Rocket Companies director awarded 16,312 RSUs

Rampell Alastair reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

Rampell Alastair reported acquisition or exercise transactions in this Form 4 filing.

Rocket Companies, Inc. director Alastair Rampell received a grant of 16,312 restricted stock units of Class A common stock as equity compensation. The award was made at no cash cost to him under the 2020 Omnibus Incentive Plan and is exempt under Rule 16b-3. After this grant, he directly holds 54,639 shares or units in total. The RSUs will vest on the earlier of one year from the grant date or the next annual stockholder meeting, aligning his interests with long-term shareholder value.

Insider Trade Summary

Grant/Award: 16,312 shares

Grant/Award 1 txn

Insider Rampell Alastair

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Class A common stock	16,312	$0.00	$0.00

Holdings After Transaction: Class A common stock — 54,639 shares (Direct)

Footnotes (1)

1. F1. Represents restricted stock units ("RSUs") granted to the filing person on June 10, 2026 under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan (the "Plan") in a transaction exempt under Rule 16b-3. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs vest on the earlier of the first anniversary of the date of grant or the next regularly scheduled annual meeting of stockholders.

Key Figures

RSU grant size: 16,312 units Grant price: $0.0000 per share Holdings after grant: 54,639 shares/units +3 more

6 metrics

RSU grant size 16,312 units Restricted stock units granted June 10, 2026

Grant price $0.0000 per share Compensation award, not a cash purchase

Holdings after grant 54,639 shares/units Total direct ownership following transaction

Vesting trigger Earlier of 1 year or next annual meeting Vesting schedule for the RSUs

Transaction code A (award acquisition) Non-derivative equity grant to director

Rule exemption Rule 16b-3 Exempt equity compensation transaction

Key Terms

restricted stock units ("RSUs"), 2020 Omnibus Incentive Plan, Rule 16b-3, contingent right, +1 more

5 terms

restricted stock units ("RSUs") financial

"Represents restricted stock units ("RSUs") granted to the filing person on June 10, 2026"

Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.

2020 Omnibus Incentive Plan financial

"granted to the filing person on June 10, 2026 under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan"

Rule 16b-3 regulatory

"under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan (the "Plan") in a transaction exempt under Rule 16b-3"

Rule 16b-3 is a Securities and Exchange Commission regulation that exempts certain routine, pre-approved transactions by company insiders from automatic liability for short-term trading profits. It acts like a safe harbor: if an insider follows a formal plan or the board approves specific transactions in advance, profits from buying and selling company stock within six months are not automatically reclaimed. Investors care because the rule clarifies when insider trades are permissible and reduces uncertainty about potential clawbacks.

contingent right financial

"Each RSU represents the contingent right to receive one share of Class A common stock"

vest financial

"The RSUs vest on the earlier of the first anniversary of the date of grant or the next regularly scheduled annual meeting"

A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Rocket Companies (RKT) report for Alastair Rampell?

Rocket Companies reported that director Alastair Rampell received a grant of 16,312 restricted stock units of Class A common stock. This equity award was granted as compensation and did not involve an open-market purchase or sale of shares.

At what price were Alastair Rampell’s Rocket Companies RSUs granted?

The 16,312 RSUs granted to Alastair Rampell show a per-share price of $0.0000, reflecting that this was a compensation award under the company’s plan rather than a cash purchase, so no cash was paid by the director for these units.

How many Rocket Companies shares does Alastair Rampell hold after this Form 4?

Following the RSU grant, Alastair Rampell is reported to hold 54,639 shares or units of Rocket Companies Class A common stock directly. This figure includes the newly granted restricted stock units subject to vesting conditions described in the award.

When do Alastair Rampell’s Rocket Companies RSUs vest?

The 16,312 RSUs granted to Alastair Rampell vest on the earlier of the first anniversary of the June 10, 2026 grant date or the next regularly scheduled annual meeting of stockholders, after which each RSU converts into one Class A share.

Under what plan were Alastair Rampell’s Rocket Companies RSUs granted?

These restricted stock units were granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan. The filing notes the transaction is exempt under Rule 16b-3, which typically covers certain board-approved equity compensation awards to insiders.

Is Alastair Rampell’s Form 4 transaction in Rocket Companies stock a market buy or sell?

No. The Form 4 shows a grant/award acquisition of 16,312 RSUs, coded “A” for an award. This is a compensation grant, not an open-market buy or sell, and was made at a recorded price of $0.0000 per share.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/11/2026 - 04:09 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Rampell Alastair

(Last) (First) (Middle)

C/O ROCKET COMPANIES, INC.

1050 WOODWARD AVENUE

(Street)

DETROIT MICHIGAN 48226

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Rocket Companies, Inc. [ RKT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/10/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A common stock	06/10/2026		A		16,312(1)	A	$0	54,639	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents restricted stock units ("RSUs") granted to the filing person on June 10, 2026 under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan (the "Plan") in a transaction exempt under Rule 16b-3. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs vest on the earlier of the first anniversary of the date of grant or the next regularly scheduled annual meeting of stockholders.

Remarks:

Exhibit 24.1: Power of Attorney

	/s/ Elisabeth Gormley, attorney in fact	06/11/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)