Welcome to our dedicated page for Raymond James SEC filings (Ticker: RJF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Raymond James Financial, Inc. (NYSE: RJF) SEC filings page on Stock Titan provides direct access to the company’s regulatory disclosures, along with AI‑powered summaries to help interpret complex documents. Raymond James files a range of forms with the U.S. Securities and Exchange Commission that describe its diversified financial services operations, governance and capital structure.
Investors can review annual reports on Form 10‑K and quarterly reports on Form 10‑Q for detailed information on Raymond James’ Private Client Group, Capital Markets, Asset Management and Bank segments, as well as risk factors, management’s discussion and analysis and notes on capital and liquidity. Current reports on Form 8‑K document material events, such as the announcement of a definitive agreement to acquire Clark Capital Management Group, Inc., the redemption of the firm’s 6.375% Fixed‑to‑Floating Rate Series B Non‑Cumulative Perpetual Preferred Stock and related depositary shares, operating data releases and changes to credit facilities.
The company’s proxy statement on Schedule 14A outlines its mission, core values, corporate governance framework, board composition and executive compensation programs, as well as proposals submitted for shareholder approval. Other filings, such as Form 25 related to the delisting of the Series B preferred depositary shares, provide detail on specific securities and capital actions. Forms 3, 4 and 5, when available, disclose insider ownership and transactions in Raymond James securities.
Stock Titan’s interface surfaces these filings as they are posted to EDGAR and uses AI to highlight key points, explain technical terminology and point out items that may matter to shareholders, such as capital management decisions, segment performance disclosures and governance changes. This allows users to navigate RJF’s 10‑K, 10‑Q, 8‑K, DEF 14A and other forms more efficiently while still being able to drill into the original documents.
Raymond James Financial, Inc. reported solid results for the quarter ended December 31, 2025, with revenue growing while earnings eased slightly. Total revenues rose to $4.176 billion from $4.035 billion, driven mainly by higher asset management fees of $1.999 billion and stronger brokerage revenues.
Net income was $563 million, down from $600 million a year earlier, as non-interest expenses increased to $3.007 billion. Diluted EPS was $2.79 versus $2.86. The bank loan portfolio expanded to $53.7 billion held for investment, while bank deposits grew to $60.2 billion, with approximately 83% FDIC-insured. Shareholders’ equity rose to $12.6 billion, and the firm repurchased 2.5 million common shares during the quarter. Raymond James also highlighted pending acquisitions of GreensLedge and Clark Capital, expected to close in fiscal 2026, to deepen capabilities in securitization and asset management.
Raymond James Financial executive vice president and general counsel Jonathan N. Santelli reported an open-market sale of common stock. On February 4, 2026, he sold 4,500 shares at $170.462 per share. After the transaction, he directly owned 26,853 shares and indirectly held 554 shares through an ESOP account.
A holder of RJF common stock has filed a Rule 144 notice to sell 4,500 shares through Raymond James & Associates on the NYSE around 02/04/2026. The planned sale has an aggregate market value of $764,505.00.
The securities were acquired as restricted stock units (RSUs) from the issuer on 12/15/2025 in several grants totaling the shares listed. RJF had 196,673,933 shares outstanding of common stock when this notice was prepared.
Raymond James Financial director reports family share transfer
Raymond James Financial director Jeffrey N. Edwards reported a gift of 20,504.5 shares of common stock on January 30, 2026. The transaction was coded as a gift, with no price per share reported.
Following the transaction, Edwards directly held 9,783.5 shares of Raymond James Financial common stock and was reported as indirectly owning 20,504.5 shares through his spouse. The filing reflects a reallocation of ownership between Edwards’ direct holdings and those held by his spouse.
Raymond James Financial, Inc. furnished an update on its operations by providing materials for its fiscal first quarter ended December 31, 2025. The company submitted an earnings press release, a detailed financial supplement, and an earnings presentation as exhibits to this report.
These materials describe the company’s financial results and condition for the quarter and are incorporated by reference as Exhibits 99.1, 99.2, and 99.3. The information is being furnished rather than filed, meaning it is not automatically subject to certain liability provisions of the Securities Exchange Act or incorporated into other regulatory filings unless specifically stated.
Raymond James Financial reported that it has entered into a definitive agreement to acquire all outstanding shares of Clark Capital Management Group, Inc., described as a leading asset management firm focused on wealth-oriented solutions. This move expands Raymond James’ presence in asset management and adds capabilities aimed at serving wealth-focused clients.
The agreement was announced on January 15, 2026. A related press release with additional details is referenced as Exhibit 99.1 to the report.
Raymond James Financial, Inc. has issued its definitive proxy statement for the 2026 annual meeting, where shareholders will vote on electing 12 directors, an advisory say‑on‑pay proposal, an amended and restated 2012 Stock Incentive Plan, an amended and restated 2003 Employee Stock Purchase Plan, and ratification of KPMG LLP as auditor for fiscal 2026.
The company reports its fifth consecutive year of record results in fiscal 2025, with net revenues of $14.1 billion, net income available to common shareholders of $2.1 billion, return on common equity of 17.7% and adjusted return on tangible common equity of 21.3%. It returned more than $1.5 billion to shareholders via dividends and buybacks, and highlights 151 consecutive profitable quarters, $1.73 trillion of client assets and approximately 8,900 financial advisors.
The proxy also seeks approval to increase the 2012 Stock Incentive Plan share authorization by 2,600,000 shares to 98,965,916 shares and to extend the ESPP’s term to March 31, 2036 without increasing its share reserve.
Raymond James Financial Chief Strategy Officer Tarek Helal reported insider stock transfers involving company common shares. On December 30, 2025, he reported gifts of small share amounts coded as "G" (bona fide gifts) between trusts for which he serves as trustee, including the Mohamed Anis Helal March 2022 GRAT #4 and the Tarek Helal 2021 Gifting Trust.
Following these transactions, he continues to hold 25,029 shares of Raymond James common stock directly and additional shares through indirect holdings. These indirect interests include 535 shares held in an Employee Stock Ownership Plan as of December 10, 2025, and trust accounts used for estate planning. One of the reporting trusts no longer holds Raymond James shares after the reported gifts.
Raymond James Financial Inc. is having a specific class of its securities removed from listing and registration on the New York Stock Exchange LLC. The affected security is the company’s Depositary Shares, each representing a 1/40th interest in a share of 6.375% Fixed-to-Floating Rate Series B Non-Cumulative Perpetual Preferred Stock. The NYSE filed Form 25 to certify that it has met the requirements under Section 12(b) of the Securities Exchange Act of 1934 and applicable SEC rules to strike this class of securities from listing and/or withdraw its registration.