Welcome to our dedicated page for Rocket Companies SEC filings (Ticker: RKT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SEC filings of Rocket Companies, Inc. (NYSE: RKT) provide detailed insight into its mortgage-focused financial services operations, capital structure, and corporate transactions. As a Delaware corporation with Class A common stock listed on the New York Stock Exchange, Rocket Companies files current reports on Form 8-K and related amendments that describe material events affecting the company and its subsidiaries.
Recent Rocket Companies filings highlight several key themes. Multiple Forms 8-K describe master repurchase agreements and related amendments entered into by Rocket Mortgage, LLC, a Michigan limited liability company and indirect subsidiary of Rocket Companies, and by One Reverse Mortgage, LLC. These filings explain extensions of expiration dates, technical changes to agreements with counterparties such as UBS AG New York Branch, Morgan Stanley Bank, N.A., and Bank of America, N.A., and disclose the company’s total funding capacity across master repurchase agreements, early funding facilities, unsecured lines of credit, MSR lines of credit, and early buyout facilities.
Other filings detail capital markets and credit arrangements. A Form 8-K dated October 1, 2025 describes exchange offers for existing senior notes originally issued by Nationstar Mortgage Holdings Inc. and the issuance of new senior notes due 2029 and 2032 by Rocket Companies. The filing also outlines supplemental indentures under which Rocket Mortgage, Redfin Corporation, and subsidiaries associated with Mr. Cooper guarantee Rocket’s senior notes and Rocket Mortgage’s senior notes. Another section of the same filing explains a Revolving Credit Agreement and a Borrower Accession Agreement through which Rocket Companies became the borrower under a revolving credit facility and increased the aggregate commitment.
Rocket’s SEC filings also document mergers and acquisitions. The October 1, 2025 Form 8-K and an October 10, 2025 Form 8-K/A describe the completion of the acquisition of Mr. Cooper Group Inc. through a series of mergers, the exchange ratio of Rocket Class A common stock issued to Mr. Cooper stockholders, and the filing of unaudited pro forma condensed combined financial statements. These disclosures help investors understand how the acquisition affects Rocket’s financial profile and corporate structure.
In addition, Rocket Companies uses Form 8-K to furnish earnings releases and supplemental financial information, as seen in the October 30, 2025 filing, and to address governance and procedural updates, such as the December 22, 2025 filing correcting the deadline for stockholder proposals under Rule 14a-8. On Stock Titan’s filings page, these documents are presented with real-time updates from EDGAR and AI-powered summaries that explain key terms, obligations, and structural changes, helping readers quickly interpret complex agreements, note indentures, and acquisition details.
Rocket Companies (RKT) director reported selling 5,000 shares of Class A common stock in two transactions under a Rule 10b5-1 trading plan. The sales occurred on 11/17/2025 and 11/18/2025, with 2,500 shares sold each day at weighted average prices of $16.703 and $16.7846 per share, respectively, within disclosed price ranges around those levels. After these sales, the reporting person beneficially owns 1,018,184 shares of Class A common stock, plus 3,186,005 shares of Class L-1 common stock and 3,186,005 shares of Class L-2 common stock, all held directly.
Rocket Companies, Inc. (RKT) director reported open‑market sales of Class A common stock under a pre-arranged Rule 10b5-1 trading plan. On 11/13/2025 and 11/14/2025, the reporting person sold 2,500 shares on each date at weighted average prices of $17.4651 and $17.1733 per share, respectively, in multiple transactions within disclosed price ranges. After these sales, the director beneficially owned 1,023,184 shares of Class A common stock, plus 3,186,005 shares of Class L-1 common stock and 3,186,005 shares of Class L-2 common stock.
Rocket Companies (RKT) reported insider activity: a director sold Class A common stock in two open‑market transactions. On 11/11/2025, 2,500 shares were sold at a weighted average price of $17.4607, and on 11/12/2025, 2,500 shares were sold at a weighted average price of $17.6887.
The sales were effected under a Rule 10b5-1 trading plan adopted on August 11, 2025. Following these transactions, beneficial ownership included 1,028,184 Class A shares (direct). The filing also lists 3,186,005 Class L‑1 shares and 3,186,005 Class L‑2 shares (direct).
