Welcome to our dedicated page for Rocket Companies SEC filings (Ticker: RKT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Tracking the ebb and flow of mortgage rates is hard enough—digging through Rocket Companies’ multi-layered disclosures is tougher. Revenue from loan originations, servicing rights valuations and partner-network fees is scattered across forms that routinely top 300 pages. If you’ve ever wished for Rocket Companies SEC filings explained simply, Stock Titan is built for you.
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- 10-K – a Rocket Companies annual report 10-K simplified with loan-mix charts and servicing fair-value movements.
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- 8-K – Rocket Companies 8-K material events explained so you see rate-sensitive updates in context.
- Form 4 – track every Rocket Companies executive stock transactions Form 4 and broader Rocket Companies insider trading Form 4 transactions.
- DEF 14A – the Rocket Companies proxy statement executive compensation summary that links pay to origination targets.
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Krishna Varun, Chief Executive Officer and director of Rocket Companies, Inc. (RKT), reported a securities disposition. On 09/08/2025 the reporting person had 58,259 shares of Class A common stock disposed of at a price of $20.48 per share. The filing states these shares were withheld by the company to satisfy tax withholding obligations related to the vesting of 130,042 restricted stock units granted on March 8, 2024. After the reported transaction, the reporting person beneficially owned 1,250,919 shares of Class A common stock. The Form 4 was submitted by an attorney-in-fact on behalf of the reporting person.
Rocket Companies reported an amendment and related agreement that affect its master repurchase arrangements. The company executed an A&R Master Repurchase Agreement and Amendment No. 9 to a Pricing Side Letter, and said a copy of the A&R Master Repurchase Agreement will be filed with its quarterly report for the period ending September 30, 2025. Following those actions, Rocket stated its total funding capacity across master repurchase agreements, early funding facilities, unsecured lines of credit, MSR lines of credit and early buyout facilities was $26.4 billion, compared with $26.2 billion as of June 30, 2025 and $27.5 billion as of December 31, 2024.
Rocket Companies insider Heather M. Lovier reported a tax-withholding share disposition related to vested restricted stock units. On 09/07/2025 Ms. Lovier had 42,937 shares of Class A common stock withheld and disposed at an average price of $20.26 per share to satisfy tax obligations tied to the vesting of 95,835 restricted stock units granted across four grant dates. After the transaction she beneficially owned 599,803 shares.
Rocket Companies, Inc. (RKT) Form 4: Noah A. Edwards, Chief Accounting Officer and officer of Rocket Companies, reported a withholding of 6,338 shares of Class A common stock on 09/07/2025 at a price of $20.26 per share. The withholding satisfied tax obligations tied to the vesting of 16,765 restricted stock units granted on September 28, 2023, March 7, 2024, and March 7, 2025. After the withholding, the Reporting Person beneficially owned 87,810 shares, held directly. The form was signed by an attorney-in-fact on 09/09/2025.
William D. Banfield, Chief Business Officer and director of Rocket Companies, Inc. (RKT), reported a non‑derivative disposition on 09/07/2025. The filing shows 43,832 shares of Class A common stock were disposed at a price of $20.26 per share, leaving the reporting person with 611,989 shares beneficially owned after the transaction. The form explains these shares were withheld by Rocket Companies to satisfy tax withholding obligations related to the vesting of 97,836 restricted stock units granted on September 28, 2023, March 7, 2024, August 26, 2024, and March 7, 2025.
This Form 4 was filed individually and signed by an attorney‑in‑fact on behalf of the reporting person.
Emerson William C., President and Director of Rocket Companies, Inc. (RKT), reported a transaction on 09/07/2025 in which 16,572 shares of Class A common stock were disposed at a price of $20.26 per share. The filing explains these shares were withheld by the company to satisfy tax-withholding obligations related to the vesting of 36,990 restricted stock units granted March 7, 2025. After the reported disposition, the reporting person beneficially owns 842,632 shares, held directly. The Form 4 was signed on 09/09/2025 by an attorney-in-fact. This is a routine insider withholding transaction tied to RSU vesting rather than an open-market sale.
Shawn Malhotra, Chief Technology Officer of Rocket Companies, Inc. (RKT), reported a transaction dated 09/07/2025. The Form 4 shows 15,558 shares of Class A common stock were disposed at an average price of $20.26. The filing explains these shares were withheld to satisfy tax withholding obligations arising from the vesting of 29,063 restricted stock units granted on March 7, 2025. After the transaction, the reporting person beneficially owned 633,936 shares of Class A common stock. The form was signed on 09/09/2025 by an attorney-in-fact.
Brian Nicholas Brown, listed as Chief Financial Officer & Treasurer of Rocket Companies, Inc. (RKT), reported a routine withholding sale tied to the vesting of restricted stock units. On 09/07/2025, 16,572 shares of Class A common stock were disposed of at a price of $20.26 per share under transaction code F(1), representing shares withheld to satisfy tax withholding obligations.
After this transaction, the reporting person beneficially owned 804,494 shares of Class A common stock. The filing explains the sale was to satisfy taxes on the vesting of 36,990 restricted stock units granted on March 7, 2025.
Krishna Varun, Chief Executive Officer and Director of Rocket Companies, Inc. (RKT), reported a transaction on 09/07/2025 in which 52,082 shares of Class A common stock were disposed of at $20.26 per share. The Form 4 indicates the disposition was coded F(1) and represents shares withheld by the company to satisfy tax withholding related to the vesting of 116,254 restricted stock units granted on March 7, 2025. After the withholding, the reporting person directly beneficially owned 1,309,178 shares. The filing is signed by an attorney-in-fact on behalf of the reporting person on 09/09/2025.
Jonathan Mildenhall, Chief Marketing Officer of Rocket Companies, Inc. (RKT), reported a disposition of 60,754 shares of Class A common stock on 09/07/2025 at a reported price of $20.26 per share. The form states these shares were withheld by the company to satisfy tax withholding obligations tied to the vesting of 121,362 restricted stock units granted on March 7, 2024 and March 7, 2025. After the withholding, the reporting person beneficially owned 574,510 shares, held directly. The filing was submitted as a Form 4 by one reporting person and signed by an attorney in fact on 09/09/2025.