Rocket Companies, Inc. filings document operating results, governance, funding arrangements and capital-structure matters for its homeownership platform. Its 8-K reports include earnings releases, Regulation FD supplemental financial information, preliminary operating updates, and material definitive agreements involving Rocket Mortgage warehouse and repurchase financing facilities.
Proxy filings cover board matters, stockholder proposals, executive compensation and voting procedures. Other disclosures address direct financial obligations, off-balance-sheet arrangements, funding capacity, risk factors and the financial performance of mortgage, real estate, title and personal finance businesses within Rocket Companies.
Rocket Companies, Inc. (RKT) reported that Chief Business Officer William D. Banfield had 61,315 shares of Class A common stock withheld on September 7, 2026 to pay tax withholding obligations upon the vesting of restricted stock units granted under the company’s 2020 Omnibus Incentive Plan. The tax-withholding disposition was priced at $14.06 per share, and Banfield now directly holds 3,667,548 shares of Class A common stock, which includes 2,826,979 shares previously reported as Class L-1 common stock that were converted to Class A under the Restated Certificate of Incorporation. He also directly holds 2,826,979 shares of Class L-2 common stock. No Rule 10b5-1 trading plan is reported.
Rocket Companies, Inc. (RKT) reported that Chief Accounting Officer Noah A. Edwards disposed of 12,009 shares of Class A common stock on September 7, 2026. The shares were forfeited to cover tax withholding obligations upon vesting of restricted stock units under the 2020 Omnibus Incentive Plan, leaving him with 156,613 shares held directly.
Rocket Companies, Inc. (RKT) reported that its President & Chief Financial Officer, Brian Nicholas Brown, had shares withheld to cover taxes upon vesting of equity awards. On September 7 and 8, 2026, a total of 58,717 shares of Class A common stock were disposed of at $14.06 per share through transactions coded as payments of tax liability by delivering or withholding securities. A footnote states these shares were forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted under the company’s 2020 Omnibus Incentive Plan, and also describes 395,777 shares of Class A common stock that had previously been reported as Class L-1 common stock and were converted to Class A in a transaction exempt under Rule 16b-3.
Rocket Companies, Inc. (RKT) reported that Chief Technology Officer Shawn Malhotra had 37,930 shares of Class A common stock withheld on September 7, 2026 to satisfy tax withholding obligations upon the vesting of restricted stock units under the company’s 2020 Omnibus Incentive Plan. After this tax-withholding disposition, he holds 867,341 shares of Class A common stock directly, and no Rule 10b5-1 trading plan is reported.
Rocket Companies, Inc. (RKT) director and officer Jesse K. Bray reported a disposition of shares on September 7, 2026 related to equity compensation. Bray had 29,279 shares of Class A common stock withheld at $14.06 per share to satisfy tax withholding obligations upon the vesting of restricted stock units under the 2020 Omnibus Incentive Plan; this was not an open-market sale. After this tax-withholding event, he held 7,870,140 Class A shares directly and an additional 8,178,027 Class A shares indirectly through The Jesse K. Bray Living Trust. No transactions were reported under a Rule 10b5-1 trading plan.
Rocket Companies, Inc. (RKT) reported that Chief Operating Officer Heather M. Lovier had 61,669 shares of Class A common stock withheld on September 7, 2026 to pay tax withholding obligations upon the vesting of restricted stock units granted under the 2020 Omnibus Incentive Plan. After this tax-withholding disposition, she directly holds 2,259,115 Class A shares and 1,413,490 Class L-2 common shares.
Rocket Companies, Inc. (RKT) reported that Chief Executive Officer and director Krishna Varun surrendered a total of 185,258 shares of Class A common stock on September 7 and September 8, 2026. These shares were withheld to satisfy tax withholding obligations arising from the vesting of restricted stock units granted under the company’s 2020 Omnibus Incentive Plan. No open‑market purchases or sales were reported, and no Rule 10b5-1 trading plan is indicated.
Rocket Companies, Inc. (RKT) director Matthew Rizik reported on September 7, 2026 the vesting and cash settlement of 14,796 Cash-Settled RSUs, reducing his outstanding Cash-Settled RSUs to 105,695. Each RSU pays cash equal to the fair market value of a share of Class A common stock on the settlement date and vests in six semi-annual installments over three years. Related entries show an "other" disposition of 14,796 Class A shares at $14.06 per share and reclassification transactions converting previously reported Class L-1 common stock into Class A common stock and holdings in grantor retained annuity trusts.
Rocket Companies, Inc. (RKT) reported that Chief Marketing Officer Jonathan Mildenhall had 80,287 shares of Class A common stock withheld on September 7, 2026 to pay tax withholding obligations tied to the vesting of restricted stock units granted under the 2020 Omnibus Incentive Plan. After this tax-withholding disposition, he holds 808,657 shares directly.
Watterson Sarah reported acquisition or exercise transactions in this Form 4 filing.
Rocket Companies, Inc. (RKT) reported that director Sarah Watterson received an equity award of 14,566 restricted stock units (RSUs) of Class A common stock. The RSUs were granted at $0.00 per share under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan and are scheduled to vest in full on the first anniversary of the grant date. Following this award, Watterson directly holds 14,566 shares/RSUs of Class A common stock, reflecting compensation-related equity rather than an open-market purchase.