Welcome to our dedicated page for Rocket Companies SEC filings (Ticker: RKT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Rocket Companies, Inc. filings document operating results, governance, funding arrangements and capital-structure matters for its homeownership platform. Its 8-K reports include earnings releases, Regulation FD supplemental financial information, preliminary operating updates, and material definitive agreements involving Rocket Mortgage warehouse and repurchase financing facilities.
Proxy filings cover board matters, stockholder proposals, executive compensation and voting procedures. Other disclosures address direct financial obligations, off-balance-sheet arrangements, funding capacity, risk factors and the financial performance of mortgage, real estate, title and personal finance businesses within Rocket Companies.
Rocket Companies, Inc. Chief Accounting Officer Noah A. Edwards reported equity compensation and related tax withholding in Class A common stock. He received a grant of 60,200 restricted stock units (RSUs) under the 2020 Omnibus Incentive Plan on March 7, 2026. Each RSU represents the right to receive one share of Class A common stock as it vests.
The RSUs will vest in six equal, semi-annual installments over three years on each March 7 and September 7, starting on September 7, 2026, subject to continued employment. In a separate transaction, 7,912 shares were forfeited at $14.95 per share to satisfy tax withholding obligations upon RSU vesting. After these transactions, Edwards directly holds 170,924 shares of Class A common stock.
Rocket Companies Chief Operating Officer Heather M. Lovier received a grant of 250,836 restricted stock units under the company’s 2020 Omnibus Incentive Plan. Each unit converts into one share of Class A common stock as it vests over three years in six equal semi-annual installments starting on September 7, 2026.
On the same date, 43,179 Class A shares were forfeited to cover tax withholding obligations tied to RSU vesting. After these transactions, Lovier directly holds 915,351 shares of Class A common stock, plus reported holdings of Class L-1 and Class L-2 common stock.
Rocket Companies, Inc. President and Chief Financial Officer Brian Nicholas Brown reported a tax-related share disposition. On March 3, 2026, 39,128 shares of Class A common stock were forfeited at $16.79 per share to cover tax withholding obligations upon vesting of restricted stock units under the 2020 Omnibus Incentive Plan. After this withholding transaction, he directly held 966,473 shares of Class A common stock, as well as 395,777 shares each of Class L-1 and Class L-2 common stock.
Rocket Companies, Inc. director and Pres & CEO of Rocket Mortgage, Jesse K. Bray, reported a tax-related share disposition. He forfeited 1,193,762 shares of Class A common stock at $18.19 per share to satisfy tax withholding obligations. After this transaction, he directly holds 8,844,589 Class A shares and indirectly holds 6,965,057 Class A shares through the Jesse K. Bray Living Trust.
Rocket Companies, Inc. filed its annual report describing its 2025 operations, strategy and key risks. The Detroit‑based fintech runs an AI‑driven homeownership ecosystem spanning mortgage, real estate, title, personal loans and financial wellness.
Flagship unit Rocket Mortgage remained the largest U.S. mortgage originator and servicer, with a servicing portfolio unpaid principal balance of $2.1 trillion as of December 31, 2025 and a 97% annual net client retention rate. In 2025 the company completed two major all‑stock deals: acquiring Redfin on July 1, 2025 and Mr. Cooper on October 1, 2025 to expand real estate search, brokerage and servicing capabilities.
Rocket highlights its AI and data scale, national “Rocket” branding, and vertically integrated model as competitive strengths, while detailing extensive regulatory oversight and technology, cybersecurity, AI, funding, interest‑rate, integration and reputational risks. The company reports about 23,500 team members across the United States, Canada and India.
Rocket Companies reported strong Q4 and full-year 2025 results, with fourth-quarter total revenue, net of $2.69 billion and adjusted revenue of $2.44 billion, both well above the prior year. Q4 GAAP net income was $68 million, while adjusted net income reached $316 million and adjusted EBITDA was $592 million.
For 2025, the company generated total revenue, net of $6.70 billion and an adjusted net income of $628 million with adjusted diluted EPS of $0.28, despite a GAAP net loss of $234 million driven in part by acquisition-related items. Rocket highlighted a large servicing portfolio of $2.1 trillion unpaid principal balance, total liquidity of $10.1 billion, and a 97% Rocket Mortgage net client retention rate. The company also announced a three-year strategic alliance with Compass International Holdings, continued integration of the Redfin and Mr. Cooper acquisitions, and expanded purchase market share to 5.5% in Q4 2025. Management issued Q1 2026 adjusted revenue guidance of $2.6 billion to $2.8 billion.
FMR LLC has filed an amended Schedule 13G reporting beneficial ownership of 21,884,802.56 shares, or 2.3%, of Rocket Cos Inc Class A common stock as of 12/31/2025. FMR has sole voting power over 21,572,405.70 shares and sole dispositive power over 21,884,802.56 shares.
Abigail P. Johnson is also listed as a reporting person with sole dispositive power over the same 21,884,802.56 shares. The filing states the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control of Rocket Cos Inc.
Rocket Companies shared early indications of a strong fourth quarter, stating it expects to report the highest fourth quarter net rate lock volume and gain on sale margin since the fourth quarter of 2021. These are preliminary metrics and not a full financial report.
The company plans to release its full fourth quarter and full year 2025 results on February 26, 2026, with a conference call at 4:30 p.m. ET. A press release and webcast, along with a replay, will be available through its investor relations website.
Rocket Companies, Inc. received an updated Schedule 13G/A (Amendment No. 5) from institutional investor Boston Partners regarding its holdings of Rocket common stock.
Boston Partners reports beneficial ownership of 13,042,722 Rocket Companies shares, representing 1.35% of the common stock as of the event date 12/31/2025. The firm has sole voting power over 12,325,649 shares and sole dispositive power over 13,042,722 shares, with no shared voting or dispositive power.
Boston Partners is classified as an investment adviser and states that the securities were acquired and are held in the ordinary course of business, not for the purpose of changing or influencing control of Rocket Companies.
Rocket Companies, Inc. director Matthew Rizik reported two open-market sales of Class A common stock. On January 9, 2026, he sold 2,500 Class A shares at a weighted average price of $22.7775 per share. On January 12, 2026, he sold another 2,500 Class A shares at a weighted average price of $22.9943 per share.
The filing notes these transactions were made under a Rule 10b5-1 trading plan adopted on August 11, 2025. After the reported trades, Rizik directly beneficially owned 1,038,536 Class A shares, along with Class L-1 and Class L-2 common stock holdings, including 675,000 Class L-1 shares and 825,000 Class L-2 shares held indirectly by a grantor retained annuity trust.