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Raymond James Financial executive vice president and general counsel Jonathan N. Santelli reported an open-market sale of common stock. On February 4, 2026, he sold 4,500 shares at $170.462 per share. After the transaction, he directly owned 26,853 shares and indirectly held 554 shares through an ESOP account.
A holder of RJF common stock has filed a Rule 144 notice to sell 4,500 shares through Raymond James & Associates on the NYSE around 02/04/2026. The planned sale has an aggregate market value of $764,505.00.
The securities were acquired as restricted stock units (RSUs) from the issuer on 12/15/2025 in several grants totaling the shares listed. RJF had 196,673,933 shares outstanding of common stock when this notice was prepared.
Raymond James Financial director reports family share transfer
Raymond James Financial director Jeffrey N. Edwards reported a gift of 20,504.5 shares of common stock on January 30, 2026. The transaction was coded as a gift, with no price per share reported.
Following the transaction, Edwards directly held 9,783.5 shares of Raymond James Financial common stock and was reported as indirectly owning 20,504.5 shares through his spouse. The filing reflects a reallocation of ownership between Edwards’ direct holdings and those held by his spouse.
Raymond James Financial, Inc. furnished an update on its operations by providing materials for its fiscal first quarter ended December 31, 2025. The company submitted an earnings press release, a detailed financial supplement, and an earnings presentation as exhibits to this report.
These materials describe the company’s financial results and condition for the quarter and are incorporated by reference as Exhibits 99.1, 99.2, and 99.3. The information is being furnished rather than filed, meaning it is not automatically subject to certain liability provisions of the Securities Exchange Act or incorporated into other regulatory filings unless specifically stated.
Raymond James Financial reported that it has entered into a definitive agreement to acquire all outstanding shares of Clark Capital Management Group, Inc., described as a leading asset management firm focused on wealth-oriented solutions. This move expands Raymond James’ presence in asset management and adds capabilities aimed at serving wealth-focused clients.
The agreement was announced on January 15, 2026. A related press release with additional details is referenced as Exhibit 99.1 to the report.
Raymond James Financial, Inc. has issued its definitive proxy statement for the 2026 annual meeting, where shareholders will vote on electing 12 directors, an advisory say‑on‑pay proposal, an amended and restated 2012 Stock Incentive Plan, an amended and restated 2003 Employee Stock Purchase Plan, and ratification of KPMG LLP as auditor for fiscal 2026.
The company reports its fifth consecutive year of record results in fiscal 2025, with net revenues of $14.1 billion, net income available to common shareholders of $2.1 billion, return on common equity of 17.7% and adjusted return on tangible common equity of 21.3%. It returned more than $1.5 billion to shareholders via dividends and buybacks, and highlights 151 consecutive profitable quarters, $1.73 trillion of client assets and approximately 8,900 financial advisors.
The proxy also seeks approval to increase the 2012 Stock Incentive Plan share authorization by 2,600,000 shares to 98,965,916 shares and to extend the ESPP’s term to March 31, 2036 without increasing its share reserve.
Raymond James Financial Chief Strategy Officer Tarek Helal reported insider stock transfers involving company common shares. On December 30, 2025, he reported gifts of small share amounts coded as "G" (bona fide gifts) between trusts for which he serves as trustee, including the Mohamed Anis Helal March 2022 GRAT #4 and the Tarek Helal 2021 Gifting Trust.
Following these transactions, he continues to hold 25,029 shares of Raymond James common stock directly and additional shares through indirect holdings. These indirect interests include 535 shares held in an Employee Stock Ownership Plan as of December 10, 2025, and trust accounts used for estate planning. One of the reporting trusts no longer holds Raymond James shares after the reported gifts.
Raymond James Financial Inc. is having a specific class of its securities removed from listing and registration on the New York Stock Exchange LLC. The affected security is the company’s Depositary Shares, each representing a 1/40th interest in a share of 6.375% Fixed-to-Floating Rate Series B Non-Cumulative Perpetual Preferred Stock. The NYSE filed Form 25 to certify that it has met the requirements under Section 12(b) of the Securities Exchange Act of 1934 and applicable SEC rules to strike this class of securities from listing and/or withdraw its registration.
Raymond James Financial, Inc. furnished a current report to share that it issued a press release with its operating data for November 2025. The press release, dated December 17, 2025, is attached as Exhibit 99.1 and is incorporated herein by reference.
The company states that this information is being "furnished" rather than "filed" under securities laws, so it is not subject to certain Section 18 liability provisions and will only be incorporated into other SEC filings if specifically stated. The report also includes the cover page interactive data file as Exhibit 104.