Welcome to our dedicated page for Rocket Companies SEC filings (Ticker: RKT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Rocket Companies, Inc. filings document operating results, governance, funding arrangements and capital-structure matters for its homeownership platform. Its 8-K reports include earnings releases, Regulation FD supplemental financial information, preliminary operating updates, and material definitive agreements involving Rocket Mortgage warehouse and repurchase financing facilities.
Proxy filings cover board matters, stockholder proposals, executive compensation and voting procedures. Other disclosures address direct financial obligations, off-balance-sheet arrangements, funding capacity, risk factors and the financial performance of mortgage, real estate, title and personal finance businesses within Rocket Companies.
Rocket Companies, Inc. Chief Marketing Officer Jonathan Mildenhall reported equity compensation activity involving the company’s Class A common stock. He received a grant of 234,113 restricted stock units under the 2020 Omnibus Incentive Plan, with each unit representing one future share upon vesting.
The RSUs were granted on March 7, 2026 and will vest in six equal, semi-annual installments over three years on each March 7 and September 7, beginning September 7, 2026, contingent on continued employment. On the same date, 60,949 shares were withheld at $14.95 per share to cover tax obligations from RSU vesting, leaving him with 901,804 directly held shares.
Bray Jesse K reported acquisition or exercise transactions in this Form 4 filing.
Rocket Companies, Inc. director and executive Jesse K. Bray, President and CEO of Rocket Mortgage, received an equity award of 418,060 shares of Class A common stock in the form of restricted stock units. The award was granted at no cash cost to him under the 2020 Omnibus Incentive Plan.
Each RSU represents one share of Class A common stock upon vesting. The units were granted on March 7, 2026 and will vest in six equal, semi-annual installments over three years on each March 7 and September 7, starting September 7, 2026, contingent on his continued employment.
Following this grant, Bray directly holds 9,262,649 shares of Class A common stock and indirectly holds 6,965,057 additional shares through the Jesse K. Bray Living Trust, where he serves as trustee and his immediate family are beneficiaries.
Rocket Companies, Inc. Chief Accounting Officer Noah A. Edwards reported equity compensation and related tax withholding in Class A common stock. He received a grant of 60,200 restricted stock units (RSUs) under the 2020 Omnibus Incentive Plan on March 7, 2026. Each RSU represents the right to receive one share of Class A common stock as it vests.
The RSUs will vest in six equal, semi-annual installments over three years on each March 7 and September 7, starting on September 7, 2026, subject to continued employment. In a separate transaction, 7,912 shares were forfeited at $14.95 per share to satisfy tax withholding obligations upon RSU vesting. After these transactions, Edwards directly holds 170,924 shares of Class A common stock.
Rocket Companies Chief Operating Officer Heather M. Lovier received a grant of 250,836 restricted stock units under the company’s 2020 Omnibus Incentive Plan. Each unit converts into one share of Class A common stock as it vests over three years in six equal semi-annual installments starting on September 7, 2026.
On the same date, 43,179 Class A shares were forfeited to cover tax withholding obligations tied to RSU vesting. After these transactions, Lovier directly holds 915,351 shares of Class A common stock, plus reported holdings of Class L-1 and Class L-2 common stock.
Rocket Companies, Inc. President and Chief Financial Officer Brian Nicholas Brown reported a tax-related share disposition. On March 3, 2026, 39,128 shares of Class A common stock were forfeited at $16.79 per share to cover tax withholding obligations upon vesting of restricted stock units under the 2020 Omnibus Incentive Plan. After this withholding transaction, he directly held 966,473 shares of Class A common stock, as well as 395,777 shares each of Class L-1 and Class L-2 common stock.
Rocket Companies, Inc. director and Pres & CEO of Rocket Mortgage, Jesse K. Bray, reported a tax-related share disposition. He forfeited 1,193,762 shares of Class A common stock at $18.19 per share to satisfy tax withholding obligations. After this transaction, he directly holds 8,844,589 Class A shares and indirectly holds 6,965,057 Class A shares through the Jesse K. Bray Living Trust.
Rocket Companies, Inc. filed its annual report describing its 2025 operations, strategy and key risks. The Detroit‑based fintech runs an AI‑driven homeownership ecosystem spanning mortgage, real estate, title, personal loans and financial wellness.
