Raymond James Financial (RJF) officer gains 763 shares from PRSU vesting

Rhea-AI Filing Summary

Raymond James Financial (RJF) reported an insider equity award vesting for its Chief Human Resources Officer. On 12/02/2025, the executive acquired 763 shares of common stock at $0.0000 per share, reflecting the vesting of performance-based restricted stock units granted on 12/15/2022. Following this transaction, the officer directly owned 16,099 common shares and indirectly held 696 shares through an employee stock ownership plan. The vesting was tied to the company’s performance over a three-year period, based on average after-tax return on equity and relative total shareholder return versus a peer group.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Aisenbrey Christopher S

(Last) (First) (Middle)

880 CARILLON PARKWAY

(Street)

ST. PETERSBURG FL 33716

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
RAYMOND JAMES FINANCIAL INC [ RJF ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Human Resources Officer

3. Date of Earliest Transaction (Month/Day/Year)
12/02/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	12/02/2025		A		763(1)	A	$0.0000	16,099	D
Common Stock								696(2)	I	ESOP

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Vesting of Performance Restricted Stock Units (PRSUs) granted on 12/15/2022.

2. Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 24, 2025.

Remarks:

This Form 4 reports the acquisition by the reporting person of common stock resulting from the vesting of Restricted Stock Units (RSUs) granted on 12/15/2022 based on the company's attaining certain levels of average after-tax return-on-equity, as modified by the company's relative total shareholder return compared to a peer group, over a three-year measurement period.

	/s/ Christopher S. Aisenbrey by Jonathan J. Doyle as Attorney-in-Fact	12/04/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Raymond James Financial (RJF) report?

Raymond James Financial reported that its Chief Human Resources Officer acquired 763 shares of common stock on 12/02/2025 through the vesting of performance-based restricted stock units.

Who is the reporting person in this Raymond James Financial (RJF) Form 4?

The reporting person is an officer of Raymond James Financial serving as Chief Human Resources Officer, as indicated in the filing’s relationship section.

How many Raymond James Financial (RJF) shares does the officer own after the transaction?

After the reported transaction, the officer beneficially owned 16,099 shares of Raymond James Financial common stock directly and 696 shares indirectly through an Employee Stock Ownership Plan (ESOP).

What triggered the vesting of the Raymond James Financial (RJF) restricted stock units?

The vesting resulted from performance restricted stock units (PRSUs) granted on 12/15/2022, based on the company reaching certain levels of average after-tax return on equity and relative total shareholder return versus a peer group over a three-year period.

What was the price per share for the vested Raymond James Financial (RJF) stock?

The 763 shares of Raymond James Financial common stock acquired upon vesting were reported at a price of $0.0000 per share, consistent with stock earned as equity compensation rather than purchased on the market.

Does this Raymond James Financial (RJF) Form 4 involve derivative securities?

The filing includes a table for derivative securities, but the provided content does not list any specific derivative transactions, focusing instead on the vesting of restricted stock units into common shares.