Rocket CEO reports tax withholding share disposition

Rocket Companies, Inc. director and executive Jesse K. Bray reported a routine tax-related share disposition.

Rhea-AI Filing Summary

Rocket Companies, Inc. director and executive Jesse K. Bray reported a routine tax-related share disposition. On April 1, 2026, 57,200 shares of Class A common stock were forfeited at $14.25 per share to cover tax withholding on vesting restricted stock units under the 2020 Omnibus Incentive Plan.

After this transaction, Bray held 7,978,342 Class A shares directly and 8,099,104 Class A shares indirectly through The Jesse K. Bray Living Trust, indicating a large ongoing ownership position despite the tax withholding disposition.

Insider Trade Summary

Exercise Price or Tax Liability: 57,200 shares

Exercise Price or Tax Liability 2 txns

Insider Bray Jesse K

Role Pres & CEO, Rocket Mortgage

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Class A common stock	57,200	$14.25	$815K
holding	Class A common stock	--	--	--

Holdings After Transaction: Class A common stock — 7,978,342 shares (Direct); Class A common stock — 8,099,104 shares (Indirect, By The Jesse K. Bray Living Trust)

Footnotes (1)

1. F1. Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.

Key Figures

Tax withholding shares: 57,200 shares Reported share value: $14.25 per share Direct holdings after transaction: 7,978,342 shares +1 more

4 metrics

Tax withholding shares 57,200 shares Class A common stock forfeited for tax withholding on RSU vesting

Reported share value $14.25 per share Value used for 57,200-share tax withholding disposition

Direct holdings after transaction 7,978,342 shares Class A common stock held directly by Jesse K. Bray after transaction

Indirect holdings after transaction 8,099,104 shares Class A common stock held indirectly via The Jesse K. Bray Living Trust

Key Terms

restricted stock units, 2020 Omnibus Incentive Plan, tax withholding obligations, Form 4

4 terms

restricted stock units financial

"upon the vesting of restricted stock units granted by the Issuer"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

2020 Omnibus Incentive Plan financial

"granted by the Issuer under its 2020 Omnibus Incentive Plan"

tax withholding obligations financial

"shares forfeited to pay tax withholding obligations upon the vesting"

Form 4 regulatory

"INSIDER FILING DATA (Form 4): {"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Jesse K. Bray report for Rocket Companies (RKT)?

Jesse K. Bray reported a tax-related disposition of 57,200 Rocket Companies Class A shares. The shares were forfeited to satisfy withholding taxes triggered when restricted stock units vested under the company’s 2020 Omnibus Incentive Plan, rather than being sold on the open market.

Was the Rocket Companies (RKT) insider transaction an open-market sale?

No, the transaction was not an open-market sale. The 57,200 Rocket Companies shares were forfeited to pay tax withholding obligations upon vesting of restricted stock units, a common non-market mechanism used to cover taxes on equity compensation awards.

How many Rocket Companies (RKT) shares does Jesse K. Bray hold after this filing?

Following the reported transaction, Jesse K. Bray held 7,978,342 Rocket Companies Class A shares directly. He also had an indirect holding of 8,099,104 Class A shares through The Jesse K. Bray Living Trust, reflecting a substantial continuing ownership stake.

What price per share was used in Jesse K. Bray’s Rocket Companies (RKT) tax withholding transaction?

The tax withholding disposition used a price of $14.25 per Rocket Companies Class A share. This price is applied for reporting the value of the 57,200 forfeited shares in the Form 4, rather than representing a market sale execution price.

What triggered the tax withholding share forfeiture at Rocket Companies (RKT)?

The forfeiture was triggered by the vesting of restricted stock units granted under Rocket Companies’ 2020 Omnibus Incentive Plan. When these RSUs vested, 57,200 shares were surrendered to cover the associated tax withholding obligations instead of Bray paying taxes in cash.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/02/2026 - 04:05 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Bray Jesse K

(Last) (First) (Middle)

C/O ROCKET COMPANIES, INC.

1050 WOODWARD AVE.

(Street)

DETROIT MICHIGAN 48226

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Rocket Companies, Inc. [ RKT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Pres & CEO, Rocket Mortgage

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A common stock	04/01/2026		F(1)		57,200	D	$14.25	7,978,342	D
Class A common stock								8,099,104	I	By The Jesse K. Bray Living Trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.

Remarks:

	/s/ Elisabeth Gormley, attorney in fact	04/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)