Rocket Companies (NYSE: RKT) late 10-Q filing accepted May 11, 2026

Rhea-AI Filing Summary

Rocket Companies, Inc. submitted a Notification of Late Filing under Rule 12b-25 for its Form 10-Q for the quarter ended March 31, 2026. The company states the delay was caused by technical issues with third-party filing software; the submission was received after 5:30 p.m. and accepted by the SEC at 5:39 p.m. on May 11, 2026.

Key Figures

Quarter end: March 31, 2026 Submission received after: 5:30 p.m. SEC acceptance time: 5:39 p.m. +1 more

4 metrics

Quarter end March 31, 2026 Form 10-Q for the three months ended

Submission received after 5:30 p.m. submission timing to SEC on May 11, 2026

SEC acceptance time 5:39 p.m. Form 10-Q accepted by the SEC on May 11, 2026

Notification date May 11, 2026 date signed by Brian Brown

Key Terms

Rule 12b-25, Form 10-Q, third-party filing software

3 terms

Rule 12b-25 regulatory

"Notification of Late Filing under Rule 12b-25"

Rule 12b-25 is an SEC filing provision that lets a company notify regulators and the public that it cannot file a required periodic report (like a quarterly or annual report) on time and explains the reason for the delay. For investors, the notice is a formal heads-up that financial information will arrive late—similar to a company calling to say it will be late turning in homework—so it signals increased uncertainty and may affect trading and risk assessments until the filing is available.

Form 10-Q regulatory

"Quarterly Report on Form 10-Q for the three months ended March 31, 2026"

A Form 10-Q is a detailed report that publicly traded companies are required to file with regulators three times a year, providing an update on their financial health and business activities. It is important for investors because it offers timely insights into a company's performance, helping them make informed decisions about buying or selling stocks. Think of it as a regular check-up report that shows how well a company is doing.

third-party filing software technical

"technical delays encountered while submitting its Form 10-Q through third-party filing software"

	UNITED STATES
	SECURITIES AND EXCHANGE COMMISSION
	Washington, D.C. 20549	SEC FILE NUMBER
		001-39432
	FORM 12b-25
		CUSIP NUMBER
	NOTIFICATION OF LATE FILING	77311W101

(Check one):	☐ Form 10-K	☐ Form 20-F	☐ Form 11-K	☒ Form 10-Q	☐ Form 10-D
	☐ Form N-CEN	☐ Form N-CSR
	For Period Ended:		March 31, 2026

☐ Transition Report on Form 10-K

☐ Transition Report on Form 20-F

☐ Transition Report on Form 11-K

☐ Transition Report on Form 10-Q

For the Transition Period Ended:

Read Instructions (on back page) Before Preparing Form. Please Print or Type.
Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.

If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates:

PART I — REGISTRANT INFORMATION

Rocket Companies, Inc.

Full Name of Registrant

Former Name if Applicable

1050 Woodward Avenue

Address of Principal Executive Office (Street and Number)

Detroit, MI 48226

City, State and Zip Code

PART II — RULES 12b-25(b) AND (c)

If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate)

☒	(a)	The reason described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense;
	(b)	The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-CEN or Form N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and
	(c)	The accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.

PART III — NARRATIVE

Due to technical delays encountered while submitting its Quarterly Report on Form 10-Q for the three months ended March 31, 2026 (the “10-Q”) with the Securities and Exchange Commission (the “SEC”) through third-party filing software, the registrant’s submission of the 10-Q was not received by the SEC until after 5:30 p.m. on May 11, 2026. The 10-Q was accepted by the SEC at 5:39 p.m. on May 11, 2026.

PART IV — OTHER INFORMATION

(1) Name and telephone number of person to contact in regard to this notification

	Brian Brown		(313)		373-7990
	(Name)		(Area Code)		(Telephone Number)

(2)	Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If answer is no, identify report(s). Yes ☒ No ☐
(3)	Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof? Yes ☐ No ☒
	If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.

Rocket Companies, Inc.

(Name of Registrant as Specified in Charter)

has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized.

Date:	May 11, 2026		By:	/s/ Brian Brown
				Name: Brian Brown Title: President, Chief Financial Officer and Treasurer

FAQ

Why did Rocket Companies (RKT) file a Form 12b-25 for its 10-Q?

The company cites technical delays with third-party filing software that prevented timely electronic submission. The filing was submitted late and accepted by the SEC at 5:39 p.m. on May 11, 2026, after the company’s submission was received after 5:30 p.m.

What period does the late 10-Q from Rocket Companies (RKT) cover?

The late quarterly report covers the three months ended March 31, 2026. The Notification of Late Filing specifically identifies the Form 10-Q for that period and explains the submission timing and acceptance by the SEC on May 11, 2026.

Was Rocket Companies’ 10-Q ultimately accepted by the SEC and when?

Yes. The Notification states the Form 10-Q submission was accepted by the SEC at 5:39 p.m. on May 11, 2026. The registrant reports the submission was received after 5:30 p.m. on the same date prior to acceptance.

Does the filing state the company expects material changes to results in the 10-Q?

The Notification includes the standard item asking whether significant changes in results will be reflected; the form’s checked responses in the provided excerpt do not identify an anticipated material change in results for the period covered by the Form 10-Q.

Who signed the Notification of Late Filing for Rocket Companies (RKT)?

The form is signed on behalf of Rocket Companies by Brian Brown, identified as President, Chief Financial Officer and Treasurer. The signature block in the excerpt shows the date of signature as May 11, 2026.