Welcome to our dedicated page for Rocket Companies SEC filings (Ticker: RKT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SEC filings of Rocket Companies, Inc. (NYSE: RKT) provide detailed insight into its mortgage-focused financial services operations, capital structure, and corporate transactions. As a Delaware corporation with Class A common stock listed on the New York Stock Exchange, Rocket Companies files current reports on Form 8-K and related amendments that describe material events affecting the company and its subsidiaries.
Recent Rocket Companies filings highlight several key themes. Multiple Forms 8-K describe master repurchase agreements and related amendments entered into by Rocket Mortgage, LLC, a Michigan limited liability company and indirect subsidiary of Rocket Companies, and by One Reverse Mortgage, LLC. These filings explain extensions of expiration dates, technical changes to agreements with counterparties such as UBS AG New York Branch, Morgan Stanley Bank, N.A., and Bank of America, N.A., and disclose the company’s total funding capacity across master repurchase agreements, early funding facilities, unsecured lines of credit, MSR lines of credit, and early buyout facilities.
Other filings detail capital markets and credit arrangements. A Form 8-K dated October 1, 2025 describes exchange offers for existing senior notes originally issued by Nationstar Mortgage Holdings Inc. and the issuance of new senior notes due 2029 and 2032 by Rocket Companies. The filing also outlines supplemental indentures under which Rocket Mortgage, Redfin Corporation, and subsidiaries associated with Mr. Cooper guarantee Rocket’s senior notes and Rocket Mortgage’s senior notes. Another section of the same filing explains a Revolving Credit Agreement and a Borrower Accession Agreement through which Rocket Companies became the borrower under a revolving credit facility and increased the aggregate commitment.
Rocket’s SEC filings also document mergers and acquisitions. The October 1, 2025 Form 8-K and an October 10, 2025 Form 8-K/A describe the completion of the acquisition of Mr. Cooper Group Inc. through a series of mergers, the exchange ratio of Rocket Class A common stock issued to Mr. Cooper stockholders, and the filing of unaudited pro forma condensed combined financial statements. These disclosures help investors understand how the acquisition affects Rocket’s financial profile and corporate structure.
In addition, Rocket Companies uses Form 8-K to furnish earnings releases and supplemental financial information, as seen in the October 30, 2025 filing, and to address governance and procedural updates, such as the December 22, 2025 filing correcting the deadline for stockholder proposals under Rule 14a-8. On Stock Titan’s filings page, these documents are presented with real-time updates from EDGAR and AI-powered summaries that explain key terms, obligations, and structural changes, helping readers quickly interpret complex agreements, note indentures, and acquisition details.
Teachers Advisors, LLC filed a Schedule 13G/A disclosing beneficial ownership in Rocket Companies, Inc. (RKT) tied to an event dated 10/31/2025. Item 4 lists an aggregate beneficial ownership of 33,226,108 shares, representing 3.44% of the class.
Within this, Teachers Advisors, LLC reports 7,983,221 shares with sole voting and dispositive power. Affiliates identified include TIAA‑CREF Investment Management, LLC (TCIM) with 25,104,963 shares and Nuveen Asset Management, LLC (NAM) with 137,924 shares. The filing states the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control.
TIAA‑CREF Investment Management, LLC filed Amendment No. 4 to a Schedule 13G disclosing its beneficial ownership of Rocket Companies, Inc. (RKT) common stock. The filing reports 33,226,108 shares, representing 3.44% of the class as of the stated event date.
Within that total, TIAA‑CREF reports sole voting and dispositive power over 25,104,963 shares and no shared power. The filing states the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control. As detailed, TCIM may be deemed the beneficial owner of 25,104,963 shares held by the College Retirement Equities Fund; Teachers Advisors, LLC may be deemed the beneficial owner of 7,983,221 shares across affiliated funds and accounts; and Nuveen Asset Management, LLC may be deemed the beneficial owner of 137,924 shares.
The reporting person is classified as an Investment Adviser (IA).
Rocket Companies (RKT): Schedule 13G/A (Amendment No. 4) filed by Nuveen Asset Management, LLC. The filing reports sole voting and dispositive power over 137,924 shares of Rocket Companies common stock. The filing also notes that affiliated investment advisers may be deemed beneficial owners of additional shares: TIAA-CREF Investment Management, LLC with 25,104,963 shares held by CREF, and Teachers Advisors, LLC with 7,983,221 shares held across certain funds and accounts. The securities were acquired and are held in the ordinary course of business, not to change or influence control.