Flagship unit Rocket Mortgage remained the largest U.S. mortgage originator and servicer, with a servicing portfolio unpaid principal balance of $2.1 trillion as of December 31, 2025 and a 97% annual net client retention rate. In 2025 the company completed two major all‑stock deals: acquiring Redfin on July 1, 2025 and Mr. Cooper on October 1, 2025 to expand real estate search, brokerage and servicing capabilities.
Rocket highlights its AI and data scale, national “Rocket” branding, and vertically integrated model as competitive strengths, while detailing extensive regulatory oversight and technology, cybersecurity, AI, funding, interest‑rate, integration and reputational risks. The company reports about 23,500 team members across the United States, Canada and India.
Rocket Companies reported strong Q4 and full-year 2025 results, with fourth-quarter total revenue, net of $2.69 billion and adjusted revenue of $2.44 billion, both well above the prior year. Q4 GAAP net income was $68 million, while adjusted net income reached $316 million and adjusted EBITDA was $592 million.
For 2025, the company generated total revenue, net of $6.70 billion and an adjusted net income of $628 million with adjusted diluted EPS of $0.28, despite a GAAP net loss of $234 million driven in part by acquisition-related items. Rocket highlighted a large servicing portfolio of $2.1 trillion unpaid principal balance, total liquidity of $10.1 billion, and a 97% Rocket Mortgage net client retention rate. The company also announced a three-year strategic alliance with Compass International Holdings, continued integration of the Redfin and Mr. Cooper acquisitions, and expanded purchase market share to 5.5% in Q4 2025. Management issued Q1 2026 adjusted revenue guidance of $2.6 billion to $2.8 billion.
Rocket Companies reported strong Q4 and full-year 2025 results, with fourth-quarter total revenue, net of $2.69 billion and adjusted revenue of $2.44 billion, both well above the prior year. Q4 GAAP net income was $68 million, while adjusted net income reached $316 million and adjusted EBITDA was $592 million.
For 2025, the company generated total revenue, net of $6.70 billion and an adjusted net income of $628 million with adjusted diluted EPS of $0.28, despite a GAAP net loss of $234 million driven in part by acquisition-related items. Rocket highlighted a large servicing portfolio of $2.1 trillion unpaid principal balance, total liquidity of $10.1 billion, and a 97% Rocket Mortgage net client retention rate. The company also announced a three-year strategic alliance with Compass International Holdings, continued integration of the Redfin and Mr. Cooper acquisitions, and expanded purchase market share to 5.5% in Q4 2025. Management issued Q1 2026 adjusted revenue guidance of $2.6 billion to $2.8 billion.
FMR LLC has filed an amended Schedule 13G reporting beneficial ownership of 21,884,802.56 shares, or 2.3%, of Rocket Cos Inc Class A common stock as of 12/31/2025. FMR has sole voting power over 21,572,405.70 shares and sole dispositive power over 21,884,802.56 shares.
Abigail P. Johnson is also listed as a reporting person with sole dispositive power over the same 21,884,802.56 shares. The filing states the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control of Rocket Cos Inc.
FMR LLC has filed an amended Schedule 13G reporting beneficial ownership of 21,884,802.56 shares, or 2.3%, of Rocket Cos Inc Class A common stock as of 12/31/2025. FMR has sole voting power over 21,572,405.70 shares and sole dispositive power over 21,884,802.56 shares.
Abigail P. Johnson is also listed as a reporting person with sole dispositive power over the same 21,884,802.56 shares. The filing states the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control of Rocket Cos Inc.
Rocket Companies shared early indications of a strong fourth quarter, stating it expects to report the highest fourth quarter net rate lock volume and gain on sale margin since the fourth quarter of 2021. These are preliminary metrics and not a full financial report.
The company plans to release its full fourth quarter and full year 2025 results on February 26, 2026, with a conference call at 4:30 p.m. ET. A press release and webcast, along with a replay, will be available through its investor relations website.
Rocket Companies shared early indications of a strong fourth quarter, stating it expects to report the highest fourth quarter net rate lock volume and gain on sale margin since the fourth quarter of 2021. These are preliminary metrics and not a full financial report.
The company plans to release its full fourth quarter and full year 2025 results on February 26, 2026, with a conference call at 4:30 p.m. ET. A press release and webcast, along with a replay, will be available through its investor relations website.