Rocket Companies director granted 16,312 RSUs

SHANK SUZANNE F. reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

SHANK SUZANNE F. reported acquisition or exercise transactions in this Form 4 filing.

Rocket Companies director Suzanne F. Shank received an equity award of 16,312 restricted stock units (RSUs). The grant was made on June 10, 2026 under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan and is exempt under Rule 16b-3. Each RSU represents one share of Class A common stock upon vesting, which occurs on the earlier of the first anniversary of the grant date or the next annual stockholder meeting. Following this award, Shank directly holds 119,558 shares, reflecting routine, stock-based compensation rather than an open-market purchase.

Insider Trade Summary

Grant/Award: 16,312 shares

Grant/Award 1 txn

Insider SHANK SUZANNE F.

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Class A common stock	16,312	$0.00	$0.00

Holdings After Transaction: Class A common stock — 119,558 shares (Direct)

Footnotes (1)

1. F1. Represents restricted stock units ("RSUs") granted to the filing person on June 10, 2026 under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan (the "Plan") in a transaction exempt under Rule 16b-3. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs vest on the earlier of the first anniversary of the date of grant or the next regularly scheduled annual meeting of stockholders.

Key Figures

RSUs granted: 16,312 RSUs Grant price: $0.00 per share Shares after transaction: 119,558 shares +2 more

5 metrics

RSUs granted 16,312 RSUs Equity award granted June 10, 2026

Grant price $0.00 per share Compensation grant, not open-market purchase

Shares after transaction 119,558 shares Direct Class A common stock holdings after RSU grant

Vesting schedule Earlier of 1 year or next annual meeting RSU vesting condition from June 10, 2026 grant

Rule 16b-3 status Exempt transaction RSU grant exempt under SEC Rule 16b-3

Key Terms

restricted stock units ("RSUs"), Rocket Companies, Inc. 2020 Omnibus Incentive Plan, Rule 16b-3, Class A common stock, +1 more

5 terms

restricted stock units ("RSUs") financial

"Represents restricted stock units ("RSUs") granted to the filing person on June 10, 2026"

Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.

Rocket Companies, Inc. 2020 Omnibus Incentive Plan financial

"granted to the filing person on June 10, 2026 under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan"

Rule 16b-3 regulatory

"under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan (the "Plan") in a transaction exempt under Rule 16b-3"

Rule 16b-3 is a Securities and Exchange Commission regulation that exempts certain routine, pre-approved transactions by company insiders from automatic liability for short-term trading profits. It acts like a safe harbor: if an insider follows a formal plan or the board approves specific transactions in advance, profits from buying and selling company stock within six months are not automatically reclaimed. Investors care because the rule clarifies when insider trades are permissible and reduces uncertainty about potential clawbacks.

Class A common stock financial

"Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer"

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

annual meeting of stockholders other

"The RSUs vest on the earlier of the first anniversary of the date of grant or the next regularly scheduled annual meeting of stockholders"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Rocket Companies (RKT) director Suzanne F. Shank receive in this Form 4 filing?

Suzanne F. Shank received an award of 16,312 restricted stock units. These RSUs are a form of stock-based compensation granted under Rocket Companies’ 2020 Omnibus Incentive Plan, not an open-market share purchase.

How do the RSUs granted to Suzanne F. Shank at Rocket Companies (RKT) vest?

The 16,312 RSUs vest on the earlier of the first anniversary of the June 10, 2026 grant date or the next regularly scheduled annual meeting. Once vested, each RSU converts into one share of Class A common stock.

Did Suzanne F. Shank buy or sell Rocket Companies (RKT) shares in the market?

She did not buy or sell shares in the open market. The Form 4 reports a grant of 16,312 restricted stock units at no purchase price, representing compensation approved under Rocket Companies’ 2020 Omnibus Incentive Plan.

How many Rocket Companies (RKT) shares does Suzanne F. Shank hold after this RSU grant?

After the award, Suzanne F. Shank directly holds 119,558 shares of Class A common stock. This total reflects her position following the 16,312 RSU grant reported in the Form 4 filing dated June 10, 2026.

What is the significance of Rule 16b-3 in Suzanne F. Shank’s Rocket Companies (RKT) RSU award?

The filing states the RSU grant is exempt under Rule 16b-3. This SEC rule provides an exemption from certain short-swing profit rules for director and officer equity awards that meet specified conditions, treating them as routine compensation.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/11/2026 - 04:09 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

SHANK SUZANNE F.

(Last) (First) (Middle)

C/O ROCKET COMPANIES, INC.

1050 WOODWARD AVENUE

(Street)

DETROIT MICHIGAN 48226

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Rocket Companies, Inc. [ RKT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/10/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A common stock	06/10/2026		A		16,312(1)	A	$0	119,558	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents restricted stock units ("RSUs") granted to the filing person on June 10, 2026 under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan (the "Plan") in a transaction exempt under Rule 16b-3. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs vest on the earlier of the first anniversary of the date of grant or the next regularly scheduled annual meeting of stockholders.

Remarks:

Exhibit 24.1: Power of Attorney

	/s/ Elisabeth Gormley, attorney in fact	06/11/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)