Rocket Companies, Inc. filings document operating results, governance, funding arrangements and capital-structure matters for its homeownership platform. Its 8-K reports include earnings releases, Regulation FD supplemental financial information, preliminary operating updates, and material definitive agreements involving Rocket Mortgage warehouse and repurchase financing facilities.
Proxy filings cover board matters, stockholder proposals, executive compensation and voting procedures. Other disclosures address direct financial obligations, off-balance-sheet arrangements, funding capacity, risk factors and the financial performance of mortgage, real estate, title and personal finance businesses within Rocket Companies.
Rocket Companies, Inc. Chief Technology Officer Shawn Malhotra had 52,484 shares of Class A common stock withheld to cover taxes on vesting restricted stock units. These shares were forfeited to satisfy tax withholding obligations tied to awards under the company’s 2020 Omnibus Incentive Plan.
After this non-market tax-withholding disposition, Malhotra directly holds 905,271 shares of Rocket Companies Class A common stock. The event reflects routine equity compensation mechanics rather than an open-market sale or purchase decision.
Rocket Cos Inc ownership disclosure: Vanguard Capital Management reports beneficial ownership of 48,831,301 shares of Common Stock, representing 5.02% of the class. The filing states Vanguard has sole voting power for 7,155,590 shares and sole dispositive power for 48,831,301 shares. The form is signed on 04/30/2026.
Rocket Companies, Inc. has issued its 2026 proxy, outlining proposals for a virtual annual meeting on June 10, 2026 and key governance and pay decisions. In 2025 the company generated $6.9 billion in adjusted revenue and increased adjusted diluted EPS to $0.28 from $0.23.
Rocket highlights scale across its AI-driven homeownership ecosystem, including 62 million monthly active users, 460,000 origination clients in 2025 and about 10 million servicing clients. Stockholders will vote on electing three Class III directors, ratifying Ernst & Young as auditor, and adding 15 million shares to the employee stock purchase plan.
Rocket Companies, Inc. President & Chief Financial Officer Brian Nicholas Brown had 16,112 shares of Class A common stock forfeited at $15.03 per share to cover tax withholding on vesting restricted stock units under the company’s 2020 Omnibus Incentive Plan.
After this tax-related disposition, he directly holds 1,287,006 Class A shares, plus 395,777 shares of Class L-1 common stock and 395,777 shares of Class L-2 common stock, indicating the event is compensation- and tax-driven rather than an open-market trade.
Rocket Companies, Inc. Chief Operating Officer Heather M. Lovier had 8,056 shares of Class A common stock withheld on 2026-04-07 to cover tax obligations. The shares were forfeited at $15.03 per share in connection with the vesting of restricted stock units granted under the company’s 2020 Omnibus Incentive Plan, rather than being sold on the open market.
After this tax-withholding disposition, she directly holds 907,295 shares of Class A common stock, as well as 1,413,489 shares of Class L-1 common stock and 1,413,490 shares of Class L-2 common stock.
Rocket Companies, Inc. Chief Accounting Officer Noah A. Edwards reported a routine tax-related share disposition. On April 7, 2026, 2,302 shares of Class A common stock were forfeited at $15.03 per share to cover tax withholding obligations on vesting restricted stock units. After this withholding event, Edwards directly holds 168,622 shares of Rocket Companies Class A common stock.
Rocket Companies, Inc. Chief Technology Officer Shawn Malhotra reported a routine tax-related share disposition. On the vesting of restricted stock units granted under the company’s 2020 Omnibus Incentive Plan, 13,751 shares of Class A common stock were forfeited to cover tax withholding obligations. Following this withholding event, Malhotra holds 957,755 shares of Class A common stock directly.
Rocket Companies, Inc. Chief Marketing Officer Jonathan Mildenhall reported a routine tax-related share disposition. On the vesting of restricted stock units granted under the company’s 2020 Omnibus Incentive Plan, 12,860 shares of Class A common stock were forfeited to cover tax withholding obligations at an indicated value of $15.03 per share. After this non-market tax-withholding event, Mildenhall directly holds 888,944 shares of Rocket Companies Class A common stock.
Rocket Companies, Inc. Chief Business Officer William D. Banfield reported a tax-related share disposition. On April 7, 2026, 8,056 shares of Class A common stock were forfeited at $15.03 per share to cover tax withholding obligations tied to vesting restricted stock units under the company’s 2020 Omnibus Incentive Plan. After this transaction, he directly holds 901,884 Class A shares. The filing also lists direct holdings of 2,826,979 shares of Class L-1 common stock and 2,826,979 shares of Class L-2 common stock as of the same date.