Welcome to our dedicated page for Raymond James SEC filings (Ticker: RJF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Raymond James Financial, Inc. (NYSE: RJF) SEC filings page on Stock Titan provides direct access to the company’s regulatory disclosures, along with AI‑powered summaries to help interpret complex documents. Raymond James files a range of forms with the U.S. Securities and Exchange Commission that describe its diversified financial services operations, governance and capital structure.
Investors can review annual reports on Form 10‑K and quarterly reports on Form 10‑Q for detailed information on Raymond James’ Private Client Group, Capital Markets, Asset Management and Bank segments, as well as risk factors, management’s discussion and analysis and notes on capital and liquidity. Current reports on Form 8‑K document material events, such as the announcement of a definitive agreement to acquire Clark Capital Management Group, Inc., the redemption of the firm’s 6.375% Fixed‑to‑Floating Rate Series B Non‑Cumulative Perpetual Preferred Stock and related depositary shares, operating data releases and changes to credit facilities.
The company’s proxy statement on Schedule 14A outlines its mission, core values, corporate governance framework, board composition and executive compensation programs, as well as proposals submitted for shareholder approval. Other filings, such as Form 25 related to the delisting of the Series B preferred depositary shares, provide detail on specific securities and capital actions. Forms 3, 4 and 5, when available, disclose insider ownership and transactions in Raymond James securities.
Stock Titan’s interface surfaces these filings as they are posted to EDGAR and uses AI to highlight key points, explain technical terminology and point out items that may matter to shareholders, such as capital management decisions, segment performance disclosures and governance changes. This allows users to navigate RJF’s 10‑K, 10‑Q, 8‑K, DEF 14A and other forms more efficiently while still being able to drill into the original documents.
Raymond James Financial executive reports stock award vesting
On 12/02/2025, a senior officer of Raymond James Financial, serving as President, Capital Markets, reported acquiring 13,501 shares of the company’s common stock at $0.0000 per share. This reflects the vesting of performance-based restricted stock units that were originally granted on 12/15/2022.
Following this transaction, the reporting person beneficially owns 95,450 shares directly and 2,069 shares indirectly through an Employee Stock Ownership Plan. The performance units vested based on the company achieving specified average after-tax return-on-equity levels, adjusted by its relative total shareholder return versus a peer group over a three-year measurement period.
Raymond James Financial (RJF) executive equity award vests. An officer of Raymond James Financial serving as President, PCG reported acquiring 5,429 shares of common stock on 12/02/2025. These shares came from the vesting of performance-based Restricted Stock Units granted on 12/15/2022 that were tied to the company’s average after-tax return on equity and relative total shareholder return over a three-year period.
Following this vesting event, the reporting person beneficially owns 38,931 shares of common stock directly. In addition, 7,492 shares are held in an Employee Stock Ownership Plan account through November 24, 2025, and 75 shares each are held in two UTMA custodial accounts for the reporting person’s daughter and son, for which beneficial ownership is disclaimed.
Raymond James Financial (RJF) reported an insider equity award vesting for its Chief Human Resources Officer. On 12/02/2025, the executive acquired 763 shares of common stock at $0.0000 per share, reflecting the vesting of performance-based restricted stock units granted on 12/15/2022. Following this transaction, the officer directly owned 16,099 common shares and indirectly held 696 shares through an employee stock ownership plan. The vesting was tied to the company’s performance over a three-year period, based on average after-tax return on equity and relative total shareholder return versus a peer group.
Raymond James Financial executive reports stock awards vesting. A reporting person who serves as both a director and Executive Chair of Raymond James Financial, Inc. (RJF) disclosed the acquisition of company common stock through equity awards. On 12/02/2025, the individual acquired 105,657 shares of common stock and an additional 59,916 shares, both at a stated price of $0.0000 per share, following the vesting of previously granted performance restricted stock units and restricted stock units. After these transactions, the reporting person directly beneficially owned 426,120 shares of common stock and indirectly held 1,998 shares through an Employee Stock Ownership Plan account as of November 24, 2025.
