Welcome to our dedicated page for Rocket Companies SEC filings (Ticker: RKT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Rocket Companies, Inc. filings document operating results, governance, funding arrangements and capital-structure matters for its homeownership platform. Its 8-K reports include earnings releases, Regulation FD supplemental financial information, preliminary operating updates, and material definitive agreements involving Rocket Mortgage warehouse and repurchase financing facilities.
Proxy filings cover board matters, stockholder proposals, executive compensation and voting procedures. Other disclosures address direct financial obligations, off-balance-sheet arrangements, funding capacity, risk factors and the financial performance of mortgage, real estate, title and personal finance businesses within Rocket Companies.
Rocket Companies, Inc. received an updated Schedule 13G/A (Amendment No. 5) from institutional investor Boston Partners regarding its holdings of Rocket common stock.
Boston Partners reports beneficial ownership of 13,042,722 Rocket Companies shares, representing 1.35% of the common stock as of the event date 12/31/2025. The firm has sole voting power over 12,325,649 shares and sole dispositive power over 13,042,722 shares, with no shared voting or dispositive power.
Boston Partners is classified as an investment adviser and states that the securities were acquired and are held in the ordinary course of business, not for the purpose of changing or influencing control of Rocket Companies.
Rocket Companies, Inc. director Matthew Rizik reported two open-market sales of Class A common stock. On January 9, 2026, he sold 2,500 Class A shares at a weighted average price of $22.7775 per share. On January 12, 2026, he sold another 2,500 Class A shares at a weighted average price of $22.9943 per share.
The filing notes these transactions were made under a Rule 10b5-1 trading plan adopted on August 11, 2025. After the reported trades, Rizik directly beneficially owned 1,038,536 Class A shares, along with Class L-1 and Class L-2 common stock holdings, including 675,000 Class L-1 shares and 825,000 Class L-2 shares held indirectly by a grantor retained annuity trust.
Rocket Companies director Matthew Rizik reported two small stock sales under a pre-set trading plan. On January 7 and 8, 2026, he sold 2,500 Class A shares on each day at weighted average prices of $21.2645 and $21.2853, respectively, in open-market transactions coded as sales.
After these trades, he continued to beneficially own 1,043,536 Class A shares. He also reported substantial holdings of Class L‑1 and Class L‑2 common stock, including amounts held directly and additional shares held indirectly through a grantor retained annuity trust. The filing states these transactions were executed under a Rule 10b5‑1 trading plan adopted on August 11, 2025.
Rocket Companies, Inc. director Matthew Rizik reported small open‑market sales of Class A common stock made under a prearranged Rule 10b5‑1 trading plan adopted on August 11, 2025. On January 5, 2026, he sold 2,500 Class A shares at a weighted average price of $21.044 per share, and on January 6, 2026 he sold another 2,500 Class A shares at a weighted average price of $20.9751 per share.
After these transactions, Rizik directly holds 1,048,536 Class A common shares. He also reports direct holdings of 2,511,005 Class L‑1 common shares and 2,361,005 Class L‑2 common shares, plus indirect holdings of 675,000 Class L‑1 and 825,000 Class L‑2 common shares through a grantor retained annuity trust.
Rocket Companies, Inc. director reported small open-market sales of Class A common stock under a pre-arranged Rule 10b5-1 trading plan. On 12/31/2025, the reporting person sold 2,500 Class A shares at a weighted average price of $19.4525 per share, followed by another sale of 2,500 Class A shares on 01/02/2026 at a weighted average price of $19.6979 per share.
After these transactions, the reporting person beneficially owns 1,053,536 Class A common shares directly. They also hold 2,511,005 Class L-1 and 2,361,005 Class L-2 common shares directly, plus an additional 675,000 Class L-1 and 825,000 Class L-2 common shares indirectly through a grantor retained annuity trust.
Rocket Companies, Inc. reported that a company director filed a Form 4 for planned stock sales under a Rule 10b5-1 trading plan adopted on August 11, 2025. On December 29, 2025, the reporting person sold 2,500 shares of Class A common stock at a weighted average price of $19.2469 per share, followed by another sale of 2,500 shares on December 30, 2025 at a weighted average price of $19.8805 per share.
