Rocket Companies (RKT) CEO Jesse Bray gifts 93,060 shares to charities

Rhea-AI Filing Summary

Rocket Companies, Inc. director and executive Jesse K. Bray reported gifting a total of 93,060 shares of Class A common stock on March 11, 2026. The shares were transferred as bona fide charitable contributions from The Jesse K. Bray Living Trust to a charitable organization and a donor advised fund.

After these gifts, the trust continued to hold 6,871,997 shares indirectly, while Bray also held 9,262,649 shares directly. These are non-cash, non-market transactions and do not reflect open-market buying or selling activity.

Insights

Insider transactions analyst

Bray’s Form 4 shows charitable gifts, not market trades.

Jesse K. Bray, a leader at Rocket Companies, reported two bona fide gifts totaling 93,060 shares of Class A common stock on March 11, 2026. Both transfers were made from The Jesse K. Bray Living Trust to charitable recipients.

Form 4 footnotes specify one gift went to a charitable organization and another to a donor advised fund. These are non-market dispositions at $0.0000 per share, so they do not signal Bray’s view on the stock price or involve trading proceeds.

Following the transactions, Bray still holds substantial exposure, with 9,262,649 shares directly and 6,871,997 shares indirectly via the trust. With no open-market buys or sells reported and no derivative activity, this filing mainly documents philanthropy and updated ownership levels rather than a shift in investment stance.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Bray Jesse K

(Last) (First) (Middle)

C/O ROCKET COMPANIES, INC.

1050 WOODWARD AVE.

(Street)

DETROIT MI 48226

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Rocket Companies, Inc. [ RKT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Pres & CEO, Rocket Mortgage

3. Date of Earliest Transaction (Month/Day/Year)
03/11/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A common stock	03/11/2026		G		30,100(1)	D	$0	6,934,957	I	By The Jesse K. Bray Living Trust
Class A common stock	03/11/2026		G		62,960(2)	D	$0	6,871,997	I	By The Jesse K. Bray Living Trust
Class A common stock								9,262,649	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents a gift (charitable contribution) of shares of common stock to a charitable organization.

2. Represents a gift (charitable contribution) of shares of common stock to a donor advised fund.

Remarks:

	/s/ Elisabeth Gormley, attorney in fact	03/13/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Rocket Companies (RKT) executive Jesse K. Bray report in this Form 4?

Jesse K. Bray reported two bona fide gifts of Rocket Companies Class A common stock totaling 93,060 shares. The shares were transferred from The Jesse K. Bray Living Trust as charitable contributions, not sold in the market, so no trading proceeds or purchase decisions were involved.

How many Rocket Companies (RKT) shares did Jesse K. Bray gift and to whom?

Bray gifted 93,060 shares of Rocket Companies Class A common stock. Footnotes state one gift was a charitable contribution to a charitable organization and the other to a donor advised fund, both made from The Jesse K. Bray Living Trust on March 11, 2026.

Does Jesse K. Bray still hold Rocket Companies (RKT) shares after these gifts?

Yes. After the gifts, Bray held 9,262,649 Rocket Companies Class A shares directly and 6,871,997 shares indirectly through The Jesse K. Bray Living Trust. The filing indicates these charitable transfers reduced, but did not eliminate, his overall ownership stake in the company.

Were these Rocket Companies (RKT) transactions open-market sales or purchases?

No. The Form 4 classifies both entries with code G as bona fide gifts at a price of $0.0000 per share. That means the transfers were charitable contributions rather than open-market sales or purchases, so they do not represent trading activity or generate sale proceeds.

How significant are Jesse K. Bray’s charitable gifts of Rocket Companies (RKT) stock?

The gifts totaled 93,060 Rocket Companies Class A shares. While this is a meaningful charitable contribution, Bray still holds millions of shares directly and indirectly, so the transactions update ownership records without indicating a major change in his overall economic interest.