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Raymond James Financial (NYSE: RJF) COO reports RSU vesting and share gift

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Raymond James Financial Chief Operating Officer Scott A. Curtis reported equity changes in his ownership of RJF common stock. On 12/02/2025, he acquired 6,163 shares of common stock at $0.0000 per share from the vesting of performance-based Restricted Stock Units granted on 12/15/2022, tied to average after-tax return-on-equity and relative total shareholder return over a three-year period. On 12/04/2025, he made a gift of 1,021 shares at $0.0000 per share. After these transactions, he beneficially owned 173,144 shares directly and 4,190 shares indirectly through an Employee Stock Ownership Plan.

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Insider Curtis Scott A
Role Chief Operating Officer
Type Security Shares Price Value
Gift Common Stock 1,021 $0.00 --
Grant/Award Common Stock 6,163 $0.00 --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 173,144 shares (Direct); Common Stock — 4,190 shares (Indirect, ESOP)
Footnotes (1)
  1. Vesting of Performance Restricted Stock Units (PRSUs) granted on 12/15/2022. Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 24, 2025.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Curtis Scott A
(Last) (First) (Middle)
880 CARILLON PARKWAY
(Street)
ST. PETERSBURG FL 33716
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
RAYMOND JAMES FINANCIAL INC [ RJF ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Operating Officer
3. Date of Earliest Transaction (Month/Day/Year)
12/02/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/02/2025 A 6,163(1) A $0.0000 174,165 D
Common Stock 12/04/2025 G 1,021 D $0.0000 173,144 D
Common Stock 4,190(2) I ESOP
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Vesting of Performance Restricted Stock Units (PRSUs) granted on 12/15/2022.
2. Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 24, 2025.
Remarks:
This Form 4 reports (i) the acquisition by the reporting person of common stock resulting from the vesting of Restricted Stock Units (RSUs) granted on 12/15/2022 based on the company's attaining certain levels of average after-tax return-on-equity, as modified by the company's relative total shareholder return compared to a peer group, over a three-year measurement period, and (ii) the gift of shares by the reporting person.
/s/ Scott A. Curtis by Jonathan J. Doyle as Attorney-in-Fact 12/04/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did RJF executive Scott A. Curtis report?

Scott A. Curtis, Chief Operating Officer of Raymond James Financial (RJF), reported acquiring 6,163 shares of common stock from the vesting of performance-based Restricted Stock Units and gifting 1,021 shares of common stock.

When did the reported RJF stock transactions by the COO occur?

The COO’s reported transactions in RJF common stock occurred on 12/02/2025 (RSU vesting) and 12/04/2025 (share gift).

How many Raymond James Financial shares does the COO own after these transactions?

After the reported transactions, the COO beneficially owned 173,144 shares of RJF common stock directly and 4,190 shares indirectly through an Employee Stock Ownership Plan (ESOP).

What was the price reported for the RJF shares acquired and gifted?

The 6,163 shares acquired from RSU vesting and the 1,021 shares gifted were each reported at a transaction price of $0.0000 per share.

What performance conditions were tied to the RJF RSUs that vested for the COO?

The vested Performance Restricted Stock Units were granted on 12/15/2022 and were based on the company attaining certain levels of average after-tax return-on-equity, modified by relative total shareholder return compared to a peer group over a three-year measurement period.

What type of indirect ownership in RJF stock does the COO report?

The COO reports indirect beneficial ownership of 4,190 shares of RJF common stock through an Employee Stock Ownership Plan (ESOP) account, reflecting shares acquired through November 24, 2025.