Raymond James Financial filings document the regulatory record of a diversified financial services company with common stock listed on the New York Stock Exchange. Its 8-K reports furnish quarterly results, financial supplements, earnings presentations and Regulation FD operating data tied to client assets, fee-based accounts, bank loans, cash sweep programs, investment banking conditions and capital ratios.
Proxy and annual-meeting filings cover board elections, executive compensation votes, equity incentive plans, employee stock purchase plans and auditor ratification. Other securities filings address capital-structure matters, including exchange removal and registration withdrawal for depositary shares representing an interest in Series B preferred stock, as well as material-event disclosures and shareholder voting outcomes.
Raymond James Financial reported strong January 2026 operating trends, highlighted by record client assets under administration of $1.80 trillion, up 13% from January 2025 and 2% from December 2025, driven mainly by higher equity markets and net asset inflows.
Private Client Group assets under administration reached $1.74 trillion, up 14% year-over-year and 2% sequentially, while fee-based PCG assets rose 18% year-over-year to $1.06 trillion. Financial assets under management increased 14% to $286.4 billion and bank loans grew 13% to $53.8 billion. Clients’ domestic cash sweep and Enhanced Savings Program balances declined to $55.0 billion, down 4% year-over-year and 5% from December, reflecting seasonal fee collections and client reinvestment. The company noted that this limited operating data should not be assumed to correlate consistently with earnings.
Raymond James Financial Inc. filed a Form 13F-HR reporting holdings as an institutional investment manager. The report lists 13,038 Form 13F information table entries with a total market value of $321,406,094,145. The filing names 13 other included managers.
The report indicates a change in reporting structure starting with the quarter ending December 31, 2024, with certain subsidiaries filing separately as described.
Raymond James Financial, Inc. reported solid results for the quarter ended December 31, 2025, with revenue growing while earnings eased slightly. Total revenues rose to $4.176 billion from $4.035 billion, driven mainly by higher asset management fees of $1.999 billion and stronger brokerage revenues.
Net income was $563 million, down from $600 million a year earlier, as non-interest expenses increased to $3.007 billion. Diluted EPS was $2.79 versus $2.86. The bank loan portfolio expanded to $53.7 billion held for investment, while bank deposits grew to $60.2 billion, with approximately 83% FDIC-insured. Shareholders’ equity rose to $12.6 billion, and the firm repurchased 2.5 million common shares during the quarter. Raymond James also highlighted pending acquisitions of GreensLedge and Clark Capital, expected to close in fiscal 2026, to deepen capabilities in securitization and asset management.
Raymond James Financial executive vice president and general counsel Jonathan N. Santelli reported an open-market sale of common stock. On February 4, 2026, he sold 4,500 shares at $170.462 per share. After the transaction, he directly owned 26,853 shares and indirectly held 554 shares through an ESOP account.
A holder of RJF common stock has filed a Rule 144 notice to sell 4,500 shares through Raymond James & Associates on the NYSE around 02/04/2026. The planned sale has an aggregate market value of $764,505.00.
The securities were acquired as restricted stock units (RSUs) from the issuer on 12/15/2025 in several grants totaling the shares listed. RJF had 196,673,933 shares outstanding of common stock when this notice was prepared.
Raymond James Financial director reports family share transfer
Raymond James Financial director Jeffrey N. Edwards reported a gift of 20,504.5 shares of common stock on January 30, 2026. The transaction was coded as a gift, with no price per share reported.
Following the transaction, Edwards directly held 9,783.5 shares of Raymond James Financial common stock and was reported as indirectly owning 20,504.5 shares through his spouse. The filing reflects a reallocation of ownership between Edwards’ direct holdings and those held by his spouse.
Raymond James Financial, Inc. furnished an update on its operations by providing materials for its fiscal first quarter ended December 31, 2025. The company submitted an earnings press release, a detailed financial supplement, and an earnings presentation as exhibits to this report.
These materials describe the company’s financial results and condition for the quarter and are incorporated by reference as Exhibits 99.1, 99.2, and 99.3. The information is being furnished rather than filed, meaning it is not automatically subject to certain liability provisions of the Securities Exchange Act or incorporated into other regulatory filings unless specifically stated.
Raymond James Financial reported that it has entered into a definitive agreement to acquire all outstanding shares of Clark Capital Management Group, Inc., described as a leading asset management firm focused on wealth-oriented solutions. This move expands Raymond James’ presence in asset management and adds capabilities aimed at serving wealth-focused clients.
The agreement was announced on January 15, 2026. A related press release with additional details is referenced as Exhibit 99.1 to the report.
Raymond James Financial, Inc. has issued its definitive proxy statement for the 2026 annual meeting, where shareholders will vote on electing 12 directors, an advisory say‑on‑pay proposal, an amended and restated 2012 Stock Incentive Plan, an amended and restated 2003 Employee Stock Purchase Plan, and ratification of KPMG LLP as auditor for fiscal 2026.
The company reports its fifth consecutive year of record results in fiscal 2025, with net revenues of $14.1 billion, net income available to common shareholders of $2.1 billion, return on common equity of 17.7% and adjusted return on tangible common equity of 21.3%. It returned more than $1.5 billion to shareholders via dividends and buybacks, and highlights 151 consecutive profitable quarters, $1.73 trillion of client assets and approximately 8,900 financial advisors.
The proxy also seeks approval to increase the 2012 Stock Incentive Plan share authorization by 2,600,000 shares to 98,965,916 shares and to extend the ESPP’s term to March 31, 2036 without increasing its share reserve.