Welcome to our dedicated page for Rocket Companies SEC filings (Ticker: RKT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SEC filings of Rocket Companies, Inc. (NYSE: RKT) provide detailed insight into its mortgage-focused financial services operations, capital structure, and corporate transactions. As a Delaware corporation with Class A common stock listed on the New York Stock Exchange, Rocket Companies files current reports on Form 8-K and related amendments that describe material events affecting the company and its subsidiaries.
Recent Rocket Companies filings highlight several key themes. Multiple Forms 8-K describe master repurchase agreements and related amendments entered into by Rocket Mortgage, LLC, a Michigan limited liability company and indirect subsidiary of Rocket Companies, and by One Reverse Mortgage, LLC. These filings explain extensions of expiration dates, technical changes to agreements with counterparties such as UBS AG New York Branch, Morgan Stanley Bank, N.A., and Bank of America, N.A., and disclose the company’s total funding capacity across master repurchase agreements, early funding facilities, unsecured lines of credit, MSR lines of credit, and early buyout facilities.
Other filings detail capital markets and credit arrangements. A Form 8-K dated October 1, 2025 describes exchange offers for existing senior notes originally issued by Nationstar Mortgage Holdings Inc. and the issuance of new senior notes due 2029 and 2032 by Rocket Companies. The filing also outlines supplemental indentures under which Rocket Mortgage, Redfin Corporation, and subsidiaries associated with Mr. Cooper guarantee Rocket’s senior notes and Rocket Mortgage’s senior notes. Another section of the same filing explains a Revolving Credit Agreement and a Borrower Accession Agreement through which Rocket Companies became the borrower under a revolving credit facility and increased the aggregate commitment.
Rocket’s SEC filings also document mergers and acquisitions. The October 1, 2025 Form 8-K and an October 10, 2025 Form 8-K/A describe the completion of the acquisition of Mr. Cooper Group Inc. through a series of mergers, the exchange ratio of Rocket Class A common stock issued to Mr. Cooper stockholders, and the filing of unaudited pro forma condensed combined financial statements. These disclosures help investors understand how the acquisition affects Rocket’s financial profile and corporate structure.
In addition, Rocket Companies uses Form 8-K to furnish earnings releases and supplemental financial information, as seen in the October 30, 2025 filing, and to address governance and procedural updates, such as the December 22, 2025 filing correcting the deadline for stockholder proposals under Rule 14a-8. On Stock Titan’s filings page, these documents are presented with real-time updates from EDGAR and AI-powered summaries that explain key terms, obligations, and structural changes, helping readers quickly interpret complex agreements, note indentures, and acquisition details.
Rocket Companies, Inc. director reported open-market sales of Class A common stock under a pre-arranged Rule 10b5-1 trading plan adopted on August 11, 2025. On December 23, 24, and 26, 2025, the reporting person sold 2,500 shares on each date, at weighted average prices of $18.923, $19.4364, and $19.3807 per share, respectively.
After these transactions, the reporting person beneficially owned 1,063,536 shares of Class A common stock directly. They also reported direct holdings of 2,511,005 shares of Class L-1 common stock and 2,361,005 shares of Class L-2 common stock, plus 675,000 Class L-1 and 825,000 Class L-2 shares held indirectly through grantor retained annuity trusts.
Rocket Companies, Inc. director reported planned sales of Class A common stock under a Rule 10b5-1 trading plan adopted on August 11, 2025. On December 19, 2025, the reporting person sold 2,500 Class A shares at a weighted average price of $19.2058 per share, and on December 22, 2025, sold another 2,500 Class A shares at a weighted average price of $18.991 per share. After these transactions, the reporting person beneficially owned 1,071,036 Class A shares directly, along with 2,511,005 Class L-1 shares and 2,361,005 Class L-2 shares directly, plus 675,000 Class L-1 shares and 825,000 Class L-2 shares held indirectly through grantor retained annuity trusts.
Rocket Companies, Inc. reported that its subsidiary Rocket Mortgage, LLC entered into Amendment No. 9 to its Amended and Restated Master Repurchase Agreement with Bank of America. The change extends the facility’s expiration date from October 3, 2026 to December 17, 2027 and makes certain technical updates. After this amendment, as of December 19, 2025, the Company’s total funding capacity across all repurchase agreements, early funding facilities, unsecured lines of credit, MSR lines, and early buy out facilities was $25.9 billion, compared with $26.4 billion as of September 30, 2025 and $27.5 billion as of December 31, 2024.
The company also corrected an error in its previously filed 2025 proxy statement. Stockholder proposals to be included in the proxy for the 2026 annual meeting must be submitted by January 29, 2026 under Rule 14a-8.
