[Form 4] Rocket Companies, Inc. Insider Trading Activity
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Rocket Companies, Inc. director Matthew Rizik reported small open‑market sales of Class A common stock made under a prearranged Rule 10b5‑1 trading plan adopted on August 11, 2025. On January 5, 2026, he sold 2,500 Class A shares at a weighted average price of $21.044 per share, and on January 6, 2026 he sold another 2,500 Class A shares at a weighted average price of $20.9751 per share.
After these transactions, Rizik directly holds 1,048,536 Class A common shares. He also reports direct holdings of 2,511,005 Class L‑1 common shares and 2,361,005 Class L‑2 common shares, plus indirect holdings of 675,000 Class L‑1 and 825,000 Class L‑2 common shares through a grantor retained annuity trust.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Seller: 5,000 shares ($105,048)
Net Sell
6 txns
Insider
Rizik Matthew
Role
Director
Sold
5,000 shs ($105K)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Sale | Class A common stock | 2,500 | $20.9751 | $52K |
| Sale | Class A common stock | 2,500 | $21.044 | $53K |
| holding | Class L-1 common stock | -- | -- | -- |
| holding | Class L-2 common stock | -- | -- | -- |
| holding | Class L-1 common stock | -- | -- | -- |
| holding | Class L-2 common stock | -- | -- | -- |
Holdings After Transaction:
Class A common stock — 1,048,536 shares (Direct);
Class L-1 common stock — 2,511,005 shares (Direct);
Class L-2 common stock — 2,361,005 shares (Direct);
Class L-1 common stock — 675,000 shares (Indirect, by grantor retained annuity trust (GRAT));
Class L-2 common stock — 825,000 shares (Indirect, by grantor retained annuity trust (GRAT))
Footnotes (1)
- The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $21.26 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.535 to $21.195 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
