Raymond James COO corrects Form 4 stock gift to 1,022 shares

Raymond James Financial Inc. executive Scott A. Curtis, the company’s Chief Operating Officer, filed an amended Form 4 to correct a previously reported stock gift.

Rhea-AI Filing Summary

Raymond James Financial Inc. executive Scott A. Curtis, the company’s Chief Operating Officer, filed an amended Form 4 to correct a previously reported stock gift. The amendment clarifies that he gifted 1,022 shares of Raymond James common stock on 12/04/2025, rather than the 1,021 shares previously reported. The gift transaction carried a stated price of $0.0000 per share, reflecting that it was a non-cash transfer.

Following this corrected gift amount, Curtis is reported to beneficially own 173,143 shares of Raymond James common stock in direct ownership. The filing is made by one reporting person and does not introduce any new transactions, only an adjustment to the share count for the previously disclosed gift.

Insider Trade Summary

1,022 shares gifted

Gift 1 txn

Insider Curtis Scott A

Role Chief Operating Officer

Type	Security	Shares	Price	Value
Gift	Common Stock	1,022	$0.00	$0.00

Holdings After Transaction: Common Stock — 173,143 shares (Direct)

Footnotes (1)

1. F1. Amount reflects the number of shares gifted, which was previously reported as 1,021 shares.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Raymond James Financial (RJF) disclose in this amended Form 4?

The filing shows that Chief Operating Officer Scott A. Curtis corrected the number of Raymond James common shares he previously reported as gifted, updating it to 1,022 shares on 12/04/2025.

Who is the reporting person in the RJF Form 4/A filing?

The reporting person is Scott A. Curtis, who serves as Chief Operating Officer of Raymond James Financial Inc.

What exactly was corrected in Scott Curtis’s RJF stock reporting?

The explanation notes that the amount reflects the number of shares gifted, which is now correctly reported as 1,022 shares, rather than the previously reported 1,021 shares.

How many RJF shares does Scott Curtis own after the corrected gift?

After the corrected gift of 1,022 shares, Scott Curtis is reported to beneficially own 173,143 shares of Raymond James common stock in direct ownership.

Was this RJF Form 4/A about a purchase or a sale of stock?

The filing relates to a gift of common stock, not an open-market purchase or sale, with the transaction reported at a price of $0.0000 per share.

Is this RJF filing for one insider or multiple insiders?

The form indicates it is filed by one reporting person, namely Scott A. Curtis.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 12/11/2025 - 12:07 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Curtis Scott A

(Last) (First) (Middle)

880 CARILLON PARKWAY

(Street)

ST. PETERSBURG FL 33716

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
RAYMOND JAMES FINANCIAL INC [ RJF ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Operating Officer

3. Date of Earliest Transaction (Month/Day/Year)
12/02/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)
12/04/2025

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	12/04/2025		G		1,022(1)	D	$0.0000	173,143	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Amount reflects the number of shares gifted, which was previously reported as 1,021 shares.

Remarks:

This Form 4 corrects the previously reported number of shares gifted by the reporting person.

	/s/ Scott A. Curtis by Jonathan J. Doyle as Attorney-in-Fact	12/11/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.