After these transactions, the reporting person beneficially owned 1,061,036 and then 1,058,536 shares of Class A common stock directly, plus large holdings of Class L-1 and Class L-2 common stock, including portions held indirectly through a grantor retained annuity trust.
Rocket Companies, Inc. director reported open-market sales of Class A common stock under a pre-arranged Rule 10b5-1 trading plan adopted on August 11, 2025. On December 23, 24, and 26, 2025, the reporting person sold 2,500 shares on each date, at weighted average prices of $18.923, $19.4364, and $19.3807 per share, respectively.
After these transactions, the reporting person beneficially owned 1,063,536 shares of Class A common stock directly. They also reported direct holdings of 2,511,005 shares of Class L-1 common stock and 2,361,005 shares of Class L-2 common stock, plus 675,000 Class L-1 and 825,000 Class L-2 shares held indirectly through grantor retained annuity trusts.
Rocket Companies, Inc. director reported planned sales of Class A common stock under a Rule 10b5-1 trading plan adopted on August 11, 2025. On December 19, 2025, the reporting person sold 2,500 Class A shares at a weighted average price of $19.2058 per share, and on December 22, 2025, sold another 2,500 Class A shares at a weighted average price of $18.991 per share. After these transactions, the reporting person beneficially owned 1,071,036 Class A shares directly, along with 2,511,005 Class L-1 shares and 2,361,005 Class L-2 shares directly, plus 675,000 Class L-1 shares and 825,000 Class L-2 shares held indirectly through grantor retained annuity trusts.
Rocket Companies, Inc. director reported planned sales of Class A common stock under a Rule 10b5-1 trading plan adopted on August 11, 2025. On December 19, 2025, the reporting person sold 2,500 Class A shares at a weighted average price of $19.2058 per share, and on December 22, 2025, sold another 2,500 Class A shares at a weighted average price of $18.991 per share. After these transactions, the reporting person beneficially owned 1,071,036 Class A shares directly, along with 2,511,005 Class L-1 shares and 2,361,005 Class L-2 shares directly, plus 675,000 Class L-1 shares and 825,000 Class L-2 shares held indirectly through grantor retained annuity trusts.
Rocket Companies, Inc. director reported planned sales of Class A common stock under a Rule 10b5-1 trading plan adopted on August 11, 2025. On December 19, 2025, the reporting person sold 2,500 Class A shares at a weighted average price of $19.2058 per share, and on December 22, 2025, sold another 2,500 Class A shares at a weighted average price of $18.991 per share. After these transactions, the reporting person beneficially owned 1,071,036 Class A shares directly, along with 2,511,005 Class L-1 shares and 2,361,005 Class L-2 shares directly, plus 675,000 Class L-1 shares and 825,000 Class L-2 shares held indirectly through grantor retained annuity trusts.
Rocket Companies, Inc. reported that its subsidiary Rocket Mortgage, LLC entered into Amendment No. 9 to its Amended and Restated Master Repurchase Agreement with Bank of America. The change extends the facility’s expiration date from October 3, 2026 to December 17, 2027 and makes certain technical updates. After this amendment, as of December 19, 2025, the Company’s total funding capacity across all repurchase agreements, early funding facilities, unsecured lines of credit, MSR lines, and early buy out facilities was $25.9 billion, compared with $26.4 billion as of September 30, 2025 and $27.5 billion as of December 31, 2024.
The company also corrected an error in its previously filed 2025 proxy statement. Stockholder proposals to be included in the proxy for the 2026 annual meeting must be submitted by January 29, 2026 under Rule 14a-8.
Rocket Companies, Inc. director reports planned stock sales under a Rule 10b5-1 trading plan. On 12/17/2025 and 12/18/2025, the reporting person sold a total of 5,000 shares of Class A common stock in open-market transactions. The 2,500 shares sold on 12/17/2025 had a weighted average price of $18.215 per share, and the 2,500 shares sold on 12/18/2025 had a weighted average price of $18.8305 per share.
After these transactions, the director beneficially owns 1,076,036 shares of Class A common stock directly, along with substantial holdings of Class L-1 and Class L-2 common stock, some of which are held indirectly through a grantor retained annuity trust.