Raymond James Financial Chief Operating Officer Scott A. Curtis reported equity changes in his ownership of RJF common stock. On 12/02/2025, he acquired 6,163 shares of common stock at $0.0000 per share from the vesting of performance-based Restricted Stock Units granted on 12/15/2022, tied to average after-tax return-on-equity and relative total shareholder return over a three-year period. On 12/04/2025, he made a gift of 1,021 shares at $0.0000 per share. After these transactions, he beneficially owned 173,144 shares directly and 4,190 shares indirectly through an Employee Stock Ownership Plan.
Raymond James Financial reported that its board declared a quarterly dividend of $0.54 per share on its common stock, payable on January 16, 2026 to shareholders of record on January 2, 2026. The board also declared a quarterly cash dividend of $0.3984375 per depositary share of its 6.375% Fixed-to-Floating Rate Series B Non-Cumulative Perpetual Preferred Stock, payable January 1, 2026 to holders of record on December 15, 2025.
In addition, the board authorized repurchases of the company’s common stock in an aggregate amount of up to $2 billion. This new authorization replaces the prior $1.5 billion program announced on December 3, 2024, under which about $105 million remained as of December 2, 2025. Repurchases may be made from time to time in the open market, in privately negotiated transactions, or otherwise, and the authorization has no fixed expiration date and may be suspended or discontinued at any time.
Raymond James Financial (RJF) executive vice president, general counsel and secretary Jonathan N. Santelli reported routine equity compensation activity on 11/30/2025. Several batches of restricted stock units (RSUs) were converted into common stock at no cost to him, including 1,500, 1,264 and 1,011 shares, reflecting scheduled vesting of prior awards.
To cover withholding taxes on these vested shares, Santelli disposed of 246, 307 and 366 shares of common stock back to the issuer at a price of $156.54 per share. After these transactions, he directly owned 25,435 shares of Raymond James common stock and held an additional 540 shares indirectly through an employee stock ownership plan, as well as a remaining RSU balance disclosed in the derivative securities table.
Raymond James Financial (RJF) Executive Chair Paul C. Reilly reported equity award activity and related share withholding. On 11/30/2025, restricted stock units (RSUs) converted into 3,900 shares of common stock from one award and 2,740 shares from another, reflecting scheduled vesting.
To cover tax liabilities tied to this vesting, Reilly disposed of 1,013 and 1,443 shares of common stock at a price of $156.54 per share. Following these transactions, he directly beneficially owned 260,547 shares of common stock and indirectly held 1,998 shares through an Employee Stock Ownership Plan account as of late November 2025.
Raymond James Financial (RJF) executive Steven M. Raney reported routine equity transactions related to vesting of restricted stock units (RSUs). On 11/30/2025, RSUs converted into 1,500 shares of common stock from one award and 1,264 shares from another. These RSUs have multi-year vesting schedules, with portions having vested in prior years and a final portion of one grant scheduled to vest on 11/30/2026.
To cover tax withholding arising from the vesting, Raney disposed of 278 and 330 shares of common stock to the issuer at a price of $156.54 per share. After these transactions, he directly owned 44,507 shares of common stock and indirectly owned 3,156 shares through his Employee Stock Ownership Plan (ESOP) account as of November 24, 2025.
Raymond James Financial executive reports RSU vesting and tax share sales. Officer Bella Loykhter Allaire, Chief Administrative Officer of Raymond James Financial, reported several equity transactions dated 11/30/2025. A total of 1,500 restricted stock units and another 1,264 RSUs were converted to common stock at an exercise price of $0.00 per share as the awards vested.
To cover tax liabilities related to this vesting, Allaire disposed of 467 and 555 shares of common stock at a price of $156.54 per share back to the issuer. After these transactions, she directly owned 76,328 shares of Raymond James Financial common stock and indirectly held 1,251 shares through an Employee Stock Ownership Plan as of the dates noted. Each RSU represents a right to receive one share of common stock plus cash in lieu of dividends upon vesting.