 04:39 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001422342
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	RAYMOND JAMES FINANCIAL INC
SEC File Number	001-09109
Address of Issuer	880 CARILLON PKWY ST PETERSBURG FLORIDA 33716
Phone	727-567-1000
Name of Person for Whose Account the Securities are To Be Sold	Raney Steven M
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Raymond James & Associates, Inc. 880 Carillon Parkway St. Petersburg FL 33716	5770	997986.40	194883034	07/27/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	12/15/2024	RSU Vest	Issuer			915	12/15/2024	N/A
Common	01/02/2025	RSU Vest	Issuer			1921	01/02/2025	N/A
Common	01/02/2024	RSU Vest	Issuer			1727	01/02/2024	N/A
Common	01/03/2023	RSU Vest	Issuer			1207	01/03/2023	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	07/27/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Tracey Cornelison, as duly authorized representative of Raymond James & Associates, Inc., as attorney-in-fact for Steven M Raney
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)