Welcome to our dedicated page for Raymond James SEC filings (Ticker: RJF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Raymond James Financial, Inc. (NYSE: RJF) SEC filings page on Stock Titan provides direct access to the company’s regulatory disclosures, along with AI‑powered summaries to help interpret complex documents. Raymond James files a range of forms with the U.S. Securities and Exchange Commission that describe its diversified financial services operations, governance and capital structure.
Investors can review annual reports on Form 10‑K and quarterly reports on Form 10‑Q for detailed information on Raymond James’ Private Client Group, Capital Markets, Asset Management and Bank segments, as well as risk factors, management’s discussion and analysis and notes on capital and liquidity. Current reports on Form 8‑K document material events, such as the announcement of a definitive agreement to acquire Clark Capital Management Group, Inc., the redemption of the firm’s 6.375% Fixed‑to‑Floating Rate Series B Non‑Cumulative Perpetual Preferred Stock and related depositary shares, operating data releases and changes to credit facilities.
The company’s proxy statement on Schedule 14A outlines its mission, core values, corporate governance framework, board composition and executive compensation programs, as well as proposals submitted for shareholder approval. Other filings, such as Form 25 related to the delisting of the Series B preferred depositary shares, provide detail on specific securities and capital actions. Forms 3, 4 and 5, when available, disclose insider ownership and transactions in Raymond James securities.
Stock Titan’s interface surfaces these filings as they are posted to EDGAR and uses AI to highlight key points, explain technical terminology and point out items that may matter to shareholders, such as capital management decisions, segment performance disclosures and governance changes. This allows users to navigate RJF’s 10‑K, 10‑Q, 8‑K, DEF 14A and other forms more efficiently while still being able to drill into the original documents.
A security holder of RJF filed a Rule 144/A notice to sell up to 130,687 shares of common stock through Raymond James & Associates on the NYSE, with an aggregate market value of $21,321,334.34 and an approximate sale date of 12/15/2025.
The filing states that these shares were acquired directly from the issuer via time-based and performance restricted stock units on 11/30/2024 and 12/15/2025. It also notes that 196,673,933 shares of the issuer’s stock are outstanding, giving context to the relative size of the planned sale.
A holder of Raymond James Financial common stock has filed a notice to sell 130,687 shares on the NYSE through Raymond James & Associates, with an aggregate market value of $21321334.34. The approximate sale date listed is December 15, 2025.
The shares relate to restricted stock units granted by the issuer, including time-based and performance RSUs acquired on November 30, 2024 and December 15, 2025 in several separate grants. The number of common shares outstanding is shown as 196,673,933, which provides context for the size of the planned sale.
Raymond James Financial (RJF) executive reports small stock gift
A Raymond James Financial executive, listed as Executive Vice President, Technology & Operations, reported a gift of 60 shares of the company’s common stock on 12/10/2025. The transaction is coded as a gift and carries a reported price of $0.0000, consistent with a non-sale transfer.
After this transaction, the executive directly holds 32,685 shares of Raymond James Financial common stock and indirectly holds an additional 1,202 shares through an Employee Stock Ownership Plan (ESOP) account, which includes shares acquired through December 1, 2025. The form is filed for a single reporting person and represents routine insider ownership reporting rather than a large sale or purchase.
Raymond James Financial Inc. executive Scott A. Curtis, the company’s Chief Operating Officer, filed an amended Form 4 to correct a previously reported stock gift. The amendment clarifies that he gifted 1,022 shares of Raymond James common stock on 12/04/2025, rather than the 1,021 shares previously reported. The gift transaction carried a stated price of $0.0000 per share, reflecting that it was a non-cash transfer.
Following this corrected gift amount, Curtis is reported to beneficially own 173,143 shares of Raymond James common stock in direct ownership. The filing is made by one reporting person and does not introduce any new transactions, only an adjustment to the share count for the previously disclosed gift.
Raymond James Financial (RJF) reported an equity compensation grant to its Chief Accounting Officer on a Form 4. On 12/05/2025, the officer received 323 Restricted Stock Units (RSUs) under the company’s Amended and Restated 2012 Stock Incentive Plan as a portion of the annual bonus. Each RSU represents a contingent right to receive one share of common stock plus accrued cash in lieu of dividends when the award vests.
The RSUs have an exercise price of $0.0000 and are scheduled to vest on 12/05/2028, at which time the officer would receive 323 shares of Raymond James Financial common stock and associated dividend-equivalent cash, subject to the plan’s terms and any vesting conditions.
Raymond James Financial, Inc. officer and Chief Audit Executive Tarazeta J. Haynes Morgan filed a Form 4 reporting a gift of company stock. On 12/04/2025, the reporting person made a gift (code G) of 616 shares of common stock at a reported price of $0.0000, which reflects that this was a non-cash, donative transfer rather than an open-market sale.
After this transaction, the reporting person beneficially owns 3,993 shares of Raymond James Financial common stock directly and 377 shares indirectly through an Employee Stock Ownership Plan (ESOP), which includes shares acquired in the ESOP account through November 24, 2025. The filing is made by one reporting person and does not report any derivative securities activity.
Raymond James Financial CEO and director Paul M. Shoukry reported acquiring common stock through equity compensation. On 12/02/2025, 7,043 shares of common stock were acquired at a price of $0.0000 per share, reflecting the vesting of performance restricted stock units granted on 12/15/2022.
These performance RSUs vested based on the company’s average after-tax return on equity and relative total shareholder return versus a peer group over a three-year period. After this vesting, Shoukry beneficially owns 43,275 shares directly and 1,378 shares indirectly through an Employee Stock Ownership Plan account.
Raymond James Financial (RJF) executive reports vesting of stock awards. On 12/02/2025, an executive officer (EVP, General Counsel, Secretary) acquired 2,128 shares of Raymond James Financial common stock at a price of $0.0000 per share through the vesting of Performance Restricted Stock Units granted on 12/15/2022. After this transaction, the reporting person beneficially owned 27,563 shares of common stock directly and 540 shares indirectly through an Employee Stock Ownership Plan account, which includes shares accumulated through November 24, 2025. The RSUs vested based on the company attaining specified average after-tax return-on-equity levels, modified by relative total shareholder return versus a peer group over a three-year measurement period.
Raymond James Financial (RJF) executive chair of RJBank reported the vesting of stock-based awards. On 12/02/2025, the reporting person acquired 1,908 shares of RJF common stock at a price of $0.0000 per share, reflecting the vesting of performance restricted stock units granted on 12/15/2022. These awards were tied to the company’s average after-tax return on equity and its relative total shareholder return versus a peer group over a three-year period. After this transaction, the executive beneficially owns 46,415 shares directly and 3,156 shares indirectly through an Employee Stock Ownership Plan.
Raymond James Financial reported that its Chief Administrative Officer acquired additional company stock through equity award vesting. On 12/02/2025, the officer received 4,256 shares of common stock at a price of $0.0000 per share, reflecting the vesting of performance-based restricted stock units granted on 12/15/2022. These awards vested based on the company’s average after-tax return on equity, adjusted by relative total shareholder return versus a peer group over a three-year period.
After this transaction, the officer beneficially owns 80,584 shares of Raymond James common stock directly and 1,251 shares indirectly through an Employee Stock Ownership Plan as of November 24, 2025. The filing covers only stock acquisitions and shows no derivative securities activity.
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