[SCHEDULE 13G/A] Rocket Companies, Inc. SEC Filing
Nuveen reports 12.06% ownership in Rocket Companies Inc. (RKT)
Rocket Companies (RKT): Schedule 13G/A (Amendment No. 3) discloses that Nuveen Asset Management, LLC and affiliated advisers reported beneficial ownership of 30,831,478 shares, representing 12.06% of the common stock as of 09/30/2025.
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Rocket Companies (RKT): Schedule 13G/A (Amendment No. 3) discloses that Nuveen Asset Management, LLC and affiliated advisers reported beneficial ownership of 30,831,478 shares, representing 12.06% of the common stock as of 09/30/2025.
Within that total, Nuveen Asset Management, LLC is listed with 56,487 shares under sole voting and dispositive power. Affiliates are identified with additional holdings: TIAA-CREF Investment Management, LLC with 23,987,554 shares, and Teachers Advisors, LLC with 6,787,437 shares. The filing states the securities were acquired in the ordinary course of business and not for the purpose of changing or influencing control.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What stake in RKT did Nuveen report on Schedule 13G/A?
The filing reports beneficial ownership of 30,831,478 shares, or 12.06% of Rocket Companies’ common stock as of 09/30/2025.
How many RKT shares does Nuveen Asset Management, LLC hold with sole voting power?
Nuveen Asset Management, LLC is listed with 56,487 shares under sole voting and dispositive power.
Which affiliates are identified and how many RKT shares do they beneficially own?
The filing identifies TIAA-CREF Investment Management, LLC with 23,987,554 shares and Teachers Advisors, LLC with 6,787,437 shares.
What is the date of the event requiring this Schedule 13G/A?
The date of the event is 09/30/2025.
Does the filing state any intent to influence control of Rocket Companies?
It states the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control.
What is the class of securities reported in this filing for RKT?
The filing covers Common Stock of Rocket Companies, Inc.
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No. 3)
Rocket Companies, Inc.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
77311W101
(CUSIP Number)
09/30/2025
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)
SCHEDULE 13G
CUSIP No.
77311W101
1
Names of Reporting Persons
Nuveen Asset Management, LLC
2
Check the appropriate box if a member of a Group (see instructions)
(a)
(b)
3
Sec Use Only
4
Citizenship or Place of Organization
DELAWARE
Number of Shares Beneficially Owned by Each Reporting Person With:
5
Sole Voting Power
56,487.00
6
Shared Voting Power
0.00
7
Sole Dispositive Power
56,487.00
8
Shared Dispositive Power
0.00
9
Aggregate Amount Beneficially Owned by Each Reporting Person
56,487.00
10
Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)
11
Percent of class represented by amount in row (9)
0.02 %
12
Type of Reporting Person (See Instructions)
IA
SCHEDULE 13G
Item 1.
(a)
Name of issuer:
Rocket Companies, Inc.
(b)
Address of issuer's principal executive offices:
1050 Woodward Avenue, Detroit, MI 48226-1906 United States
Item 2.
(a)
Name of person filing:
Nuveen Asset Management, LLC ("NAM")
(b)
Address or principal business office or, if none, residence:
333 W. Wacker Drive
Chicago, IL 60606
(c)
Citizenship:
Delaware
(d)
Title of class of securities:
Common Stock
(e)
CUSIP No.:
77311W101
Item 3.
If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
(a)
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
(b)
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
(c)
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
(d)
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
(e)
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
(f)
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
(g)
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
(h)
A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j)
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J),
please specify the type of institution:
(k)
Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K).
Item 4.
Ownership
(a)
Amount beneficially owned:
30,831,478
(b)
Percent of class:
12.06%
(c)
Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote:
56,487
(ii) Shared power to vote or to direct the vote:
0
(iii) Sole power to dispose or to direct the disposition of:
56,487
(iv) Shared power to dispose or to direct the disposition of:
0
Item 5.
Ownership of 5 Percent or Less of a Class.
Item 6.
Ownership of more than 5 Percent on Behalf of Another Person.
If any other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities, a statement to that effect should be included in response to this item and, if such interest relates to more than 5 percent of the class, such person should be identified. A listing of the shareholders of an investment company registered under the Investment Company Act of 1940 or the beneficiaries of employee benefit plan, pension fund or endowment fund is not required.
Nuveen Asset Management, LLC ("NAM"), is a registered investment adviser affiliated with TCIM and TAL. NAM may be deemed to be a beneficial owner of 56,487 shares of Issuer's common stock. TIAA-CREF Investment Management, LLC ("TCIM") is the investment adviser to the College Retirement Equities Fund ("CREF"), a registered investment company, and may be deemed to be a beneficial owner of 23,987,554 shares of Issuer's common stock owned by CREF. Teachers Advisors, LLC ("TAL") is the investment adviser to three registered investment companies, TIAA-CREF Funds ("Funds"), TIAA-CREF Life Funds ("Life Funds"), and TIAA Separate Account VA-1 ("VA-1"), as well as one or more separately managed accounts of Advisors (collectively, the "Separate Accounts"), and may be deemed to be a beneficial owner of 6,787,437 shares of Issuer's common stock owned separately by Funds, Life Funds, VA-1, and/or the Separate Accounts.. These shares were acquired in the ordinary course of business, and not with the purpose or effect of changing or influencing control of the Issuer.
Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
Not Applicable
Item 8.
Identification and Classification of Members of the Group.
Not Applicable
Item 9.
Notice of Dissolution of Group.
Not Applicable
Item 10.
Certifications:
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under ?? 240.14a-11.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Nuveen Asset Management, LLC
Signature:
/s/ Erik Mogavero
Name/Title:
Erik Mogavero, Managing Director, Head of Affiliate Compliance
