Rocket Companies holder proposes $12.1M share sale

A trust associated with Jesse K. Bray filed to sell 900,000 Rocket Companies Class A shares under Rule 144 within three months of September 15, 2026.

Available on EDGAR 09/15/2026 - 06:00 PM EDT Accepted by SEC EDGAR 09/15/2026 - 05:59 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Rocket Companies, Inc. (RKT) received a Rule 144 notice covering a proposed sale of 900,000 shares of Class A Common Stock. The shares are expected to be sold within three months of September 15, 2026, through J.P. Morgan Securities LLC acting as agent and attorney-in-fact for Jesse K. Bray.

The shares are held by The Jesse K. Bray Living Trust, with Jesse K. Bray as trustee, and were acquired as a compensation award from Rocket Companies on March 1, 2026. The filing lists an aggregate market value of $12,096,000 for the shares proposed to be sold, against 1,906,422,676 Class A shares outstanding on the New York Stock Exchange; this is a baseline figure, not the amount being offered.

Key Figures

Shares to be sold: 900,000 shares of Class A Common Stock Aggregate market value of shares to be sold: $12,096,000 Shares outstanding: 1,906,422,676 shares +2 more

5 metrics

Shares to be sold 900,000 shares of Class A Common Stock Proposed sale under Rule 144 within three months of September 15, 2026

Aggregate market value of shares to be sold $12,096,000 Value of 900,000 Rocket Companies Class A shares covered by the notice

Shares outstanding 1,906,422,676 shares Rocket Companies Class A Common shares outstanding on the NYSE as of September 15, 2026

Notice date September 15, 2026 Date of Rule 144 notice filed for proposed sale

Acquisition date of shares March 1, 2026 Date Jesse K. Bray acquired the shares as a compensation award from the issuer

Key Terms

Rule 144, aggregate market value, Living Trust, attorney-in-fact

4 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

aggregate market value financial

"Class A Common Stock ... 900000 | 12096000 | 1906422676"

Aggregate market value is the combined price you would pay to buy all outstanding shares of a company or all companies in a group at current market prices — essentially the sum of each stock’s market capitalization. It matters to investors because it shows the overall size and weight of an investment or sector (like the total cost to buy every piece of a puzzle), helps compare scale across companies or markets, and influences index composition and risk exposure.

Living Trust financial

"The shares are being sold by The Jesse K. Bray Living Trust"

attorney-in-fact regulatory

"J.P. Morgan Securities LLC as agent and attorney-in-fact for Jesse K. Bray"

An attorney-in-fact is the person or entity given legal authority through a power of attorney to act on behalf of another for specific tasks, such as signing documents, voting shares, or handling transactions. For investors, this matters because it lets a trusted representative make timely decisions or complete paperwork when the owner cannot, much like handing keys to someone to run errands on your behalf—so checks on scope and limits of that authority are important.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many Rocket Companies (RKT) shares are proposed to be sold in this Form 144?

The notice covers a proposed sale of 900,000 shares of Rocket Companies Class A Common Stock, with the shares expected to be sold within three months of the notice date of September 15, 2026.

Who is selling the RKT shares disclosed in this Form 144?

The shares are being sold by The Jesse K. Bray Living Trust, with Jesse K. Bray as trustee. J.P. Morgan Securities LLC signed the notice as agent and attorney-in-fact for Jesse K. Bray.

What is the reported market value of the Rocket Companies (RKT) shares to be sold?

The filing lists an aggregate market value of $12,096,000 for the 900,000 Rocket Companies Class A Common shares that are expected to be sold under Rule 144.

When were the Rocket Companies (RKT) shares acquired and how?

The 900,000 Rocket Companies Class A shares were acquired on March 1, 2026 as a compensation award from the issuer to Jesse K. Bray, according to the Rule 144 notice.

What is the timeframe for selling the RKT shares under this Rule 144 notice?

The remarks state that the 900,000 Rocket Companies shares are expected to be sold within three months of the notice date of September 15, 2026.

How many Rocket Companies (RKT) Class A shares are outstanding in this filing?

The Rule 144 notice reports 1,906,422,676 Rocket Companies Class A Common shares outstanding on the New York Stock Exchange as of September 15, 2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001543932
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Rocket Companies, Inc.
SEC File Number	001-39432
Address of Issuer	1050 Woodward Avenue Detroit MICHIGAN 48226
Phone	313-373-7990
Name of Person for Whose Account the Securities are To Be Sold	Jesse K. Bray
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Class A Common Stock	J.P. Morgan Securities LLC 270 Park Avenue - 10th Floor New York NY 10017	900000	12096000	1906422676	09/15/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Class A Common Stock	03/17/2026	Transfer	Jesse K. Bray who acquired the shares as compensation award form the issuer on 03/01/2026			900000	03/17/2026	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks	The shares represented on the filing are shares expected to be sold within 3 months of this filing. The shares are being sold by The Jesse K. Bray Living Trust, Jesse K Bray as Trustee.
Date of Notice	09/15/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ J.P. Morgan Securities LLC as agent and attorney-in-fact for Jesse K. Bray
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)