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[Form 4] Rocket Companies, Inc. Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Bray Jesse K reported acquisition or exercise transactions in this Form 4 filing.

Rocket Companies, Inc. director and executive Jesse K. Bray, President and CEO of Rocket Mortgage, received an equity award of 418,060 shares of Class A common stock in the form of restricted stock units. The award was granted at no cash cost to him under the 2020 Omnibus Incentive Plan.

Each RSU represents one share of Class A common stock upon vesting. The units were granted on March 7, 2026 and will vest in six equal, semi-annual installments over three years on each March 7 and September 7, starting September 7, 2026, contingent on his continued employment.

Following this grant, Bray directly holds 9,262,649 shares of Class A common stock and indirectly holds 6,965,057 additional shares through the Jesse K. Bray Living Trust, where he serves as trustee and his immediate family are beneficiaries.

Positive

  • None.

Negative

  • None.

Insights

Large RSU grant, routine executive compensation with time-based vesting.

The filing shows Jesse K. Bray received 418,060 restricted stock units of Rocket Companies Class A common stock at no cash cost, approved under the 2020 Omnibus Incentive Plan. This is a compensation-related equity award, not an open-market purchase.

The RSUs vest in six equal installments over three years beginning on September 7, 2026, conditioned on continued employment. This structure aligns part of Bray's compensation with longer-term shareholder outcomes and retention, while spreading the share delivery over time.

After the grant, Bray holds 9,262,649 shares directly and 6,965,057 shares indirectly via the Jesse K. Bray Living Trust. The filing does not show any sales or derivative exercises, so the update primarily reflects increased equity-based compensation and the current size of his ownership position.

Insider Bray Jesse K
Role Pres & CEO, Rocket Mortgage
Type Security Shares Price Value
Grant/Award Class A common stock 418,060 $0.00 --
holding Class A common stock -- -- --
Holdings After Transaction: Class A common stock — 9,262,649 shares (Direct); Class A common stock — 6,965,057 shares (Indirect, By the Jesse K. Bray Living Trust)
Footnotes (1)
  1. Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs were granted to the Reporting Person on March 7, 2026 and will vest in six equal, semi-annual installments over three years on each March 7 and September 7, with the initial vesting date on September 7, 2026, subject to the Reporting Person's continued employment on the applicable vesting date. Directly owned by the Jesse K. Bray Living Trust, of which the Reporting Person is trustee. Reporting Person and members of his immediate family are the sole beneficiaries of the Trust.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Bray Jesse K
(Last) (First) (Middle)
C/O ROCKET COMPANIES, INC.
1050 WOODWARD AVE.
(Street)
DETROIT MI 48226
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Rocket Companies, Inc. [ RKT ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Pres & CEO, Rocket Mortgage
3. Date of Earliest Transaction (Month/Day/Year)
03/07/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A common stock 03/07/2026 A 418,060(1) A $0 9,262,649 D
Class A common stock 6,965,057 I By the Jesse K. Bray Living Trust(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs were granted to the Reporting Person on March 7, 2026 and will vest in six equal, semi-annual installments over three years on each March 7 and September 7, with the initial vesting date on September 7, 2026, subject to the Reporting Person's continued employment on the applicable vesting date.
2. Directly owned by the Jesse K. Bray Living Trust, of which the Reporting Person is trustee. Reporting Person and members of his immediate family are the sole beneficiaries of the Trust.
Remarks:
/s/ Elisabeth Gormley, attorney in fact 03/10/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR