Rocket Companies (NYSE: RKT) director reports 5,000-share planned sale

Rhea-AI Filing Summary

Rocket Companies, Inc. director reports planned stock sales under a Rule 10b5-1 trading plan. On 12/17/2025 and 12/18/2025, the reporting person sold a total of 5,000 shares of Class A common stock in open-market transactions. The 2,500 shares sold on 12/17/2025 had a weighted average price of $18.215 per share, and the 2,500 shares sold on 12/18/2025 had a weighted average price of $18.8305 per share.

After these transactions, the director beneficially owns 1,076,036 shares of Class A common stock directly, along with substantial holdings of Class L-1 and Class L-2 common stock, some of which are held indirectly through a grantor retained annuity trust.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Rizik Matthew

(Last) (First) (Middle)

C/O ROCKET COMPANIES, INC.

1050 WOODWARD AVENUE

(Street)

DETROIT MI 48226

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Rocket Companies, Inc. [ RKT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
12/17/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A common stock	12/17/2025		S(1)		2,500	D	$18.215(2)	1,078,536	D
Class A common stock	12/18/2025		S(1)		2,500	D	$18.8305(3)	1,076,036	D
Class L-1 common stock								2,511,005	D
Class L-2 common stock								2,361,005	D
Class L-1 common stock								675,000	I	by grantor retained annuity trust (GRAT)
Class L-2 common stock								825,000	I	by grantor retained annuity trust (GRAT)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025.

2. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.13 to $18.435 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

3. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.645 to $19.00 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Remarks:

	/s/ Elisabeth Gormley, attorney in fact	12/19/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Rocket Companies (RKT) disclose in this Form 4?

The filing shows a director of Rocket Companies, Inc. sold a total of 5,000 shares of Class A common stock in two open-market transactions.

On what dates did the Rocket Companies (RKT) director sell shares and at what prices?

The director sold 2,500 Class A shares on 12/17/2025 at a weighted average price of $18.215 per share and 2,500 Class A shares on 12/18/2025 at a weighted average price of $18.8305 per share.

Was the Rocket Companies (RKT) insider sale under a Rule 10b5-1 trading plan?

Yes. The filing states the transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2025.

How many Rocket Companies (RKT) Class A shares does the director own after the sale?

Following the reported transactions, the director beneficially owns 1,076,036 shares of Class A common stock directly.

What other Rocket Companies (RKT) securities does the director beneficially own?

In addition to Class A shares, the director beneficially owns Class L-1 common stock and Class L-2 common stock, including shares held indirectly through a grantor retained annuity trust (GRAT).

What is the reporting person’s relationship to Rocket Companies (RKT)?

The reporting person is identified as a director of Rocket Companies, Inc., filing individually as one reporting person.