Welcome to our dedicated page for Raymond James SEC filings (Ticker: RJF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Raymond James Financial, Inc. (NYSE: RJF) SEC filings page on Stock Titan provides direct access to the company’s regulatory disclosures, along with AI‑powered summaries to help interpret complex documents. Raymond James files a range of forms with the U.S. Securities and Exchange Commission that describe its diversified financial services operations, governance and capital structure.
Investors can review annual reports on Form 10‑K and quarterly reports on Form 10‑Q for detailed information on Raymond James’ Private Client Group, Capital Markets, Asset Management and Bank segments, as well as risk factors, management’s discussion and analysis and notes on capital and liquidity. Current reports on Form 8‑K document material events, such as the announcement of a definitive agreement to acquire Clark Capital Management Group, Inc., the redemption of the firm’s 6.375% Fixed‑to‑Floating Rate Series B Non‑Cumulative Perpetual Preferred Stock and related depositary shares, operating data releases and changes to credit facilities.
The company’s proxy statement on Schedule 14A outlines its mission, core values, corporate governance framework, board composition and executive compensation programs, as well as proposals submitted for shareholder approval. Other filings, such as Form 25 related to the delisting of the Series B preferred depositary shares, provide detail on specific securities and capital actions. Forms 3, 4 and 5, when available, disclose insider ownership and transactions in Raymond James securities.
Stock Titan’s interface surfaces these filings as they are posted to EDGAR and uses AI to highlight key points, explain technical terminology and point out items that may matter to shareholders, such as capital management decisions, segment performance disclosures and governance changes. This allows users to navigate RJF’s 10‑K, 10‑Q, 8‑K, DEF 14A and other forms more efficiently while still being able to drill into the original documents.
Raymond James Financial, Inc. (RJF) reported an equity award to one of its executives. On 11/21/2025, Chief Accounting Officer Katherine H. Larson received a grant of 1,652 restricted stock units (RSUs) under a company plan.
Each RSU represents a right to receive one share of RJF common stock plus accrued cash in lieu of dividends when the award vests. The RSUs vest over time: 60% on 11/30/2028, 20% on 11/30/2029, and the remaining 20% on 11/30/2030. The Form 4 states the derivative security price as $0.0000, reflecting that this is a compensatory grant rather than an open-market purchase.
Raymond James Financial (RJF) executive Steven M. Raney, Executive Chair RJBank, reported a change in his ownership of Raymond James common stock. On November 20, 2025, he made a gift of 1,611 shares of common stock, reported with transaction code "G" and a price of $0.0000, which indicates a transfer without consideration.
After this transaction, he beneficially owned 42,351 shares of common stock directly and 3,156 shares indirectly through an Employee Stock Ownership Plan (ESOP). The filing also notes additional shares previously acquired under the company’s Employee Stock Purchase Plan on March 4, June 3, and September 3, 2025.
Raymond James Financial, Inc. (RJF) filed a current report to announce that it has furnished a press release with operating data for October 2025. The press release, dated November 19, 2025, is attached as Exhibit 99.1 and provides monthly operating metrics for the company.
The company notes that this information, including the exhibits, is being furnished under Regulation FD and is not deemed filed for purposes of Section 18 of the Securities Exchange Act of 1934. The report is signed on behalf of the company by Chief Financial Officer Jonathan W. Oorlog, Jr.
Raymond James Financial (RJF) filed a Form 13F-HR holdings report. The filing lists 12,998 positions in the information table with an aggregate reported value of $311,100,268,224. The report also identifies 13 other included managers.
The filing notes a reporting approach beginning with the quarter ending December 31, 2024, where the parent files Form 13F-HR for positions over which its subsidiaries exercise investment discretion, and subsidiaries that exercise discretion over $100 million in Section 13(f) securities will file Form 13F-NT and identify the parent as the other manager.
Raymond James Financial (RJF) executive Vincent Campagnoli, EVP, Technology & Operations, reported an insider transaction on 11/05/2025. He made a gift (Code G) of 949 shares of common stock at $0.0000. Following the transaction, he beneficially owns 26,287 shares directly and 1,202 shares indirectly through an ESOP account, which includes shares acquired through November 5, 2025.
Raymond James Financial (RJF) furnished an 8-K announcing it released results for the fiscal fourth quarter and year ended September 30, 2025. The company attached a press release, a financial supplement, and an earnings presentation as Exhibits 99.1, 99.2, and 99.3.
The materials are being furnished, not filed, under the Exchange Act, and are incorporated by reference as stated. The report was signed by the Chief Financial Officer on October 22, 2025.
The filing reports that Scott A. Curtis, Chief Operating Officer and director-level officer of Raymond James Financial Inc. (RJF), amended a prior Form 4 to disclose a gift of 140 shares of RJF common stock that occurred on December 12, 2018 and was inadvertently not previously reported. Following the reported disposition, the filing shows Mr. Curtis beneficially owns 57,491 shares directly and 4,177 shares indirectly through an ESOP account, with the ESOP holdings noted as including shares acquired through September 26, 2025. The amendment states the earlier omission caused an overstatement of 140 shares on intervening Forms 4. The form is signed by an attorney-in-fact on behalf of Scott A. Curtis on September 30, 2025.
Raymond James Financial, Inc. filed a current report to share that it has released operating data for August 2025. On September 24, 2025, the company issued a press release, which is attached as Exhibit 99.1 and incorporated by reference for the detailed figures.
The information in this report, including the press release, is being furnished under Regulation FD rather than filed, which means it is not subject to certain liability provisions of the Exchange Act and is not automatically incorporated into other SEC filings unless specifically stated.
Raymond James Financial, Inc. disclosed a material event reporting the execution of a Second Amended and Restated Credit Agreement dated September 23, 2025. The agreement parties listed in the filing are Raymond James Financial, Inc., Raymond James & Associates, Inc., the lenders party thereto and Bank of America, N.A. The filing includes a cover page interactive data file and is signed by Jonathan W. Oorlog, Jr., Chief Financial Officer.
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