Rocket Lab (RKLB) CFO Adam Spice makes bona fide gift of 1,558 shares

Rhea-AI Filing Summary

Rocket Lab Corp Chief Financial Officer Adam C. Spice reported a bona fide gift of 1,558 shares of Common Stock. The transfer was recorded at a price of $0.00 per share, reflecting a non-market, no‑consideration gift transaction. Following this disposition, he continues to hold 1,295,266 shares directly, indicating that the gifted amount represents a small portion of his overall stake.

Insider Trade Summary

1,558 shares gifted

Mixed 1 txn

Insider Spice Adam C.

Role Chief Financial Officer

Type	Security	Shares	Price	Value
Gift	Common Stock	1,558	$0.00	--

Holdings After Transaction: Common Stock — 1,295,266 shares (Direct)

Footnotes (1)

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Spice Adam C.

(Last) (First) (Middle)

C/O ROCKET LAB CORPORATION

3881 MCGOWEN STREET

(Street)

LONG BEACH CALIFORNIA 90808

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Rocket Lab Corp [ RKLB ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/20/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/20/2026		G		1,558	D	$0	1,295,266	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	By: /s/ Arjun Kampani, as Attorney-in-Fact For: Adam Spice	03/24/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Rocket Lab (RKLB) report for its CFO?

Rocket Lab reported that CFO Adam C. Spice made a bona fide gift of 1,558 shares of Common Stock. The transaction was recorded at $0.00 per share, indicating a non-market transfer with no cash consideration involved.

How many Rocket Lab (RKLB) shares did the CFO gift in this Form 4?

The Form 4 shows that Rocket Lab’s CFO gifted 1,558 shares of Common Stock. This bona fide gift reduced his directly held position only modestly compared to his remaining 1,295,266 shares after the transaction.

Does the Rocket Lab (RKLB) CFO still hold a large stake after the reported gift?

Yes. After gifting 1,558 shares, Rocket Lab’s CFO Adam C. Spice still directly holds 1,295,266 shares of Common Stock. The filing indicates this gift represents a relatively small portion of his overall ownership position.

Was the Rocket Lab (RKLB) CFO’s Form 4 transaction a market sale or a gift?

The transaction was a bona fide gift, not a market sale. The Form 4 classifies it under code G, with a price of $0.00 per share, reflecting a non-cash, non-market transfer of 1,558 Rocket Lab common shares.

What does transaction code G mean in Rocket Lab (RKLB) CFO’s Form 4?

Transaction code G on the Rocket Lab Form 4 indicates a bona fide gift. In this case, CFO Adam C. Spice disposed of 1,558 Common Stock shares as a gift, rather than through an open-market sale or option exercise.