Rocket Lab Usa Inc SEC Filings

Form 144 filing for Rocket Lab Corp (RKLB) reports a proposed sale of 2,500,000 shares of Class A common stock, with an aggregate market value of $135,100,000. The securities were acquired on 08/25/2021 through conversion from preferred shares received in a business combination with the issuer. The planned approximate sale date is 09/15/2025 and the broker named is Goldman Sachs & Co. LLC on the NASD. No securities were sold by the filer in the past three months, and the filer states they are unaware of any undisclosed material adverse information. Other identifying details for the filer and issuer are not provided in the form content supplied.

Amendment No. 7 to a Schedule 13D reports ownership details for Rocket Lab Corporation (RKLB). The filing shows that Vinod Khosla, VK Services, and affiliated Khosla Ventures entities collectively hold significant common stock positions originally acquired via conversion of Legacy Rocket Lab preferred stock in the 2021 business combination.

VK Services and Vinod Khosla are reported as beneficial owners of 43,433,056 shares (9.0% of the class) and Khosla Ventures V, L.P. directly holds 11,323,617 shares (2.3%). Between July 23, 2025 and September 2, 2025, KV V distributed a total of 8,000,000 shares pro rata to its partners, leaving VK Services with 32,109,439 directly owned shares. The Reporting Persons state the shares are held solely for investment and have no present plans to change Rocket Lab's business or governance. The KV Funds have registration rights, including demand registration for offerings of at least $50 million and piggyback rights.

Rocket Lab director Nina Armagno was granted 3,960 restricted stock units (RSUs) on 08/27/2025 under the company’s non-employee director compensation policy and 2021 incentive plan. The RSUs were reported at a $0.0 price and increase her beneficial ownership to 136,254 shares following the grant. The RSUs vest in full on the earlier of the issuer’s next annual meeting or the one-year anniversary of the grant, provided she remains in continuous service as a board member through the vesting date. The Form 4 was executed by an attorney-in-fact on behalf of Ms. Armagno on 08/29/2025.

Merline Saintil, a director of Rocket Lab Corporation (RKLB), was granted 3,960 restricted stock units (RSUs) on 08/27/2025. The RSUs were issued under the company's non-employee director compensation policy and 2021 Stock Option and Incentive Plan and will vest in full on the earlier of the issuer's next Annual Meeting of Stockholders or the one-year anniversary of the grant, subject to the reporting persons continued board service. Following the reported grant, the filing shows the reporting person beneficially owns 423,529 shares in a direct ownership form. The Form 4 was executed by an attorney-in-fact for Merline Saintil on 08/29/2025.

Kenneth R. Possenriede, a director of Rocket Lab Corporation (RKLB), was granted 3,960 restricted stock units (RSUs) on 08/27/2025 under the company's non-employee director compensation policy and 2021 equity plan. The RSUs vest in full on the earlier of the issuer's next annual meeting or one year from grant, subject to continuous board service through that date. After the award, the Reporting Person beneficially owns 94,178 shares of Rocket Lab common stock. The Form 4 was submitted by an attorney-in-fact on behalf of the reporting person.

Jon A. Olson, a director of Rocket Lab Corporation (RKLB), was granted 3,960 restricted stock units (RSUs) on 08/27/2025. The RSUs were issued under the company’s Amended and Restated Non-Employee Director Compensation Policy and the Rocket Lab Corporation 2021 Stock Option and Incentive Plan. The award has a $0.0 per-share price and will vest in full on the earlier of the company’s next annual meeting or one year from the grant date, subject to continued board service. Following the grant, Mr. Olson beneficially owns 436,235 shares. The Form 4 was signed by an attorney-in-fact on behalf of the reporting person on 08/29/2025.

Rocket Lab director Edward H. Frank was granted 3,960 restricted stock units (RSUs) on 08/27/2025 under the company's non-employee director compensation policy and 2021 incentive plan. The RSUs carry a $0.0 purchase price and will vest in full on the earlier of the issuer's next annual meeting or the one-year anniversary of grant, provided Mr. Frank continues board service through that date. Following the grant, the filing shows Mr. Frank beneficially owns 150,004 shares. The Form 4 was signed by an attorney-in-fact on behalf of the reporting person.

Alexander R. Slusky, a Rocket Lab Corp (RKLB) director, acquired 3,960 restricted stock units (RSUs) on 08/27/2025 under the company's non-employee director compensation and incentive plans. The RSUs vest in full on the earlier of the issuer's next annual meeting or one year from grant, subject to continuous board service. After the grant, the filing reports 123,849 shares held directly by Slusky and 534,675 shares held indirectly through Abalone Cove LLLP, of which he is the sole general partner and, with his spouse, a limited partner. The Form 4 was signed by an attorney-in-fact on Slusky's behalf.