Raymond James (NYSE: RJF) strategy chief gifts 23K shares in estate move
Rhea-AI Filing Summary
RAYMOND JAMES FINANCIAL INC (RJF) reported that Chief Strategy Officer Tarek Helal moved 23,397 shares of common stock on August 20, 2026 as a bona fide gift transfer between personal accounts, described as for estate planning purposes. The filing lists indirect holdings of 81 shares via the Tarek Helal 2021 Gifting Trust and 577 shares through an Employee Stock Ownership Plan account. The transactions did not involve any open-market purchases or sales.
Positive
- None.
Negative
- None.
Insider Trade Summary
46,794 shares gifted
Gift
4 txns
Insider
Helal Tarek
Role
Chief Strategy Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Gift | Common Stock F1 | 23,397 | $0.00 | $0.00 |
| Gift | Common Stock F1 | 23,397 | $0.00 | $0.00 |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock F2 | -- | -- | -- |
Holdings After Transaction:
Common Stock — 25,140 shares (Direct);
Common Stock — 81 shares (Indirect, By the Tarek Helal 2021 Gifting Trust);
Common Stock — 577 shares (Indirect, ESOP)
Footnotes (2)
- F1. Includes 54 shares of common stock acquired on March 3, 2026 and 57 shares of common stock acquired on June 2, 2026 pursuant to the registrant's Employee Stock Purchase Plan.
- F2. Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through August 20, 2026.
Key Figures
Shares transferred as bona fide gift: 23,397 shares of Common Stock
Indirect holdings via Tarek Helal 2021 Gifting Trust: 81 shares of Common Stock
Indirect holdings via ESOP account: 577 shares of Common Stock
+1 more
4 metrics
Shares transferred as bona fide gift
23,397 shares of Common Stock
Gift transfer between personal accounts on August 20, 2026 for estate planning purposes
Indirect holdings via Tarek Helal 2021 Gifting Trust
81 shares of Common Stock
Indirect ownership position reported as of August 20, 2026
Indirect holdings via ESOP account
577 shares of Common Stock
Employee Stock Ownership Plan indirect holdings through August 20, 2026
Gift transactions reported
2 transactions, 46,794 shares in aggregate gift entries
Form-level summary of bona fide gift entries on August 20, 2026
Key Terms
bona fide gift, Employee Stock Purchase Plan, Employee Stock Ownership Plan (ESOP), indirect ownership
4 terms
bona fide gift financial
"transaction_code "G" with transaction_code_description "Bona fide gift""
A bona fide gift is a genuine, voluntary transfer of money, property, or benefits from one party to another made without expectation of repayment, services, or hidden conditions. Investors care because such gifts can affect company disclosures, related‑party transaction rules, tax treatment, and perceived conflicts of interest; think of it like someone giving you a present with no strings attached — but on a corporate scale, auditors and regulators need to verify it really is unconditional.
Employee Stock Purchase Plan financial
"shares of common stock acquired ... pursuant to the registrant's Employee Stock Purchase Plan"
An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.
Employee Stock Ownership Plan (ESOP) financial
"shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account"
An employee stock ownership plan (ESOP) is a company-run retirement and ownership program that gives workers shares or the right to buy shares, so employees collectively hold part of the business. It matters to investors because ESOPs change who owns the company and can affect share supply, corporate incentives and long-term performance—think of it like turning employees into partial owners, which can align interests but also dilute existing shareholders or alter cash flows for payouts.
indirect ownership financial
"ownership_type "indirect" with nature_of_ownership "By the Tarek Helal 2021 Gifting Trust""
FAQ
What insider transaction did RJF Chief Strategy Officer Tarek Helal report on this Form 4?
Tarek Helal reported a bona fide gift transfer of 23,397 shares of Raymond James Financial common stock on August 20, 2026, moving shares between an individual account and a joint account with his spouse for estate planning purposes.
Did the RJF Form 4 filing show any open-market buying or selling by Tarek Helal?
No. The Form 4 reports a gift transfer between personal accounts and states it was for estate planning purposes. The transactions were coded as G (bona fide gift), with no open-market purchases or sales reported.
Was Tarek Helal’s RJF gift transfer made under a Rule 10b5-1 trading plan?
No. The filing’s Rule 10b5-1 checkbox is not marked as an affirmative plan, and the footnotes do not describe the gift transfer as occurring under a Rule 10b5-1 trading plan or similar pre-arranged trading arrangement.
AI-generated analysis. How Rhea-AI works. Not financial advice.
