RJF director awarded stock and RSU conversions
RAYMOND JAMES FINANCIAL INC director Cecily Mistarz reported equity-based compensation and related conversions on 2026-02-19.
Rhea-AI Filing Summary
RAYMOND JAMES FINANCIAL INC director Cecily Mistarz reported equity-based compensation and related conversions on 2026-02-19. She acquired Restricted Stock Units through grants and exercised other RSUs that convert into common stock on a one-to-one basis with additional cash in lieu of dividends.
The transactions included a grant of 1,303 shares of common stock as part of compensation for Board service and multiple RSU awards and exercises at a reported price of $0.0000 per unit or share. Deferred Restricted Stock Units vest at the next annual shareholders meeting and, per her election, some will settle two years after vesting.
Positive
- None.
Negative
- None.
Insider Trade Summary
1,753 shares exercised/converted
Exercise
9 txns
Insider
Mistarz Cecily
Role
Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Restricted Stock Units | 248 | $0.00 | $0.00 |
| Grant/Award | Restricted Stock Units | 248 | $0.00 | $0.00 |
| Exercise | Restricted Stock Units | 250 | $0.00 | $0.00 |
| Exercise | Restricted Stock Units | 250 | $0.00 | $0.00 |
| Exercise | Restricted Stock Units | 1,253 | $0.00 | $0.00 |
| Grant/Award | Common Stock | 1,303 | $0.00 | $0.00 |
| Exercise | Common Stock | 1,253 | $0.00 | $0.00 |
| Exercise | Common Stock | 250 | $0.00 | $0.00 |
| Exercise | Common Stock | 250 | $0.00 | $0.00 |
Holdings After Transaction:
Restricted Stock Units — 496 contracts (Direct);
Common Stock — 4,242 shares (Direct)
Footnotes (5)
- F1. Consists of a grant of Deferred Restricted Stock Units ("DRSUs") as part of compensation for service on the registrant's Board of Directors. Upon vesting, the DRSUs convert to the right to receive shares of common stock on a one-to-one basis, together with accrued cash in lieu of dividends. The DRSUs vest at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant. Pursuant to an irrevocable election by the reporting person, settlement of the DRSUs will be deferred following vesting until the second anniversary of the vest date.
- F2. Includes DRSUs.
- F3. Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
- F4. The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2027.
- F5. The award vested in accordance with its terms, which provided for vesting at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What insider transactions did Cecily Mistarz report for RJF on this Form 4?
Cecily Mistarz reported acquiring Restricted Stock Units and common stock of RAYMOND JAMES FINANCIAL INC (RJF) on 2026-02-19. The filing shows equity grants and exercises of RSU awards as part of her compensation for service on the company’s Board of Directors.
What are Deferred Restricted Stock Units (DRSUs) in the RJF filing for Cecily Mistarz?
The filing explains DRSUs are Deferred Restricted Stock Units granted as Board compensation. Upon vesting, each converts into one RJF common share plus accrued cash in lieu of dividends, with vesting at the next annual shareholders meeting and settlement deferred two years after vesting under her election.
When do Cecily Mistarz’s RJF DRSU and RSU awards vest and settle?
The DRSUs vest at the next succeeding annual shareholders meeting following grant, but no later than March 15 of the following year. Under an irrevocable election, settlement of these DRSUs occurs on the second anniversary of the vest date, delaying delivery of shares and cash until that time.
How are RJF Restricted Stock Units described in Cecily Mistarz’s Form 4?
Each RJF Restricted Stock Unit represents a contingent right to receive one share of common stock and accrued cash in lieu of dividends upon vesting. Awards vest at the next annual shareholders meeting or by March 15, 2027, depending on the specific grant terms disclosed in the footnotes.
Did Cecily Mistarz’s RJF Form 4 include exercises of derivative securities?
Yes. Several transactions coded M reflect exercises or conversions of RSU derivative securities into RJF common stock at a reported price of $0.0000 per share. These include conversions of 1,253, 250, and another 250 Restricted Stock Units into corresponding common shares under the plan terms.
AI-generated analysis. How Rhea-AI works. Not financial advice.
