Raymond James Financial officer gifts 616 RJF shares in Form 4

Raymond James Financial, Inc. officer and Chief Audit Executive Tarazeta J. Haynes Morgan filed a Form 4 reporting a gift of company stock.

Rhea-AI Filing Summary

Raymond James Financial, Inc. officer and Chief Audit Executive Tarazeta J. Haynes Morgan filed a Form 4 reporting a gift of company stock. On 12/04/2025, the reporting person made a gift (code G) of 616 shares of common stock at a reported price of $0.0000, which reflects that this was a non-cash, donative transfer rather than an open-market sale.

After this transaction, the reporting person beneficially owns 3,993 shares of Raymond James Financial common stock directly and 377 shares indirectly through an Employee Stock Ownership Plan (ESOP), which includes shares acquired in the ESOP account through November 24, 2025. The filing is made by one reporting person and does not report any derivative securities activity.

Insider Trade Summary

616 shares gifted

Gift 2 txns

Insider Haynes Morgan Tarazeta J

Role Chief Audit Executive

Type	Security	Shares	Price	Value
Gift	Common Stock	616	$0.00	$0.00
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 3,993 shares (Direct); Common Stock — 377 shares (Indirect, ESOP)

Footnotes (1)

1. F1. Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 24, 2025.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did RJF report for Tarazeta J. Haynes Morgan?

The filing reports that Chief Audit Executive Tarazeta J. Haynes Morgan made a gift (transaction code G) of 616 shares of Raymond James Financial common stock on 12/04/2025.

At what price were the RJF shares transferred in this Form 4?

The 616 gifted shares of Raymond James Financial common stock are reported at a price of $0.0000, indicating a non-cash, donative transfer rather than a market sale.

How many RJF shares does the insider own after this reported transaction?

Following the reported gift, the insider beneficially owns 3,993 shares of RJF common stock directly and 377 shares indirectly through an Employee Stock Ownership Plan (ESOP).

What does the ESOP reference mean in this RJF Form 4 filing?

The filing explains that the 377 indirectly owned shares are held in the reporting person's Employee Stock Ownership Plan (ESOP) account and include shares acquired through November 24, 2025.

Does this RJF Form 4 report any derivative securities transactions?

No. The Table II section for derivative securities is present but contains no entries, indicating no derivative securities were acquired or disposed of in this report.

Is this RJF Form 4 filed by one insider or multiple reporting persons?

The form indicates that it is a Form filed by one reporting person, specifically the officer serving as Chief Audit Executive of Raymond James Financial, Inc.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Accepted by SEC EDGAR 12/08/2025 - 02:17 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Haynes Morgan Tarazeta J

(Last) (First) (Middle)

880 CARILLON PARKWAY

(Street)

ST. PETERSBURG FL 33716

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
RAYMOND JAMES FINANCIAL INC [ RJF ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Audit Executive

3. Date of Earliest Transaction (Month/Day/Year)
12/04/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	12/04/2025		G		616	D	$0.0000	3,993	D
Common Stock								377(1)	I	ESOP

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 24, 2025.

Remarks:

This Form 4 reports the gift of shares by the reporting person.

	/s/ Tarazeta J. Haynes Morgan by Jonathan J. Doyle as Attorney-in-Fact	12/08/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.