Rocket Companies reported Q3 2025 results with total revenue of $1,605,284 thousand and a net loss attributable to Rocket Companies of $123,854 thousand. Gain on sale of loans, net was $1,027,413 thousand, while loan servicing recorded a net loss of $66,464 thousand as the change in fair value of MSRs offset servicing fee income.
Cash and cash equivalents were $5,836,104 thousand and total assets reached $33,576,128 thousand as of September 30, 2025. During the nine months, the company issued $2.0 billion of 6.125% senior notes due 2030 and $2.0 billion of 6.375% senior notes due 2033.
On July 1, 2025, Rocket closed the all‑stock acquisition of Redfin with total consideration of $1,742,005 thousand, including $1,466,094 thousand in Class A stock and $252,013 thousand cash to settle Redfin’s term loan; preliminary allocation included $881,000 thousand of intangible assets and $1,232,711 thousand of goodwill. The company also completed an Up‑C Collapse on June 30, 2025, simplifying its capital structure and eliminating non‑controlling interests. Subsequent event: the acquisition of Mr. Cooper Group Inc. was completed on October 1, 2025.
FMR LLC filed Amendment No. 2 to a Schedule 13G reporting beneficial ownership of 6.1% of Rocket Companies, Inc. (RKT) Class A common stock, equal to 15,742,763.96 shares, with a date of event of 09/30/2025. FMR reports sole voting power over 15,632,682.75 shares and sole dispositive power over 15,742,763.96 shares.
Abigail P. Johnson is listed with sole dispositive power over 15,742,763.96 shares and no voting power. The filing includes a certification that the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control of the issuer. The signatory for both FMR LLC and Abigail P. Johnson is Stephanie J. Brown.
Rocket Companies (RKT): Schedule 13G/A Amendment No. 3 filed by College Retirement Equities Fund – Growth Account (CREF GA). The filing discloses beneficial ownership of Rocket Companies’ common stock as of 09/30/2025 and reports shared voting and dispositive power. The securities were acquired and are held in the ordinary course of business.
The certification states they were not acquired and are not held for the purpose of changing or influencing control of the issuer. Affiliates named include Nuveen Asset Management, LLC, TIAA‑CREF Investment Management, LLC, and Teachers Advisors, LLC.
Teachers Advisors, LLC filed an amended Schedule 13G reporting beneficial ownership of 30,831,478 shares of Rocket Companies, Inc. common stock, representing 12.06% of the class as of 09/30/2025.
The filing lists sole voting and dispositive power over 6,787,437 shares. Affiliates cited include TCIM (adviser to CREF) and NAM, reflecting the aggregate reported amount. The securities were acquired and are held in the ordinary course of business and not for the purpose or effect of changing or influencing control.
Rocket Companies (RKT): TIAA-CREF Investment Management LLC filed Amendment No. 3 to Schedule 13G reporting beneficial ownership of 30,831,478 shares of Rocket Companies common stock, representing 12.06% as of the event date 09/30/2025. The filer reports sole voting and dispositive power over 23,987,554 shares.
The filing attributes shares across affiliated investment vehicles: 23,987,554 shares via College Retirement Equities Fund, 6,787,437 shares via funds and separate accounts advised by Teachers Advisors, LLC, and 56,487 shares via Nuveen Asset Management, LLC. The securities were acquired in the ordinary course of business and not with the purpose or effect of changing or influencing control.
Rocket Companies (RKT): Schedule 13G/A (Amendment No. 3) discloses that Nuveen Asset Management, LLC and affiliated advisers reported beneficial ownership of 30,831,478 shares, representing 12.06% of the common stock as of 09/30/2025.
Within that total, Nuveen Asset Management, LLC is listed with 56,487 shares under sole voting and dispositive power. Affiliates are identified with additional holdings: TIAA-CREF Investment Management, LLC with 23,987,554 shares, and Teachers Advisors, LLC with 6,787,437 shares. The filing states the securities were acquired in the ordinary course of business and not for the purpose of changing or influencing control.
Rocket Companies (RKT): Boston Partners filed an amended Schedule 13G reporting beneficial ownership of 13,284,739 shares of Common Stock, representing 5.2% of the class as of 09/30/2025.
Boston Partners reports sole voting power over 12,504,878 shares and sole dispositive power over 13,284,739 shares, with no shared voting or dispositive power. The shares are held in discretionary accounts for certain clients, and the filing states the position was acquired and is held in the ordinary course of business and not for the purpose of changing or influencing control.