Rocket CAO receives 60,200 RSUs, with tax withholding

Rocket Companies, Inc. Chief Accounting Officer Noah A. Edwards reported equity compensation and related tax withholding in Class A common stock.

Rhea-AI Filing Summary

Rocket Companies, Inc. Chief Accounting Officer Noah A. Edwards reported equity compensation and related tax withholding in Class A common stock. He received a grant of 60,200 restricted stock units (RSUs) under the 2020 Omnibus Incentive Plan on March 7, 2026. Each RSU represents the right to receive one share of Class A common stock as it vests.

The RSUs will vest in six equal, semi-annual installments over three years on each March 7 and September 7, starting on September 7, 2026, subject to continued employment. In a separate transaction, 7,912 shares were forfeited at $14.95 per share to satisfy tax withholding obligations upon RSU vesting. After these transactions, Edwards directly holds 170,924 shares of Class A common stock.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Edwards Noah A.

Role Chief Accounting Officer

Type	Security	Shares	Price	Value
Grant/Award	Class A common stock	60,200	$0.00	$0.00
Exercise Price or Tax Liability	Class A common stock	7,912	$14.95	$118K

Holdings After Transaction: Class A common stock — 170,924 shares (Direct)

Footnotes (2)

1. F1. Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs were granted to the Reporting Person on March 7, 2026 and will vest in six equal, semi-annual installments over three years on each March 7 and September 7, with the initial vesting date on September 7, 2026, subject to the Reporting Person's continued employment on the applicable vesting date.
2. F2. Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.

FAQ

What insider transactions did Rocket Companies (RKT) report for Noah A. Edwards?

Rocket Companies reported that Chief Accounting Officer Noah A. Edwards received 60,200 restricted stock units and had 7,912 shares forfeited to cover tax withholding. Both transactions involved Class A common stock and were recorded as routine compensation and related tax withholding events.

How many Rocket Companies (RKT) RSUs were granted to Noah A. Edwards and on what terms?

Noah A. Edwards was granted 60,200 restricted stock units on March 7, 2026 under the 2020 Omnibus Incentive Plan. Each RSU represents one share of Class A common stock and will vest in six equal, semi-annual installments over three years, subject to continued employment.

What is the vesting schedule for Noah A. Edwards’ Rocket Companies (RKT) RSUs?

The RSUs granted to Noah A. Edwards vest in six equal, semi-annual installments over three years. Vesting occurs on each March 7 and September 7, starting September 7, 2026, and is conditioned on his continued employment with Rocket Companies through each vesting date.

Why were 7,912 Rocket Companies (RKT) shares forfeited by Noah A. Edwards?

The 7,912 shares were forfeited to satisfy tax withholding obligations when restricted stock units vested. These shares, valued at $14.95 each, were withheld by Rocket Companies rather than sold in the open market, reflecting a standard tax payment mechanism for equity compensation.

How many Rocket Companies (RKT) shares does Noah A. Edwards hold after these transactions?

Following the reported grant and tax-withholding forfeiture, Noah A. Edwards directly holds 170,924 shares of Rocket Companies Class A common stock. This figure reflects his post-transaction ownership as disclosed and provides context for the scale of the reported equity compensation events.

Were Noah A. Edwards’ Rocket Companies (RKT) RSU transactions exempt under Rule 16b-3?

Yes. The RSU grant to Noah A. Edwards was made under the 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3. It was approved by a committee of independent directors, consistent with standard practices for executive equity compensation programs.

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Accepted by SEC EDGAR 03/10/2026 - 04:23 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Edwards Noah A.

(Last) (First) (Middle)

C/O ROCKET COMPANIES, INC.

1050 WOODWARD AVENUE

(Street)

DETROIT MI 48226

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Rocket Companies, Inc. [ RKT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Accounting Officer

3. Date of Earliest Transaction (Month/Day/Year)
03/07/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A common stock	03/07/2026		A		60,200(1)	A	$0	178,836	D
Class A common stock	03/07/2026		F(2)		7,912	D	$14.95	170,924	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs were granted to the Reporting Person on March 7, 2026 and will vest in six equal, semi-annual installments over three years on each March 7 and September 7, with the initial vesting date on September 7, 2026, subject to the Reporting Person's continued employment on the applicable vesting date.

2. Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.

Remarks:

Exhibit 24.1: Power of Attorney

	/s/ Elisabeth Gormley, attorney in fact	03/10/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.