Rocket CMO settles RSU taxes with 12,860 RKT shares

Rocket Companies, Inc. Chief Marketing Officer Jonathan Mildenhall reported a routine tax-related share disposition.

Accepted by SEC EDGAR 04/08/2026 - 04:11 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Rocket Companies, Inc. Chief Marketing Officer Jonathan Mildenhall reported a routine tax-related share disposition. On the vesting of restricted stock units granted under the company’s 2020 Omnibus Incentive Plan, 12,860 shares of Class A common stock were forfeited to cover tax withholding obligations at an indicated value of $15.03 per share. After this non-market tax-withholding event, Mildenhall directly holds 888,944 shares of Rocket Companies Class A common stock.

Insider Trade Summary

Exercise Price or Tax Liability: 12,860 shares

Exercise Price or Tax Liability 1 txn

Insider Mildenhall Jonathan

Role Chief Marketing Officer

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Class A common stock	12,860	$15.03	$193K

Holdings After Transaction: Class A common stock — 888,944 shares (Direct)

Footnotes (1)

1. F1. Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.

Key Figures

Tax-withholding shares: 12,860 shares Per-share value: $15.03 per share Post-transaction holdings: 888,944 shares +1 more

4 metrics

Tax-withholding shares 12,860 shares Class A common stock forfeited for tax withholding on RSU vesting

Per-share value $15.03 per share Value used for the tax-withholding disposition of 12,860 shares

Post-transaction holdings 888,944 shares Class A common stock directly held by Jonathan Mildenhall after transaction

Tax-withholding transactions 1 transaction; 12,860 shares Aggregate F-code tax-withholding activity in this Form 4

Key Terms

restricted stock units, 2020 Omnibus Incentive Plan, tax withholding obligations, tax-withholding disposition

4 terms

restricted stock units financial

"upon the vesting of restricted stock units granted by the Issuer"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

2020 Omnibus Incentive Plan financial

"granted by the Issuer under its 2020 Omnibus Incentive Plan"

tax withholding obligations financial

"shares forfeited to pay tax withholding obligations upon the vesting"

tax-withholding disposition financial

"transaction_action: "tax-withholding disposition" for the F-code entry"

A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Rocket Companies (RKT) report for Jonathan Mildenhall?

Rocket Companies reported that Chief Marketing Officer Jonathan Mildenhall had 12,860 Class A shares withheld to cover taxes on vesting RSUs. This was a tax-withholding disposition, not an open-market sale, tied to equity compensation vesting.

Was the Rocket Companies (RKT) insider transaction an open-market sale?

No. The 12,860 Rocket Companies Class A shares were forfeited to satisfy tax withholding on vested restricted stock units. This F-code transaction reflects compensation-related tax settlement rather than a discretionary open-market share sale.

How many Rocket Companies (RKT) shares does Jonathan Mildenhall hold after the filing?

Following the tax-withholding disposition, Jonathan Mildenhall directly holds 888,944 shares of Rocket Companies Class A common stock. This post-transaction figure shows his continuing equity stake after settling taxes on vested restricted stock units.

What price per share was used in the Rocket Companies (RKT) tax-withholding entry?

The filing shows a value of $15.03 per share for the 12,860 Class A shares used to cover tax withholding. This figure is an accounting price for the tax settlement associated with the vesting of restricted stock units.

What plan governed the Rocket Companies (RKT) RSU vesting for Jonathan Mildenhall?

The restricted stock units that vested for Jonathan Mildenhall were granted under Rocket Companies’ 2020 Omnibus Incentive Plan. Shares were forfeited from this award to cover tax withholding obligations triggered by the RSU vesting event.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Mildenhall Jonathan

(Last) (First) (Middle)

C/O ROCKET COMPANIES, INC.

1050 WOODWARD AVENUE

(Street)

DETROIT MICHIGAN 48226

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Rocket Companies, Inc. [ RKT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Marketing Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/07/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A common stock	04/07/2026		F(1)		12,860	D	$15.03	888,944	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.

Remarks:

	/s/ Elisabeth Gormley, attorney in fact	04/08/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)