[144] Rocket Companies, Inc. SEC Filing

Rhea-AI Filing Summary

RKT filed a Form 144 notice for a proposed sale of 116,497 shares of Class A Common Stock through UBS Financial Services, with an aggregate market value of $2,006,078.34. The approximate sale date is 11/11/2025 on the NYSE.

Shares outstanding were 967,010,557; this is a baseline figure, not the amount being sold. The filing lists prior acquisitions of the shares via multiple open market purchases during March–June 2024, each in small lots.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Class A Common	UBS Financial Services, Inc. 11 Madison Avenue 4th Floor New York NY 10010	116497	2006078.34	967010557	11/11/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Class A Common	06/14/2024	Open Market Purchase	Open Market Purchase			297	06/14/2024	N/A
Class A Common	06/13/2024	Open Market Purchase	Open Market Purchase			294	06/13/2024	N/A
Class A Common	06/17/2024	Open Market Purchase	Open Market Purchase			298	06/17/2024	N/A
Class A Common	03/28/2024	Open Market Purchase	Open Market Purchase			301	03/28/2024	N/A
Class A Common	06/18/2024	Open Market Purchase	Open Market Purchase			300	06/18/2024	N/A
Class A Common	06/06/2024	Open Market Purchase	Open Market Purchase			301	06/06/2024	N/A
Class A Common	05/15/2024	Open Market Purchase	Open Market Purchase			300	05/15/2024	N/A
Class A Common	05/21/2024	Open Market Purchase	Open Market Purchase			299	05/21/2024	N/A
Class A Common	06/05/2024	Open Market Purchase	Open Market Purchase			305	06/05/2024	N/A
Class A Common	06/11/2024	Open Market Purchase	Open Market Purchase			305	06/11/2024	N/A
Class A Common	05/22/2024	Open Market Purchase	Open Market Purchase			301	05/22/2024	N/A
Class A Common	05/20/2024	Open Market Purchase	Open Market Purchase			25	05/20/2024	N/A
Class A Common	06/04/2024	Open Market Purchase	Open Market Purchase			28	06/04/2024	N/A
Class A Common	06/10/2024	Open Market Purchase	Open Market Purchase			265	06/10/2024	N/A
Class A Common	06/07/2024	Open Market Purchase	Open Market Purchase			301	06/07/2024	N/A
Class A Common	04/01/2024	Open Market Purchase	Open Market Purchase			301	04/01/2024	N/A
Class A Common	03/25/2024	Open Market Purchase	Open Market Purchase			310	03/25/2024	N/A
Class A Common	06/20/2024	Open Market Purchase	Open Market Purchase			306	06/20/2024	N/A
Class A Common	05/17/2024	Open Market Purchase	Open Market Purchase			25	05/17/2024	N/A
Class A Common	03/22/2024	Open Market Purchase	Open Market Purchase			309	03/22/2024	N/A
Class A Common	05/09/2024	Open Market Purchase	Open Market Purchase			30	05/09/2024	N/A
Class A Common	06/24/2024	Open Market Purchase	Open Market Purchase			310	06/24/2024	N/A
Class A Common	05/16/2024	Open Market Purchase	Open Market Purchase			304	05/16/2024	N/A
Class A Common	03/26/2024	Open Market Purchase	Open Market Purchase			312	03/26/2024	N/A
Class A Common	04/09/2024	Open Market Purchase	Open Market Purchase			133	04/09/2024	N/A
Class A Common	06/03/2024	Open Market Purchase	Open Market Purchase			295	06/03/2024	N/A
Class A Common	05/28/2024	Open Market Purchase	Open Market Purchase			316	05/28/2024	N/A
Class A Common	06/25/2024	Open Market Purchase	Open Market Purchase			311	06/25/2024	N/A
Class A Common	06/27/2024	Open Market Purchase	Open Market Purchase			316	06/27/2024	N/A
Class A Common	05/31/2024	Open Market Purchase	Open Market Purchase			317	05/31/2024	N/A
Class A Common	05/23/2024	Open Market Purchase	Open Market Purchase			311	05/23/2024	N/A
Class A Common	06/28/2024	Open Market Purchase	Open Market Purchase			318	06/28/2024	N/A
Class A Common	06/21/2024	Open Market Purchase	Open Market Purchase			316	06/21/2024	N/A
Class A Common	05/08/2024	Open Market Purchase	Open Market Purchase			313	05/08/2024	N/A
Class A Common	05/10/2024	Open Market Purchase	Open Market Purchase			311	05/10/2024	N/A
Class A Common	05/29/2024	Open Market Purchase	Open Market Purchase			315	05/29/2024	N/A
Class A Common	06/26/2024	Open Market Purchase	Open Market Purchase			165	06/26/2024	N/A
Class A Common	04/02/2024	Open Market Purchase	Open Market Purchase			316	04/02/2024	N/A
Class A Common	04/04/2024	Open Market Purchase	Open Market Purchase			331	04/04/2024	N/A
Class A Common	04/03/2024	Open Market Purchase	Open Market Purchase			333	04/03/2024	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does RKT’s Form 144 filing disclose?

A planned sale of 116,497 Class A Common shares with an aggregate market value of $2,006,078.34.

When is the proposed sale date for RKT shares?

The filing lists an approximate sale date of 11/11/2025.

Which broker is handling the proposed RKT share sale?

The broker is UBS Financial Services, Inc. at 11 Madison Avenue, New York, NY 10010.

On which exchange are the shares expected to be sold?

The notice names the NYSE.

What is the aggregate market value of the shares to be sold?

The filing states an aggregate market value of $2,006,078.34.

How many RKT shares are outstanding according to the notice?

The notice lists 967,010,557 shares outstanding.

How were the shares originally acquired?

The filing lists multiple open market purchases during March–June 2024 in small increments.