STOCK TITAN

Rocket Lab (RKLB) director Alexander Slusky granted 2,482 RSUs, now holds over 496k shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Slusky Alexander R reported acquisition or exercise transactions in this Form 4 filing.

Rocket Lab Corp director Alexander R. Slusky reported an equity grant of 2,482 restricted stock units (RSUs). These RSUs were granted under Rocket Lab’s Amended and Restated Non-Employee Director Compensation Policy and the 2021 Stock Option and Incentive Plan as part of director compensation.

The RSUs will vest in full on the earlier of the company’s next Annual Meeting of Stockholders or the one-year anniversary of the grant date, subject to his continued board service. Following this grant, Slusky directly holds 61,331 shares of common stock and indirectly holds 434,675 shares through Abalone Cove LLLP, a partnership he and his spouse own.

Positive

  • None.

Negative

  • None.

Insights

Routine director RSU grant with modest size relative to total holdings.

Alexander R. Slusky, a director of Rocket Lab Corp, received 2,482 RSUs as compensation under the company’s non-employee director policy and 2021 Stock Option and Incentive Plan. The grant carries no cash exercise price and is standard equity-based pay.

The RSUs vest on the earlier of the next Annual Meeting of Stockholders or one year from grant, contingent on continued board service. After this grant, he holds 61,331 shares directly and 434,675 shares indirectly via Abalone Cove LLLP, so the new award is a relatively small addition to an existing position.

Insider Slusky Alexander R
Role null
Type Security Shares Price Value
Grant/Award Common Stock 2,482 $0.00 --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 61,331 shares (Direct, null); Common Stock — 434,675 shares (Indirect, By Abalone Cove LLLP)
Footnotes (1)
  1. Represents restricted stock units ("RSUs") granted to the Reporting Person under the Rocket Lab Corporation Amended and Restated Non-Employee Director Compensation Policy, and the Rocket Lab Corporation 2021 Stock Option and Incentive Plan. Such RSUs will vest in full on the earlier of (i) the date of the Registrant's next Annual Meeting of Stockholders and (ii) the one-year anniversary of the date of grant, subject to the Reporting Person's continuous service as a member of the Board of Directors through such date. These shares are held by Abalone Cove LLLP, a limited liability limited partnership, of which the Reporting Person is the sole general partner and of which the Reporting Person and his spouse are the sole limited partners.
RSU grant size 2,482 RSUs Restricted stock units granted to director on May 20, 2026
Grant price $0.0000 per share Stated price per share for RSU grant
Direct holdings after grant 61,331 shares Common stock directly owned following RSU award
Indirect holdings via Abalone Cove LLLP 434,675 shares Common stock held indirectly through Abalone Cove LLLP
Unknown transaction entries 1 holding entry Neutral holding line with unknown transaction code
restricted stock units ("RSUs") financial
"Represents restricted stock units ("RSUs") granted to the Reporting Person"
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
Rocket Lab Corporation Amended and Restated Non-Employee Director Compensation Policy financial
"granted to the Reporting Person under the Rocket Lab Corporation Amended and Restated Non-Employee Director Compensation Policy"
Rocket Lab Corporation 2021 Stock Option and Incentive Plan financial
"and the Rocket Lab Corporation 2021 Stock Option and Incentive Plan"
Annual Meeting of Stockholders financial
"will vest in full on the earlier of (i) the date of the Registrant's next Annual Meeting of Stockholders"
limited liability limited partnership financial
"These shares are held by Abalone Cove LLLP, a limited liability limited partnership"
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Slusky Alexander R

(Last)(First)(Middle)
3881 MCGOWEN STREET

(Street)
LONG BEACH CALIFORNIA 90808

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Rocket Lab Corp [ RKLB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/20/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/20/2026A2,482(1)A$0.061,331D
Common Stock434,675IBy Abalone Cove LLLP(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents restricted stock units ("RSUs") granted to the Reporting Person under the Rocket Lab Corporation Amended and Restated Non-Employee Director Compensation Policy, and the Rocket Lab Corporation 2021 Stock Option and Incentive Plan. Such RSUs will vest in full on the earlier of (i) the date of the Registrant's next Annual Meeting of Stockholders and (ii) the one-year anniversary of the date of grant, subject to the Reporting Person's continuous service as a member of the Board of Directors through such date.
2. These shares are held by Abalone Cove LLLP, a limited liability limited partnership, of which the Reporting Person is the sole general partner and of which the Reporting Person and his spouse are the sole limited partners.
By: /s/ Arjun Kampani as Attorney-in-Fact For: Alexander R. Slusky05/22/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Rocket Lab Corp (RKLB) director Alexander Slusky report in this Form 4?

Alexander R. Slusky reported receiving 2,482 restricted stock units in Rocket Lab Corp common stock. The award is part of his non-employee director compensation and increases his direct equity holdings while leaving his larger indirect position via Abalone Cove LLLP unchanged.

How many Rocket Lab (RKLB) shares does Alexander Slusky hold after this filing?

After the grant, Alexander Slusky holds 61,331 Rocket Lab common shares directly and 434,675 shares indirectly through Abalone Cove LLLP. This filing shows both his new RSU-based holdings and his existing indirect ownership position in the company’s stock.

What are the vesting terms of the 2,482 RSUs granted to Alexander Slusky at Rocket Lab?

The 2,482 RSUs vest in full on the earlier of Rocket Lab’s next Annual Meeting of Stockholders or one year from the grant date. Vesting requires Slusky to remain a member of the board of directors through the applicable vesting date.

Under which Rocket Lab (RKLB) plans were Alexander Slusky’s RSUs granted?

The RSUs were granted under Rocket Lab Corporation’s Amended and Restated Non-Employee Director Compensation Policy and its 2021 Stock Option and Incentive Plan. These programs govern how equity awards are granted to non-employee directors as part of their compensation package.

Does this Rocket Lab Form 4 show Alexander Slusky buying or selling RKLB shares on the market?

The Form 4 does not show any open-market purchases or sales by Alexander Slusky. It reports a grant of 2,482 restricted stock units as compensation and lists his existing direct and indirect shareholdings, including shares held through Abalone Cove LLLP.

What is Abalone Cove LLLP’s role in Alexander Slusky’s Rocket Lab holdings?

Abalone Cove LLLP holds 434,675 Rocket Lab shares indirectly for Alexander Slusky and his spouse. Slusky is the sole general partner, and he and his spouse are the sole limited partners, so this entity structure concentrates their indirect ownership in a single partnership.