Rocket Companies (RKT) awards 16,312 RSUs to board director Jonathan D. Mariner

Rhea-AI Filing Summary

MARINER JONATHAN D reported acquisition or exercise transactions in this Form 4 filing.

Rocket Companies director Jonathan D. Mariner received an equity award of 16,312 restricted stock units (RSUs) of Class A common stock. The grant was made on June 10, 2026 under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3.

Each RSU represents the right to receive one share of Class A common stock upon vesting. The RSUs vest on the earlier of the first anniversary of the grant date or the next regularly scheduled annual meeting of stockholders. Following this grant, Mariner directly holds 102,300 shares of Class A common stock.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider MARINER JONATHAN D

Role null

Type	Security	Shares	Price	Value
Grant/Award	Class A common stock	16,312	$0.00	--

Holdings After Transaction: Class A common stock — 102,300 shares (Direct, null)

Footnotes (1)

1. [object Object]

Key Figures

RSUs granted: 16,312 units Grant price: $0.00 per share Shares held after: 102,300 shares

3 metrics

RSUs granted 16,312 units Class A common stock RSUs granted June 10, 2026

Grant price $0.00 per share Equity award under 2020 Omnibus Incentive Plan

Shares held after 102,300 shares Total direct Class A common stock after grant

Key Terms

restricted stock units ("RSUs"), 2020 Omnibus Incentive Plan, Rule 16b-3, annual meeting of stockholders

4 terms

restricted stock units ("RSUs") financial

"Represents restricted stock units ("RSUs") granted to the filing person on June 10, 2026"

Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.

2020 Omnibus Incentive Plan financial

"under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan (the "Plan")"

Rule 16b-3 regulatory

"in a transaction exempt under Rule 16b-3"

Rule 16b-3 is a Securities and Exchange Commission regulation that exempts certain routine, pre-approved transactions by company insiders from automatic liability for short-term trading profits. It acts like a safe harbor: if an insider follows a formal plan or the board approves specific transactions in advance, profits from buying and selling company stock within six months are not automatically reclaimed. Investors care because the rule clarifies when insider trades are permissible and reduces uncertainty about potential clawbacks.

annual meeting of stockholders financial

"The RSUs vest on the earlier of the first anniversary of the date of grant or the next regularly scheduled annual meeting of stockholders."

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Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

MARINER JONATHAN D

(Last) (First) (Middle)

C/O ROCKET COMPANIES, INC.

1050 WOODWARD AVENUE

(Street)

DETROIT MICHIGAN 48226

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Rocket Companies, Inc. [ RKT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/10/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A common stock	06/10/2026		A		16,312(1)	A	$0	102,300	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents restricted stock units ("RSUs") granted to the filing person on June 10, 2026 under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan (the "Plan") in a transaction exempt under Rule 16b-3. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs vest on the earlier of the first anniversary of the date of grant or the next regularly scheduled annual meeting of stockholders.

Remarks:

Exhibit 24.1: Power of Attorney

	/s/ Elisabeth Gormley, attorney in fact	06/11/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Rocket Companies (RKT) disclose for Jonathan D. Mariner?

Rocket Companies disclosed that director Jonathan D. Mariner received 16,312 restricted stock units. These RSUs were granted on June 10, 2026 under the 2020 Omnibus Incentive Plan as equity-based compensation rather than an open-market stock purchase.

How many Rocket Companies (RKT) shares does Jonathan D. Mariner hold after this Form 4?

After the RSU grant, Jonathan D. Mariner directly holds 102,300 shares of Class A common stock. This total reflects the newly awarded 16,312 RSUs, each of which converts into one share when vesting conditions are met.

What are the vesting terms of Jonathan D. Mariner’s RSUs at Rocket Companies (RKT)?

The 16,312 RSUs granted to Jonathan D. Mariner vest on the earlier of the first anniversary of the June 10, 2026 grant date or the next regularly scheduled annual meeting of stockholders, aligning vesting with the company’s governance calendar.

Was Jonathan D. Mariner’s Rocket Companies (RKT) RSU grant an open-market stock purchase?

No, the RSU grant was not an open-market purchase. It is classified as a grant or award acquisition under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan and is a transaction exempt under Rule 16b-3, typical for director compensation.

What does each RSU granted to Jonathan D. Mariner by Rocket Companies (RKT) represent?

Each RSU represents a contingent right to receive one share of Rocket Companies Class A common stock upon vesting. The award effectively defers delivery of shares until vesting conditions tied to time or the annual meeting are satisfied.