Rocket Companies (RKT) director discloses 5,000 Class A shares sold

Rhea-AI Filing Summary

Rocket Companies, Inc. director reported small open-market sales of Class A common stock under a pre-arranged Rule 10b5-1 trading plan. On 12/31/2025, the reporting person sold 2,500 Class A shares at a weighted average price of $19.4525 per share, followed by another sale of 2,500 Class A shares on 01/02/2026 at a weighted average price of $19.6979 per share.

After these transactions, the reporting person beneficially owns 1,053,536 Class A common shares directly. They also hold 2,511,005 Class L-1 and 2,361,005 Class L-2 common shares directly, plus an additional 675,000 Class L-1 and 825,000 Class L-2 common shares indirectly through a grantor retained annuity trust.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Rizik Matthew

(Last) (First) (Middle)

C/O ROCKET COMPANIES, INC.

1050 WOODWARD AVENUE

(Street)

DETROIT MI 48226

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Rocket Companies, Inc. [ RKT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
12/31/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A common stock	12/31/2025		S(1)		2,500	D	$19.4525(2)	1,056,036	D
Class A common stock	01/02/2026		S(1)		2,500	D	$19.6979(3)	1,053,536	D
Class L-1 common stock								2,511,005	D
Class L-2 common stock								2,361,005	D
Class L-1 common stock								675,000	I	by grantor retained annuity trust (GRAT)
Class L-2 common stock								825,000	I	by grantor retained annuity trust (GRAT)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025.

2. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.215 to $20.05 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

3. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.44 to $19.975 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Remarks:

	/s/ Elisabeth Gormley, attorney in fact	01/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Rocket Companies (RKT) report in this Form 4?

A director of Rocket Companies, Inc. reported selling a total of 5,000 shares of Class A common stock in two open-market transactions.

On what dates did the Rocket Companies (RKT) director sell Class A shares and at what prices?

The director sold 2,500 shares on 12/31/2025 at a weighted average price of $19.4525, and 2,500 shares on 01/02/2026 at a weighted average price of $19.6979 per share.

Was the Rocket Companies (RKT) insider sale made under a Rule 10b5-1 trading plan?

Yes. The transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2025.

How many Rocket Companies (RKT) Class A shares does the insider own after the reported transactions?

Following the reported sales, the insider beneficially owns 1,053,536 shares of Class A common stock directly.

What other Rocket Companies (RKT) equity classes does the reporting person hold?

The insider directly holds 2,511,005 shares of Class L-1 and 2,361,005 shares of Class L-2 common stock, and indirectly holds 675,000 Class L-1 and 825,000 Class L-2 shares through a grantor retained annuity trust.

What is the reporting person’s relationship to Rocket Companies (RKT)?

The filing identifies the reporting person as a director of Rocket Companies, Inc., filing individually.