Welcome to our dedicated page for Rocket Companies SEC filings (Ticker: RKT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SEC filings of Rocket Companies, Inc. (NYSE: RKT) provide detailed insight into its mortgage-focused financial services operations, capital structure, and corporate transactions. As a Delaware corporation with Class A common stock listed on the New York Stock Exchange, Rocket Companies files current reports on Form 8-K and related amendments that describe material events affecting the company and its subsidiaries.
Recent Rocket Companies filings highlight several key themes. Multiple Forms 8-K describe master repurchase agreements and related amendments entered into by Rocket Mortgage, LLC, a Michigan limited liability company and indirect subsidiary of Rocket Companies, and by One Reverse Mortgage, LLC. These filings explain extensions of expiration dates, technical changes to agreements with counterparties such as UBS AG New York Branch, Morgan Stanley Bank, N.A., and Bank of America, N.A., and disclose the company’s total funding capacity across master repurchase agreements, early funding facilities, unsecured lines of credit, MSR lines of credit, and early buyout facilities.
Other filings detail capital markets and credit arrangements. A Form 8-K dated October 1, 2025 describes exchange offers for existing senior notes originally issued by Nationstar Mortgage Holdings Inc. and the issuance of new senior notes due 2029 and 2032 by Rocket Companies. The filing also outlines supplemental indentures under which Rocket Mortgage, Redfin Corporation, and subsidiaries associated with Mr. Cooper guarantee Rocket’s senior notes and Rocket Mortgage’s senior notes. Another section of the same filing explains a Revolving Credit Agreement and a Borrower Accession Agreement through which Rocket Companies became the borrower under a revolving credit facility and increased the aggregate commitment.
Rocket’s SEC filings also document mergers and acquisitions. The October 1, 2025 Form 8-K and an October 10, 2025 Form 8-K/A describe the completion of the acquisition of Mr. Cooper Group Inc. through a series of mergers, the exchange ratio of Rocket Class A common stock issued to Mr. Cooper stockholders, and the filing of unaudited pro forma condensed combined financial statements. These disclosures help investors understand how the acquisition affects Rocket’s financial profile and corporate structure.
In addition, Rocket Companies uses Form 8-K to furnish earnings releases and supplemental financial information, as seen in the October 30, 2025 filing, and to address governance and procedural updates, such as the December 22, 2025 filing correcting the deadline for stockholder proposals under Rule 14a-8. On Stock Titan’s filings page, these documents are presented with real-time updates from EDGAR and AI-powered summaries that explain key terms, obligations, and structural changes, helping readers quickly interpret complex agreements, note indentures, and acquisition details.
Rocket Companies, Inc. (RKT) director reports small planned stock sales. A director sold 2,500 shares of Class A common stock on each of 12/10/2025, 12/11/2025, and 12/12/2025, coded as open-market sales and executed under a Rule 10b5-1 trading plan adopted on August 11, 2025. The weighted average prices were $19.1664 (range $18.955–$19.515), $19.4682 (range $19.31–$19.945), and $18.9934 (range $18.90–$19.15), respectively. After these transactions, the director beneficially owns 1,086,036 Class A shares directly, plus 2,511,005 Class L-1 and 2,361,005 Class L-2 common shares directly, and an additional 675,000 Class L-1 and 825,000 Class L-2 common shares indirectly through grantor retained annuity trusts.
Rocket Companies director equity activity and holdings update. A Rocket Companies, Inc. director reported receiving 110,352 restricted stock units (RSUs) of Class A common stock on December 7, 2025 at a grant price of $0. These RSUs vest in six equal semi-annual installments over three years, on each June 7 and December 7, starting June 7, 2026, contingent on continued service.
The director also reported open-market sales of 2,500 Class A shares on December 8, 2025 at a weighted average price of $18.7798 per share and 2,500 shares on December 9, 2025 at a weighted average price of $18.8065 per share, executed under a Rule 10b5-1 trading plan adopted on August 11, 2025. Separately, the director received 73,568 cash-settled RSUs on December 7, 2025, with the same six-installment vesting schedule tied to the fair market value of Rocket’s common stock at settlement.
Rocket Companies, Inc. (RKT) director Form 4 filing details recent share sales and current holdings. The reporting person, a director of Rocket Companies, sold 2,500 shares of Class A common stock on 12/04/2025 at a weighted average price of $19.8577 per share and another 2,500 shares on 12/05/2025 at a weighted average price of $19.3376 per share, both coded as open-market sales.
After these transactions, the director beneficially owns 988,184 shares of Class A common stock directly. They also hold large positions in other share classes, including 2,511,005 shares of Class L-1 common stock and 2,361,005 shares of Class L-2 common stock directly, plus 675,000 shares of Class L-1 and 825,000 shares of Class L-2 common stock indirectly through a grantor retained annuity trust. The sales were made under a Rule 10b5-1 trading plan adopted on August 11, 2025, which is designed to pre-schedule trades.
