STOCK TITAN
  1. Home
  2. Sec-filings
  3. RJF
  4. [Form 4] RAYMOND JAMES FINANCIAL INC Insider Trading Activity

Raymond James (NYSE: RJF) exec reports RSU vesting and tax share sales

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Raymond James Financial officer reports RSU vesting and tax share dispositions. On 11/30/2025, the company’s Chief Human Resources Officer converted two blocks of Restricted Stock Units into common stock, with 900 shares and 695 shares acquired at an exercise price of $0 per share through RSU vesting. To cover tax liabilities from this vesting, the insider disposed of 169 shares and 219 shares at a price of $156.54 per share back to the issuer. After these transactions, the officer directly owned 15,336 shares of Raymond James common stock and had an additional 696 shares held indirectly through an Employee Stock Ownership Plan account as of late November 2025.

Positive

  • None.

Negative

  • None.
Insider Aisenbrey Christopher S
Role Chief Human Resources Officer
Type Security Shares Price Value
Exercise Restricted Stock Units 900 $0.00 --
Exercise Restricted Stock Units 695 $0.00 --
Exercise Common Stock 900 $0.00 --
Exercise Common Stock 695 $0.00 --
Tax Withholding Common Stock 169 $156.54 $26K
Tax Withholding Common Stock 219 $156.54 $34K
holding Common Stock -- -- --
Holdings After Transaction: Restricted Stock Units — 0 shares (Direct); Common Stock — 15,029 shares (Direct); Common Stock — 696 shares (Indirect, ESOP)
Footnotes (1)
  1. Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 24, 2025. RSUs vested 60% on 11/30/2023, 20% on 11/30/2024, and 20% on 11/30/2025. RSUs vested 60% on 11/30/2024, 20% on 11/30/2025, and will vest 20% on 11/30/2026.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Aisenbrey Christopher S
(Last) (First) (Middle)
880 CARILLON PARKWAY
(Street)
ST. PETERSBURG FL 33716
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
RAYMOND JAMES FINANCIAL INC [ RJF ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Human Resources Officer
3. Date of Earliest Transaction (Month/Day/Year)
11/30/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/30/2025 M 900 A $0(1) 15,029 D
Common Stock 11/30/2025 M 695 A $0(1) 15,724 D
Common Stock 11/30/2025 F 169 D $156.54 15,555 D
Common Stock 11/30/2025 F 219 D $156.54 15,336 D
Common Stock 696(2) I ESOP
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 11/30/2025 M 900 (3) 11/30/2025 Common Stock 900 $0.0000 0.0000 D
Restricted Stock Units (1) 11/30/2025 M 695 (4) 11/30/2026 Common Stock 695 $0.0000 695 D
Explanation of Responses:
1. Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
2. Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 24, 2025.
3. RSUs vested 60% on 11/30/2023, 20% on 11/30/2024, and 20% on 11/30/2025.
4. RSUs vested 60% on 11/30/2024, 20% on 11/30/2025, and will vest 20% on 11/30/2026.
Remarks:
This Form 4 reports (i) the partial vesting of RSUs awarded to the reporting person and (ii) dispositions by the reporting person to the issuer to cover the tax liability in connection with such vesting. aisenbreypoa.txt
/s/ Christopher S. Aisenbrey by Jonathan J. Doyle as Attorney-in-Fact 12/02/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did RJF report in this Form 4?

The filing reports that Raymond James Financial’s Chief Human Resources Officer had Restricted Stock Units vest into common stock on 11/30/2025 and disposed of some shares to the issuer to cover related tax liabilities.

How many Raymond James (RJF) shares vested for the reporting officer?

On 11/30/2025, the officer acquired 900 shares and 695 shares of Raymond James common stock upon vesting of RSU awards, at an exercise price of $0 per share.

How many RJF shares were disposed of to cover taxes and at what price?

The officer disposed of 169 shares and 219 shares of Raymond James common stock on 11/30/2025 at a price of $156.54 per share to cover tax liabilities on the RSU vesting.

How many Raymond James shares does the insider own after these transactions?

Following the reported transactions, the officer directly owned 15,336 shares of Raymond James common stock and indirectly held 696 shares through an Employee Stock Ownership Plan account.

What are the vesting schedules of the reported RJF RSU awards?

One RSU grant vested 60% on 11/30/2023, 20% on 11/30/2024, and 20% on 11/30/2025. Another vested 60% on 11/30/2024, 20% on 11/30/2025, and will vest the remaining 20% on 11/30/2026.

What does each RJF Restricted Stock Unit represent for the reporting person?

Each Restricted Stock Unit represents a contingent right to receive, upon vesting, one share of Raymond James common stock plus accrued cash in lieu of dividends.