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Vanguard disaggregates holdings; RKT ownership shown as 0 (Vanguard)

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
SCHEDULE 13G/A

Rhea-AI Filing Summary

Rocket Cos Inc: The Vanguard Group filed an amendment to a Schedule 13G stating it beneficially owns 0 shares of Rocket Cos Inc common stock following an internal realignment effective 01/12/2026. The filing is signed by Ashley Grim on 03/27/2026.

The amendment explains that certain Vanguard subsidiaries or business divisions will report beneficial ownership separately in reliance on SEC Release No. 34-39538 (January 12, 1998), and that The Vanguard Group, Inc. no longer is deemed to beneficially own securities held by those entities.

Positive

  • None.

Negative

  • None.

Insights

Vanguard reports zero beneficial ownership after internal disaggregation.

The amendment states Amount beneficially owned: 0 and Percent of class: 0%, citing an internal realignment on 01/12/2026 and SEC Release No. 34-39538 as the legal basis for separate reporting by subsidiaries.

Cash-flow treatment and any prior holdings are not disclosed in the excerpt; subsequent filings from the named subsidiaries will show where holdings are reported.

Administrative reallocation of reporting responsibility, not an economic transfer.

The filing attributes the change to internal organizational realignment and disaggregation under SEC guidance. It emphasizes that subsidiaries pursue the same investment strategies as before and that Vanguard "no longer has, or is deemed to have, beneficial ownership" of those securities.

Regulatory qualifier cited verbatim: "in accordance with SEC Release No. 34-39538 (January 12, 1998)"; this limits the scope to reporting treatment rather than asserting sale or acquisition activity.






77311W101

(CUSIP Number)
03/13/2026

(Date of Event Which Requires Filing of this Statement)


Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)




schemaVersion:


SCHEDULE 13G




Comment for Type of Reporting Person: On January 12, 2026, The Vanguard Group, Inc. went through an internal realignment. In accordance with SEC Release No. 34-39538 (January 12, 1998), certain subsidiaries or business divisions of subsidiaries of The Vanguard Group, Inc., that formerly had, or were deemed to have, beneficial ownership with The Vanguard Group, Inc., will report beneficial ownership separately (on a disaggregated basis) from The Vanguard Group, Inc. in reliance on such release. These subsidiaries and/or business divisions pursue the same investment strategies as previously pursued by The Vanguard Group, Inc. prior to the realignment. Further in accordance with SEC Release No. 34-39538 (January 12, 1998), The Vanguard Group, Inc. no longer has, or is deemed to have, beneficial ownership over securities beneficially owned by such subsidiaries and/or business divisions.


SCHEDULE 13G



The Vanguard Group
Signature:Ashley Grim
Name/Title:Head of Global Fund Administration
Date:03/27/2026

FAQ

What did the Schedule 13G/A filed for RKT state?

The filing states The Vanguard Group beneficially owns 0 shares of Rocket Cos Inc common stock and reports 0% ownership following an internal realignment dated 01/12/2026.

Why does Vanguard report zero ownership for RKT on this amendment?

Vanguard says it completed an internal realignment and will disaggregate reporting by subsidiaries, citing SEC Release No. 34-39538 (January 12, 1998), so the parent no longer is deemed to beneficially own those securities.

Who signed the Schedule 13G/A amendment for RKT and when?

The amendment is signed by Ashley Grim, Head of Global Fund Administration, with the signature date shown as 03/27/2026 on the filing.

Does the amendment indicate Vanguard sold Rocket Cos Inc shares?

No sale is stated; the amendment attributes reporting changes to an internal realignment and separate reporting by subsidiaries under SEC Release No. 34-39538 rather than describing any transaction.

Will Rocket Cos Inc ownership now appear elsewhere after this amendment?

The filing explains certain subsidiaries or business divisions will report beneficial ownership separately; holdings previously associated with the parent should appear in subsequent filings by those subsidiaries.
Rocket Companies Inc

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