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Rocket Lab Corp SEC Filings

RKLB NASDAQ

Welcome to our dedicated page for Rocket Lab SEC filings (Ticker: RKLB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on Rocket Lab's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into Rocket Lab's regulatory disclosures and financial reporting.

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RKLB submitted a Form 144 notice reporting 5,000,000 shares of Class A Common Stock to be sold. The shares were converted from preferred shares originally acquired as part of a business combination on 08/25/2021. The filing shows the form data dated 07/06/2026.

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Rocket Lab Corporation entered into an Agreement and Plan of Merger to acquire Iridium Communications Inc. by sequential mergers announced June 28, 2026. At the First Effective Time each share of Iridium common stock will convert into $27.00 cash plus a variable number of Rocket Lab shares determined by a net exchange ratio tied to Rocket Lab's 10-day VWAP, with an Exchange Ratio ranging from 0.4000 to 0.2400 depending on price. The Transaction is structured to qualify as a tax-free reorganization if certain Stock/Cash consideration conditions are met; otherwise the Subsequent Merger would not occur. Rocket Lab obtained committed bridge financing of $3,600.0 million under a 364-day senior secured facility. The Merger Agreement includes customary closing conditions, regulatory approvals (including FCC and HSR clearances), a termination fee of $223.62 million payable by Iridium in specified circumstances, no-shop restrictions, and director support agreements representing approximately 1.6% of Iridium shares as of June 24, 2026.

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Rhea-AI Summary

Rocket Lab Corporation has agreed to acquire Iridium Communications in a cash-and-stock transaction valuing Iridium at about $8.0 billion. Iridium stockholders will receive $27.00 in cash plus Rocket Lab shares per Iridium share, targeting total value of $54.00, with the stock portion set by an exchange ratio within a price collar.

The deal uses a two-step merger structure that will make Iridium an indirect wholly owned subsidiary of Rocket Lab and is generally intended to qualify as a tax-free reorganization, subject to stock/cash mix conditions. Rocket Lab has secured commitments for a $3.6 billion 364‑day senior secured bridge term loan to fund part of the cash payment, alongside other debt, equity and balance sheet cash.

Closing is expected in mid‑2027, subject to Iridium stockholder approval, antitrust and communications regulatory clearances, effectiveness of a Form S‑4 registration statement and other customary conditions. The Merger Agreement includes a $223.62 million termination fee payable by Iridium to Rocket Lab in specified circumstances, and Iridium directors holding about 1.6% of Iridium shares have signed support agreements to vote in favor of the transaction.

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Rocket Lab Corp SVP & General Counsel Arjun Kampani reallocated part of his holdings by contributing shares to an exchange fund. On June 18, 2026, he contributed 88,000 shares of Common Stock at $107.98 per share to an exchange fund under a subscription agreement dated March 25, 2026, receiving fund shares in return rather than executing an open-market sale. Following this transaction, he directly holds 264,705 Rocket Lab shares.

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Rocket Lab Corp director Alexander R. Slusky reported an indirect open-market sale of Common Stock through Abalone Cove LLLP. On June 2, 2026, Abalone Cove LLLP sold 40,000 shares at $123.60 per share.

After this transaction, Slusky’s indirect holdings through Abalone Cove LLLP totaled 334,675 shares of Rocket Lab Corp Common Stock. A separate holding entry shows he also directly owns 61,331 shares, providing additional context on his remaining stake following the sale.

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Spice Adam C. reported acquisition or exercise transactions in this Form 4 filing.

Rocket Lab Corp Chief Financial Officer Adam C. Spice received a grant of 275,319 shares of common stock in the form of restricted stock units (RSUs). The RSUs were granted at a price of $0.00 per share under the Rocket Lab Corporation 2021 Stock Option and Incentive Plan.

According to the award terms, 1/16 of the RSUs will vest on August 22, 2026, and 1/16 will vest on each March 1, May 22, August 22, or November 22 thereafter, subject to his continuous employment through each vesting date. Following this grant, he directly holds 1,195,644 shares of common stock and indirectly holds 250,000 shares by trust.

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Ricupati Agostino reported acquisition or exercise transactions in this Form 4 filing.

Rocket Lab Corp executive Agostino Ricupati, VP Corp Controller & CAO, received a grant of 27,532 restricted stock units (RSUs) of common stock as equity compensation. The RSUs were granted at $0.00 per share, so he did not buy shares on the open market.

All 27,532 shares are reported as owned directly after the grant. The RSUs vest over time under the Rocket Lab Corporation 2021 Stock Option and Incentive Plan: 1/16 vests on August 22, 2026, and 1/16 vests on each March 1, May 22, August 22 and November 22 thereafter, as long as he remains in continuous service.

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Rocket Lab Corp executive Ricupati Agostino, the company’s VP Corporate Controller and Chief Accounting Officer, filed an initial Form 3 insider report. The filing lists him as an officer and shows no reported purchases, sales, option exercises, gifts, or other insider transactions in this statement.

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Rocket Lab Corporation appointed Agostino Ricupati as Vice President, Corporate Controller and Chief Accounting Officer, making him the company’s principal accounting officer. He brings more than two decades of senior finance and accounting experience at large public companies, including Cooper Companies and Intel.

Ricupati’s compensation includes a $350,000 annual base salary, a discretionary target bonus equal to 40% of base salary for 2026, a $50,000 sign-on bonus, a temporary housing stipend up to $5,000 per month for seven months, and a four-year vesting RSU award valued at $3,000,000. Adam C. Spice will cease serving as principal accounting officer but will remain Chief Financial Officer and principal financial officer.

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Rocket Lab Corp Chief Financial Officer Adam C. Spice reported non-market transfers of common stock. On May 29 and June 1, 2026, he made bona fide gifts totaling 188,172 shares, including transfers to trusts where he serves as trustee, at a reported price of $0.00 per share.

After these gifts, Spice holds 920,325 shares of common stock directly and 250,000 shares indirectly through a trust, indicating the reported transactions represent a portion of his overall position rather than a sale into the market.

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FAQ

How many Rocket Lab (RKLB) SEC filings are available on StockTitan?

StockTitan tracks 135 SEC filings for Rocket Lab (RKLB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Rocket Lab (RKLB)?

The most recent SEC filing for Rocket Lab (RKLB) was filed on July 6, 2026.