RKT filed a Form 144 notice for a proposed sale of 116,497 shares of Class A Common Stock through UBS Financial Services, with an aggregate market value of $2,006,078.34. The approximate sale date is 11/11/2025 on the NYSE.
Shares outstanding were 967,010,557; this is a baseline figure, not the amount being sold. The filing lists prior acquisitions of the shares via multiple open market purchases during March–June 2024, each in small lots.
Rocket Companies (RKT)51,673 shares of Class A common stock at $16.3 in a Code F transaction, reflecting shares withheld to cover taxes upon RSU vesting under the 2020 Omnibus Incentive Plan.
After this transaction, the reporting person held 736,393 shares directly.
Rocket Companies (RKT): Schedule 13G/A — Amendment No. 4
College Retirement Equities Fund – Growth Account (CREF GA) updated its passive ownership in Rocket Companies as of 10/31/2025. CREF GA reports shared voting and dispositive power over 21,491,973 shares, representing 2.23% of the class. The filing states the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control.
Item 4 also lists a total beneficial ownership of 33,226,108 shares (3.44%), reflecting shares that may be deemed beneficially owned across affiliated advisers and accounts, including positions associated with TCIM, TAL, and NAM. All positions are reported under Rule 13d in a passive capacity.
Teachers Advisors, LLC filed a Schedule 13G/A disclosing beneficial ownership in Rocket Companies, Inc. (RKT) tied to an event dated 10/31/2025. Item 4 lists an aggregate beneficial ownership of 33,226,108 shares, representing 3.44% of the class.
Within this, Teachers Advisors, LLC reports 7,983,221 shares with sole voting and dispositive power. Affiliates identified include TIAA‑CREF Investment Management, LLC (TCIM) with 25,104,963 shares and Nuveen Asset Management, LLC (NAM) with 137,924 shares. The filing states the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control.
TIAA‑CREF Investment Management, LLC filed Amendment No. 4 to a Schedule 13G disclosing its beneficial ownership of Rocket Companies, Inc. (RKT) common stock. The filing reports 33,226,108 shares, representing 3.44% of the class as of the stated event date.
Within that total, TIAA‑CREF reports sole voting and dispositive power over 25,104,963 shares and no shared power. The filing states the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control. As detailed, TCIM may be deemed the beneficial owner of 25,104,963 shares held by the College Retirement Equities Fund; Teachers Advisors, LLC may be deemed the beneficial owner of 7,983,221 shares across affiliated funds and accounts; and Nuveen Asset Management, LLC may be deemed the beneficial owner of 137,924 shares.
The reporting person is classified as an Investment Adviser (IA).
Rocket Companies (RKT): Schedule 13G/A (Amendment No. 4) filed by Nuveen Asset Management, LLC. The filing reports sole voting and dispositive power over 137,924 shares of Rocket Companies common stock. The filing also notes that affiliated investment advisers may be deemed beneficial owners of additional shares: TIAA-CREF Investment Management, LLC with 25,104,963 shares held by CREF, and Teachers Advisors, LLC with 7,983,221 shares held across certain funds and accounts. The securities were acquired and are held in the ordinary course of business, not to change or influence control.
Rocket Companies reported Q3 2025 results with total revenue of $1,605,284 thousand and a net loss attributable to Rocket Companies of $123,854 thousand. Gain on sale of loans, net was $1,027,413 thousand, while loan servicing recorded a net loss of $66,464 thousand as the change in fair value of MSRs offset servicing fee income.
Cash and cash equivalents were $5,836,104 thousand and total assets reached $33,576,128 thousand as of September 30, 2025. During the nine months, the company issued $2.0 billion of 6.125% senior notes due 2030 and $2.0 billion of 6.375% senior notes due 2033.
On July 1, 2025, Rocket closed the all‑stock acquisition of Redfin with total consideration of $1,742,005 thousand, including $1,466,094 thousand in Class A stock and $252,013 thousand cash to settle Redfin’s term loan; preliminary allocation included $881,000 thousand of intangible assets and $1,232,711 thousand of goodwill. The company also completed an Up‑C Collapse on June 30, 2025, simplifying its capital structure and eliminating non‑controlling interests. Subsequent event: the acquisition of Mr. Cooper Group Inc. was completed on October 1, 2025.
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