Raymond James Financial (NYSE: RJF) notice of 130,687-share sale plan

Rhea-AI Filing Summary

A holder of Raymond James Financial common stock has filed a notice to sell 130,687 shares on the NYSE through Raymond James & Associates, with an aggregate market value of $21321334.34. The approximate sale date listed is December 15, 2025.

The shares relate to restricted stock units granted by the issuer, including time-based and performance RSUs acquired on November 30, 2024 and December 15, 2025 in several separate grants. The number of common shares outstanding is shown as 196,673,933, which provides context for the size of the planned sale.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Raymond James & Associates 880 Carillon Parkway St. Petersburg FL 33716	130687	21321334.34	196673933	12/15/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	11/30/2024	Time Based RSU	Issuer			5178	11/30/2024	Time Based RSU
Common	11/30/2024	Time Based RSU	Issuer			2457	11/30/2024	Time Based RSU
Common	12/15/2025	Performance RSU	Issuer			103492	12/15/2025	Performance RSU
Common	12/15/2025	Time Based RSU	Issuer			19560	12/15/2025	Time Based RSU

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What planned share sale does Raymond James Financial (RJF) disclose in this notice?

The notice covers a planned sale of 130,687 shares of Raymond James Financial common stock on the NYSE.

What is the aggregate market value of the RJF shares to be sold?

The aggregate market value of the shares to be sold is listed as $21321334.34.

When is the approximate date of the planned RJF share sale?

The approximate date of sale for the 130,687 RJF shares is shown as December 15, 2025.

How were the Raymond James Financial (RJF) shares to be sold originally acquired?

The shares were acquired through time-based and performance restricted stock units (RSUs) granted by the issuer on November 30, 2024 and December 15, 2025.

How many Raymond James Financial (RJF) shares are shown as outstanding in the notice?

The notice lists the number of common shares outstanding as 196,673,933.

Which broker is handling the planned sale of RJF shares?

The planned sale is to be handled by Raymond James & Associates, 880 Carillon Parkway, St. Petersburg, FL 33716.