Rocket Companies, Inc. director filed a Form 4 reporting pre‑planned open‑market sales of Class A common stock under a Rule 10b5‑1 trading plan adopted on August 11, 2025. On December 2, 2025, the reporting person sold 2,500 Class A shares at a weighted average price of $20.2144 per share, and on December 3, 2025 sold another 2,500 Class A shares at a weighted average price of $19.979 per share.
After these transactions, the reporting person beneficially owns 993,184 Class A shares directly. They also hold 2,511,005 Class L‑1 shares and 2,361,005 Class L‑2 shares directly, plus 825,000 Class L‑2 shares and 675,000 Class L‑1 shares indirectly through grantor retained annuity trusts.
Rocket Companies, Inc. (RKT) director reports planned stock sales. A company director filed a Form 4 disclosing the sale of 2,500 shares of Class A common stock on 11/28/2025 at a weighted average price of $19.8887 per share and another 2,500 shares on 12/01/2025 at a weighted average price of $19.8138 per share. These 5,000 shares were sold under a Rule 10b5-1 trading plan adopted on August 11, 2025, which is designed to pre-schedule trades.
After these transactions, the director reports beneficial ownership of 998,184 Class A shares directly, plus 2,511,005 Class L-1 and 2,361,005 Class L-2 common shares directly. The filing also shows 675,000 Class L-1 and 825,000 Class L-2 common shares held indirectly through a grantor retained annuity trust (GRAT), indicating the director continues to hold a substantial stake in Rocket Companies.
Rocket Companies, Inc. director reported small open-market sales of Class A common stock under a pre-arranged trading plan. On 11/25/2025, the reporting person sold 2,500 Class A shares at a weighted average price of $19.29 per share, followed by another 2,500 Class A shares on 11/26/2025 at a weighted average price of $19.8474 per share. These transactions were executed pursuant to a Rule 10b5-1 trading plan adopted on August 11, 2025.
After these sales, the reporting person beneficially owns 1,003,184 Class A common shares directly, along with Class L-1 and Class L-2 common stock holdings, including shares held indirectly through grantor retained annuity trusts.
Rocket Companies, Inc. (RKT) reported that its mortgage subsidiary, Rocket Mortgage, LLC, entered into Amendment No. 5 to the Pricing Letter under its Master Repurchase Agreement with Morgan Stanley Bank, N.A. on November 26, 2025. The amendment extends the Agreement’s expiration date from December 23, 2026 to November 26, 2027 and makes certain technical changes.
Following this amendment, Rocket Mortgage’s total funding capacity across all master repurchase agreements, early funding facilities, unsecured lines of credit, MSR lines of credit and early buyout facilities was $26.4 billion as of November 26, 2025. This was unchanged from $26.4 billion as of September 30, 2025, and down from $27.5 billion as of December 31, 2024, indicating stable but slightly reduced overall capacity compared with year-end 2024.
Rocket Companies, Inc. (RKT) director reports small open-market share sales under a pre-set trading plan. The reporting person sold 2,500 shares of Class A common stock on 11/21/2025 at a weighted average price of $17.0342 per share and another 2,500 shares on 11/24/2025 at a weighted average price of $17.7742 per share, for a total of 5,000 shares sold.
These transactions were executed pursuant to a Rule 10b5-1 trading plan adopted on August 11, 2025, which is designed to allow automatic trading according to pre-arranged instructions. After the reported sales, the reporting person continues to beneficially own over 1.0 million shares of Class A common stock and significant holdings of Class L-1 and Class L-2 common stock, including shares held directly and through a grantor retained annuity trust.
Rocket Companies, Inc. (RKT) director reported open‑market sales of Class A common stock under a pre‑arranged Rule 10b5‑1 trading plan adopted on August 11, 2025. On November 19, 2025, the reporting person sold 2,500 Class A shares at a weighted average price of $17.0376 per share, followed by another sale of 2,500 Class A shares on November 20, 2025 at a weighted average price of $16.914 per share.
After these transactions, the reporting person beneficially owned 1,013,184 shares of Class A common stock, as well as 3,186,005 shares of Class L‑1 common stock and 3,186,005 shares of Class L‑2 common stock, all held directly.
Rocket Companies (RKT) director reported selling 5,000 shares of Class A common stock in two transactions under a Rule 10b5-1 trading plan. The sales occurred on 11/17/2025 and 11/18/2025, with 2,500 shares sold each day at weighted average prices of $16.703 and $16.7846 per share, respectively, within disclosed price ranges around those levels. After these sales, the reporting person beneficially owns 1,018,184 shares of Class A common stock, plus 3,186,005 shares of Class L-1 common stock and 3,186,005 shares of Class L-2 common stock, all held directly.
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