Rocket Companies, Inc. director reports planned stock sales under a Rule 10b5-1 trading plan. On 12/17/2025 and 12/18/2025, the reporting person sold a total of 5,000 shares of Class A common stock in open-market transactions. The 2,500 shares sold on 12/17/2025 had a weighted average price of $18.215 per share, and the 2,500 shares sold on 12/18/2025 had a weighted average price of $18.8305 per share.
After these transactions, the director beneficially owns 1,076,036 shares of Class A common stock directly, along with substantial holdings of Class L-1 and Class L-2 common stock, some of which are held indirectly through a grantor retained annuity trust.
Rocket Companies, Inc. director reported selling 2,500 shares of Class A common stock on December 15, 2025 at a weighted average price of $17.9745, and another 2,500 shares on December 16, 2025 at a weighted average price of $18.0791. These trades were made under a pre-arranged Rule 10b5-1 trading plan adopted on August 11, 2025.
After these transactions, the director beneficially owns 1,081,036 Class A shares directly, along with 2,511,005 Class L-1 and 2,361,005 Class L-2 shares directly. Additional holdings include 675,000 Class L-1 and 825,000 Class L-2 shares held indirectly through grantor retained annuity trusts.
Rocket Companies, Inc. (RKT) director reports small planned stock sales. A director sold 2,500 shares of Class A common stock on each of 12/10/2025, 12/11/2025, and 12/12/2025, coded as open-market sales and executed under a Rule 10b5-1 trading plan adopted on August 11, 2025. The weighted average prices were $19.1664 (range $18.955–$19.515), $19.4682 (range $19.31–$19.945), and $18.9934 (range $18.90–$19.15), respectively. After these transactions, the director beneficially owns 1,086,036 Class A shares directly, plus 2,511,005 Class L-1 and 2,361,005 Class L-2 common shares directly, and an additional 675,000 Class L-1 and 825,000 Class L-2 common shares indirectly through grantor retained annuity trusts.
Rocket Companies director equity activity and holdings update. A Rocket Companies, Inc. director reported receiving 110,352 restricted stock units (RSUs) of Class A common stock on December 7, 2025 at a grant price of $0. These RSUs vest in six equal semi-annual installments over three years, on each June 7 and December 7, starting June 7, 2026, contingent on continued service.
The director also reported open-market sales of 2,500 Class A shares on December 8, 2025 at a weighted average price of $18.7798 per share and 2,500 shares on December 9, 2025 at a weighted average price of $18.8065 per share, executed under a Rule 10b5-1 trading plan adopted on August 11, 2025. Separately, the director received 73,568 cash-settled RSUs on December 7, 2025, with the same six-installment vesting schedule tied to the fair market value of Rocket’s common stock at settlement.
Rocket Companies, Inc. (RKT) director Form 4 filing details recent share sales and current holdings. The reporting person, a director of Rocket Companies, sold 2,500 shares of Class A common stock on 12/04/2025 at a weighted average price of $19.8577 per share and another 2,500 shares on 12/05/2025 at a weighted average price of $19.3376 per share, both coded as open-market sales.
After these transactions, the director beneficially owns 988,184 shares of Class A common stock directly. They also hold large positions in other share classes, including 2,511,005 shares of Class L-1 common stock and 2,361,005 shares of Class L-2 common stock directly, plus 675,000 shares of Class L-1 and 825,000 shares of Class L-2 common stock indirectly through a grantor retained annuity trust. The sales were made under a Rule 10b5-1 trading plan adopted on August 11, 2025, which is designed to pre-schedule trades.
Rocket Companies, Inc. director filed a Form 4 reporting pre‑planned open‑market sales of Class A common stock under a Rule 10b5‑1 trading plan adopted on August 11, 2025. On December 2, 2025, the reporting person sold 2,500 Class A shares at a weighted average price of $20.2144 per share, and on December 3, 2025 sold another 2,500 Class A shares at a weighted average price of $19.979 per share.
After these transactions, the reporting person beneficially owns 993,184 Class A shares directly. They also hold 2,511,005 Class L‑1 shares and 2,361,005 Class L‑2 shares directly, plus 825,000 Class L‑2 shares and 675,000 Class L‑1 shares indirectly through grantor retained annuity trusts.
Rocket Companies, Inc. (RKT) director reports planned stock sales. A company director filed a Form 4 disclosing the sale of 2,500 shares of Class A common stock on 11/28/2025 at a weighted average price of $19.8887 per share and another 2,500 shares on 12/01/2025 at a weighted average price of $19.8138 per share. These 5,000 shares were sold under a Rule 10b5-1 trading plan adopted on August 11, 2025, which is designed to pre-schedule trades.
After these transactions, the director reports beneficial ownership of 998,184 Class A shares directly, plus 2,511,005 Class L-1 and 2,361,005 Class L-2 common shares directly. The filing also shows 675,000 Class L-1 and 825,000 Class L-2 common shares held indirectly through a grantor retained annuity trust (GRAT), indicating the director continues to hold a substantial stake in Rocket Companies.