Rocket Companies: Bray trust sells 225,000 shares

Rocket Companies, Inc. director Jesse K. Bray, President and CEO of Rocket Mortgage, reported that the Jesse K. Bray Living Trust sold 225,000 Class A common shares on November 2, 2026, at a weighted average price of $13.75 per share.

Available on EDGAR 11/03/2026 - 04:08 PM EST Accepted by SEC EDGAR 11/03/2026 - 04:07 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Rocket Companies, Inc. director Jesse K. Bray, President and CEO of Rocket Mortgage, reported that the Jesse K. Bray Living Trust sold 225,000 Class A common shares on November 2, 2026, at a weighted average price of $13.75 per share. The sale was effected pursuant to a previously announced Rule 10b5-1 trading plan adopted by the Trust on June 16, 2026; reported sale prices ranged from $12.97 to $13.97 per share. The Trust reported 7,503,027 shares following the sale.

Insider Trade Summary 10b5-1

Net Seller: 225,000 shares

Net Sell 1 txn

Insider Bray Jesse K

Role Pres & CEO, Rocket Mortgage

Sold 225,000 shs ($3.09M)

Type	Security	Shares	Price	Value
Sale	Class A common stock F1, F2	225,000	$13.75	$3.09M
Holding	Class A common stock	--	--	--

Holdings After Transaction: Class A common stock — 7,503,027 shares (Indirect, By The Jesse K. Bray Living Trust); Class A common stock — 7,812,940 shares (Direct)

Footnotes (2)

1. F1. The transactions reported on this Form 4 were effected pursuant to a previously announced Rule 10b5-1 trading plan adopted by the Jesse K. Bray Living Trust (the "Trust") on June 16, 2026.
2. F2. The reported price in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $12.97 to $13.97 per share. The Reporting Person, on behalf of the Trust, undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Key Figures

Shares sold: 225,000 shares Weighted average sale price: $13.75 per share Sale-price range: $12.97 to $13.97 per share +2 more

5 metrics

Shares sold 225,000 shares Class A common stock; November 2, 2026

Weighted average sale price $13.75 per share Reported sale on November 2, 2026

Sale-price range $12.97 to $13.97 per share Multiple transactions

Trust shares following sale 7,503,027 shares Jesse K. Bray Living Trust

Direct holding 7,812,940 shares Reported November 2, 2026

Key Terms

Class A common stock, Rule 10b5-1 trading plan, weighted average price

3 terms

Class A common stock financial

"sale of Class A common stock"

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

Rule 10b5-1 trading plan regulatory

"Rule 10b5-1 trading plan adopted by the Trust"

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

weighted average price financial

"reported price in Column 4 is a weighted average price"

Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many RKT shares did Jesse K. Bray's trust sell, and at what price?

The Jesse K. Bray Living Trust sold 225,000 RKT Class A common shares on November 2, 2026, at a weighted average of $13.75 per share. The sale prices ranged from $12.97 to $13.97 per share, and the transactions were effected pursuant to a previously announced Rule 10b5-1 trading plan adopted by the Trust on June 16, 2026.

How many RKT shares were reported as a direct holding on November 2, 2026?

The reported direct holding was 7,812,940 Class A common shares on November 2, 2026. The Jesse K. Bray Living Trust separately reported 7,503,027 shares following its sale.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Bray Jesse K

(Last) (First) (Middle)

C/O ROCKET COMPANIES, INC.

1050 WOODWARD AVE.

(Street)

DETROIT MICHIGAN 48226

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Rocket Companies, Inc. [ RKT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Pres & CEO, Rocket Mortgage

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
11/02/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A common stock	11/02/2026		S		225,000(1)	D	$13.75(2)	7,503,027	I	By The Jesse K. Bray Living Trust
Class A common stock								7,812,940	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The transactions reported on this Form 4 were effected pursuant to a previously announced Rule 10b5-1 trading plan adopted by the Jesse K. Bray Living Trust (the "Trust") on June 16, 2026.

2. The reported price in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $12.97 to $13.97 per share. The Reporting Person, on behalf of the Trust, undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Remarks:

	/s/ Elisabeth Gormley, attorney in fact	11/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)