Welcome to our dedicated page for Rocket Companies SEC filings (Ticker: RKT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Rocket Companies, Inc. filings document operating results, governance, funding arrangements and capital-structure matters for its homeownership platform. Its 8-K reports include earnings releases, Regulation FD supplemental financial information, preliminary operating updates, and material definitive agreements involving Rocket Mortgage warehouse and repurchase financing facilities.
Proxy filings cover board matters, stockholder proposals, executive compensation and voting procedures. Other disclosures address direct financial obligations, off-balance-sheet arrangements, funding capacity, risk factors and the financial performance of mortgage, real estate, title and personal finance businesses within Rocket Companies.
Rocket Companies, Inc. Chief Marketing Officer Jonathan Mildenhall reported a routine tax-related share disposition. On the vesting of restricted stock units granted under the company’s 2020 Omnibus Incentive Plan, 12,860 shares of Class A common stock were forfeited to cover tax withholding obligations at an indicated value of $15.03 per share. After this non-market tax-withholding event, Mildenhall directly holds 888,944 shares of Rocket Companies Class A common stock.
Rocket Companies, Inc. Chief Business Officer William D. Banfield reported a tax-related share disposition. On April 7, 2026, 8,056 shares of Class A common stock were forfeited at $15.03 per share to cover tax withholding obligations tied to vesting restricted stock units under the company’s 2020 Omnibus Incentive Plan. After this transaction, he directly holds 901,884 Class A shares. The filing also lists direct holdings of 2,826,979 shares of Class L-1 common stock and 2,826,979 shares of Class L-2 common stock as of the same date.
Rocket Companies, Inc. director and executive Jesse K. Bray reported a routine tax-related share disposition. On April 1, 2026, 57,200 shares of Class A common stock were forfeited at $14.25 per share to cover tax withholding on vesting restricted stock units under the 2020 Omnibus Incentive Plan.
After this transaction, Bray held 7,978,342 Class A shares directly and 8,099,104 Class A shares indirectly through The Jesse K. Bray Living Trust, indicating a large ongoing ownership position despite the tax withholding disposition.
Rocket Companies, Inc. director and executive Jesse K. Bray reported a routine tax-related share disposition. On April 1, 2026, 57,200 shares of Class A common stock were forfeited at $14.25 per share to cover tax withholding on vesting restricted stock units under the 2020 Omnibus Incentive Plan.
After this transaction, Bray held 7,978,342 Class A shares directly and 8,099,104 Class A shares indirectly through The Jesse K. Bray Living Trust, indicating a large ongoing ownership position despite the tax withholding disposition.
Rocket Cos Inc: The Vanguard Group filed an amendment to a Schedule 13G stating it beneficially owns 0 shares of Rocket Cos Inc common stock following an internal realignment effective 01/12/2026. The filing is signed by Ashley Grim on 03/27/2026.
The amendment explains that certain Vanguard subsidiaries or business divisions will report beneficial ownership separately in reliance on SEC Release No. 34-39538 (January 12, 1998), and that The Vanguard Group, Inc. no longer is deemed to beneficially own securities held by those entities.
Rocket Companies, Inc. director and executive Jesse K. Bray reported gifting a total of 93,060 shares of Class A common stock on March 11, 2026. The shares were transferred as bona fide charitable contributions from The Jesse K. Bray Living Trust to a charitable organization and a donor advised fund.
After these gifts, the trust continued to hold 6,871,997 shares indirectly, while Bray also held 9,262,649 shares directly. These are non-cash, non-market transactions and do not reflect open-market buying or selling activity.
Rocket Companies director Matthew Rizik reported compensation-related activity involving cash-settled restricted stock units and Class A common stock. On March 7, 2026, he exercised 14,796 cash-settled RSUs, which converted into 14,796 shares of Class A common stock at a stated price of $0.00 per share. A related “J” code entry shows an other acquisition or disposition of the same 14,796 Class A shares at $14.95 per share, leaving him with 1,038,536 Class A shares held directly afterward. The footnotes explain these RSUs were granted under the 2020 Omnibus Incentive Plan, vest in six semi-annual installments over three years, and settle in cash based on the fair market value of Rocket’s common stock.
Rocket Companies, Inc. Chief Technology Officer Shawn Malhotra reported routine equity compensation activity in Class A common stock. He received a grant of 250,836 restricted stock units under the 2020 Omnibus Incentive Plan, with each unit representing one share of Class A common stock upon vesting.
The RSUs were granted on March 7, 2026 and will vest in six equal, semi-annual installments over three years on each March 7 and September 7, starting September 7, 2026, contingent on continued employment. On the same date, 15,723 shares were forfeited to cover tax withholding obligations upon RSU vesting, leaving him with 971,506 shares held directly after these transactions.
Rocket Companies, Inc. President & Chief Financial Officer Brian Nicholas Brown reported routine equity compensation and related tax withholding in Class A common stock. He received a grant of 367,892 restricted stock units on March 7, 2026, each representing one share upon vesting under the 2020 Omnibus Incentive Plan.
To cover tax obligations tied to RSU vesting, a total of 31,247 shares of Class A common stock were withheld at $14.95 per share, recorded as two separate dispositions. After these transactions, Brown directly holds 1,303,118 shares of Class A common stock, plus disclosed holdings in Class L-1 and Class L-2 common stock.
Rocket Companies, Inc. Chief Executive Officer Varun Krishna reported equity compensation and related tax-withholding transactions in Class A common stock. He received 1,003,344 restricted stock units (RSUs)March 7, 2026 under the 2020 Omnibus Incentive Plan. Each RSU represents the right to receive one share of Class A common stock as it vests.
The RSUs vest in six equal, semi-annual installments over three years on each March 7 and September 7, beginning on September 7, 2026, subject to his continued employment. To cover tax withholding obligations upon RSU vesting, 52,082 shares and 58,259 shares of Class A common stock were forfeited at a reference price of $14.95 per share, rather than sold in the open market. After these transactions, Krishna directly holds 2,143,922 shares of Class A common stock.
Rocket Companies, Inc. Chief Business Officer William D. Banfield received a grant of 234,113 restricted stock units representing Class A common stock, awarded under the 2020 Omnibus Incentive Plan and approved by a committee of independent directors. The RSUs were granted on March 7, 2026 and will vest in six equal, semi-annual installments over three years on each March 7 and September 7, starting September 7, 2026, subject to his continued employment. To cover tax withholding upon RSU vesting, 44,053 shares of Class A common stock were forfeited at a price of $14.95 per share. After these transactions, he directly holds 909,940 shares of Class A common stock and 2,826,979 shares each of Class L-1 and Class L-2 common stock.