Rocket Companies (RKT) COO uses 8,056 shares to cover RSU tax withholding

Rhea-AI Filing Summary

Rocket Companies, Inc. Chief Operating Officer Heather M. Lovier had 8,056 shares of Class A common stock withheld on 2026-04-07 to cover tax obligations. The shares were forfeited at $15.03 per share in connection with the vesting of restricted stock units granted under the company’s 2020 Omnibus Incentive Plan, rather than being sold on the open market.

After this tax-withholding disposition, she directly holds 907,295 shares of Class A common stock, as well as 1,413,489 shares of Class L-1 common stock and 1,413,490 shares of Class L-2 common stock.

Insider Trade Summary

3 transactions reported

Mixed 3 txns

Insider Lovier Heather M.

Role Chief Operating Officer

Type	Security	Shares	Price	Value
Tax Withholding	Class A common stock	8,056	$15.03	$121K
holding	Class L-1 common stock	--	--	--
holding	Class L-2 common stock	--	--	--

Holdings After Transaction: Class A common stock — 907,295 shares (Direct); Class L-1 common stock — 1,413,489 shares (Direct); Class L-2 common stock — 1,413,490 shares (Direct)

Footnotes (1)

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Key Figures

Tax-withheld shares: 8,056 shares Withholding price: $15.03 per share Class A shares after transaction: 907,295 shares +2 more

5 metrics

Tax-withheld shares 8,056 shares Class A common stock forfeited for tax withholding on 2026-04-07

Withholding price $15.03 per share Value applied to shares forfeited for tax obligations

Class A shares after transaction 907,295 shares Direct Class A holding following tax-withholding disposition

Class L-1 shares held 1,413,489 shares Direct Class L-1 common stock holding as of transaction date

Class L-2 shares held 1,413,490 shares Direct Class L-2 common stock holding as of transaction date

Key Terms

restricted stock units, tax withholding obligations, 2020 Omnibus Incentive Plan, Class A common stock, +1 more

5 terms

restricted stock units financial

"upon the vesting of restricted stock units granted by the Issuer"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

tax withholding obligations financial

"Number of shares forfeited to pay tax withholding obligations"

2020 Omnibus Incentive Plan financial

"granted by the Issuer under its 2020 Omnibus Incentive Plan"

Class A common stock financial

"security_title": "Class A common stock""

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

Form 4 regulatory

"INSIDER FILING DATA (Form 4):"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Lovier Heather M.

(Last) (First) (Middle)

C/O ROCKET COMPANIES, INC.

1050 WOODWARD AVENUE

(Street)

DETROIT MICHIGAN 48226

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Rocket Companies, Inc. [ RKT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Operating Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/07/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A common stock	04/07/2026		F(1)		8,056	D	$15.03	907,295	D
Class L-1 common stock								1,413,489	D
Class L-2 common stock								1,413,490	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.

Remarks:

	/s/ Elisabeth Gormley, attorney in fact	04/08/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did RKT COO Heather Lovier report on this Form 4?

Heather M. Lovier reported a tax-withholding disposition of 8,056 shares of Rocket Companies Class A common stock. The shares were forfeited to cover tax obligations when restricted stock units vested under the 2020 Omnibus Incentive Plan, not sold in an open-market transaction.

At what price were Heather Lovier’s RKT shares used for tax withholding valued?

The 8,056 Rocket Companies Class A shares used for tax withholding were valued at $15.03 per share. This value reflects the price applied to cover tax obligations upon vesting of restricted stock units granted under the company’s 2020 Omnibus Incentive Plan.

How many Rocket Companies Class A shares does Heather Lovier hold after this Form 4 event?

Following the tax-withholding disposition, Heather M. Lovier directly holds 907,295 shares of Rocket Companies Class A common stock. This figure represents her remaining direct ownership after 8,056 shares were forfeited to satisfy tax obligations tied to restricted stock unit vesting.

What additional Rocket Companies share classes does Heather Lovier own?

In addition to Class A shares, Heather M. Lovier directly holds 1,413,489 shares of Class L-1 common stock and 1,413,490 shares of Class L-2 common stock. These holdings are reported as of the same date as the tax-withholding transaction disclosed on the Form 4.

Was Heather Lovier’s RKT Form 4 transaction an open-market sale?

No, the Form 4 describes a tax-withholding disposition, not an open-market sale. The 8,056 shares were forfeited to pay tax withholding obligations triggered by restricted stock units vesting under Rocket Companies’ 2020 Omnibus Incentive Plan, according to the filing footnote.

What plan governed the restricted stock units in Heather Lovier’s RKT filing?

The restricted stock units referenced in Heather M. Lovier’s Form 4 were granted under Rocket Companies’ 2020 Omnibus Incentive Plan. Shares were forfeited to satisfy tax withholding obligations when those units vested, as specifically noted in the filing’s explanatory footnote.