Rocket Companies, Inc. filings document operating results, governance, funding arrangements and capital-structure matters for its homeownership platform. Its 8-K reports include earnings releases, Regulation FD supplemental financial information, preliminary operating updates, and material definitive agreements involving Rocket Mortgage warehouse and repurchase financing facilities.
Proxy filings cover board matters, stockholder proposals, executive compensation and voting procedures. Other disclosures address direct financial obligations, off-balance-sheet arrangements, funding capacity, risk factors and the financial performance of mortgage, real estate, title and personal finance businesses within Rocket Companies.
Rocket Companies, Inc. (RKT) Chief Marketing Officer Jonathan Mildenhall had 12,860 shares of Class A common stock forfeited to pay tax withholding obligations when restricted stock units vested on October 7, 2026. Mildenhall reported 795,797 direct shares after the transaction; the reported price was $11.59 per share.
Rocket Companies, Inc. Chief Technology Officer Shawn Malhotra reported 13,751 shares of Class A common stock forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted under the company’s 2020 Omnibus Incentive Plan. The reported price was $11.59 per share; his directly held position afterward was 853,590 shares.
Rocket Companies, Inc. (RKT) Chief Business Officer William D. Banfield had 8,056 Class A common shares forfeited on October 7, 2026, to pay tax-withholding obligations upon vesting of restricted stock units under the 2020 Omnibus Incentive Plan; the reported price was $11.59 per share. Afterward, he held 3,659,492 Class A shares directly. The Form 4 also lists 2,826,979 Class L-2 common shares held directly.
Rocket Companies, Inc. Chief Operating Officer Heather M. Lovier forfeited 8,056 shares of Class A common stock on October 7, 2026, to pay tax withholding obligations upon vesting; the reported price was $11.59 per share. After the transaction, Lovier directly held 2,251,059 shares of Class A common stock. She also reported direct holdings of 1,413,490 shares of Class L-2 common stock as of October 7, 2026.
Rocket Companies, Inc. Chief Accounting Officer Noah A. Edwards forfeited 2,302 shares of Class A common stock on October 7, 2026, to pay tax withholding obligations upon the vesting of restricted stock units granted under the issuer’s 2020 Omnibus Incentive Plan. The shares were reported at $11.59 per share, and Edwards held 154,311 shares directly after the transaction.
Rocket Companies, Inc. (RKT) disclosed that President & Chief Fin Officer Brian Nicholas Brown forfeited 16,112 Class A common shares to pay tax withholding obligations upon the vesting of restricted stock units granted under the company’s 2020 Omnibus Incentive Plan on October 7, 2026. The reported price was $11.59 per share. Brown’s direct Class A holdings after the transaction were 1,607,954 shares; a separate direct holding entry lists 395,777 Class L-2 common shares.
Jesse K. Bray, President and CEO of Rocket Mortgage and a director, reported that the Jesse K. Bray Living Trust sold 92,300 Class A common shares on October 2, 2026. The sale was made under a previously announced Rule 10b5-1 trading plan adopted by the Trust on June 16, 2026. After the sale, the Trust held 7,728,027 shares. A separate direct holding entry listed 7,812,940 shares on October 2, 2026.
Rocket Companies, Inc. director and Rocket Mortgage President & CEO Jesse K. Bray reported that the Jesse K. Bray Living Trust sold 132,700 Class A common shares on October 1, 2026, at a weighted average $12.01 per share; individual sale prices ranged from $12.00 to $12.02. The sale was made under a Rule 10b5-1 plan adopted June 16, 2026. Separately, 57,200 shares were forfeited to pay tax withholding obligations upon restricted stock unit vesting; Bray directly held 7,812,940 shares after that transaction, and the trust held 7,820,327 shares after the sale.
Rocket Companies, Inc. (RKT) director and Rocket Mortgage president and CEO Jesse K. Bray reported that the Jesse K. Bray Living Trust sold 225,000 shares of Class A common stock on September 15, 2026, at a weighted average price of $13.11 per share under a pre-arranged Rule 10b5-1 trading plan adopted on June 16, 2026.
After this sale, Bray is reported to hold 7,953,027 shares indirectly through the trust and 7,870,140 shares directly of Rocket Companies Class A common stock.
Rocket Companies, Inc. (RKT) received a Rule 144 notice covering a proposed sale of 900,000 shares of Class A Common Stock. The shares are expected to be sold within three months of September 15, 2026, through J.P. Morgan Securities LLC acting as agent and attorney-in-fact for Jesse K. Bray.
The shares are held by The Jesse K. Bray Living Trust, with Jesse K. Bray as trustee, and were acquired as a compensation award from Rocket Companies on March 1, 2026. The filing lists an aggregate market value of $12,096,000 for the shares proposed to be sold, against 1,906,422,676 Class A shares outstanding on the New York Stock Exchange; this is a baseline figure, not the amount being offered.