Rocket Companies (RKT) director logs planned Class A stock sales in Form 4
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Rocket Companies, Inc. reported that a company director filed a Form 4 for planned stock sales under a Rule 10b5-1 trading plan adopted on August 11, 2025. On December 29, 2025, the reporting person sold 2,500 shares of Class A common stock at a weighted average price of $19.2469 per share, followed by another sale of 2,500 shares on December 30, 2025 at a weighted average price of $19.8805 per share.
After these transactions, the reporting person beneficially owned 1,061,036 and then 1,058,536 shares of Class A common stock directly, plus large holdings of Class L-1 and Class L-2 common stock, including portions held indirectly through a grantor retained annuity trust.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Seller: 5,000 shares ($97,819)
Net Sell
6 txns
Insider
Rizik Matthew
Role
Director
Sold
5,000 shs ($98K)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Sale | Class A common stock | 2,500 | $19.8805 | $50K |
| Sale | Class A common stock | 2,500 | $19.2469 | $48K |
| holding | Class L-1 common stock | -- | -- | -- |
| holding | Class L-2 common stock | -- | -- | -- |
| holding | Class L-1 common stock | -- | -- | -- |
| holding | Class L-2 common stock | -- | -- | -- |
Holdings After Transaction:
Class A common stock — 1,058,536 shares (Direct);
Class L-1 common stock — 2,511,005 shares (Direct);
Class L-2 common stock — 2,361,005 shares (Direct);
Class L-1 common stock — 675,000 shares (Indirect, by grantor retained annuity trust (GRAT));
Class L-2 common stock — 825,000 shares (Indirect, by grantor retained annuity trust (GRAT))
Footnotes (1)
- The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.12 to $19.40 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.50 to $20.165 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
