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Raymond James (RJF) EVP reports 60-share stock gift and updated holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Raymond James Financial (RJF) executive reports small stock gift

A Raymond James Financial executive, listed as Executive Vice President, Technology & Operations, reported a gift of 60 shares of the company’s common stock on 12/10/2025. The transaction is coded as a gift and carries a reported price of $0.0000, consistent with a non-sale transfer.

After this transaction, the executive directly holds 32,685 shares of Raymond James Financial common stock and indirectly holds an additional 1,202 shares through an Employee Stock Ownership Plan (ESOP) account, which includes shares acquired through December 1, 2025. The form is filed for a single reporting person and represents routine insider ownership reporting rather than a large sale or purchase.

Positive

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Negative

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Campagnoli Vincent

(Last) (First) (Middle)
880 CARILLON PARKWAY

(Street)
ST. PETERSBURG FL 33716

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
RAYMOND JAMES FINANCIAL INC [ RJF ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, Technology & Operations
3. Date of Earliest Transaction (Month/Day/Year)
12/10/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/10/2025 G 60 D $0.0000 32,685 D
Common Stock 1,202(1) I ESOP
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through December 1, 2025.
Remarks:
This Form 4 reports the gift of shares by the reporting person.
/s/ Vincent Campagnoli by Jonathan J. Doyle as Attorney-in-Fact 12/12/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did RJF report in this Form 4?

A Raymond James Financial executive reported a gift of 60 shares of common stock on 12/10/2025, coded as a gift transaction.

Who is the reporting person in the RJF Form 4 filing?

The reporting person is an Executive Vice President, Technology & Operations at Raymond James Financial, classified as an officer of the issuer.

How many RJF shares does the executive own after the reported transaction?

Following the gift, the executive directly owns 32,685 shares of Raymond James Financial common stock and indirectly owns 1,202 shares through an ESOP account.

What does the ESOP holding mean in the RJF Form 4?

The filing notes that the 1,202 indirectly owned shares are held in the executive’s Employee Stock Ownership Plan (ESOP) account and include shares acquired through December 1, 2025.

Was this RJF insider transaction a sale, purchase, or gift?

The transaction is reported with code G, indicating a gift of shares, with a stated price of $0.0000, rather than an open-market sale or purchase.

Is this RJF Form 4 filed by one or multiple reporting persons?

The document is marked as Form filed by One Reporting Person, meaning it covers only this single executive’s holdings and transaction.
Raymond James

NYSE:RJF

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28.65B
176.57M
Asset Management
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United States
ST PETERSBURG