Welcome to our dedicated page for Rocket Companies SEC filings (Ticker: RKT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SEC filings of Rocket Companies, Inc. (NYSE: RKT) provide detailed insight into its mortgage-focused financial services operations, capital structure, and corporate transactions. As a Delaware corporation with Class A common stock listed on the New York Stock Exchange, Rocket Companies files current reports on Form 8-K and related amendments that describe material events affecting the company and its subsidiaries.
Recent Rocket Companies filings highlight several key themes. Multiple Forms 8-K describe master repurchase agreements and related amendments entered into by Rocket Mortgage, LLC, a Michigan limited liability company and indirect subsidiary of Rocket Companies, and by One Reverse Mortgage, LLC. These filings explain extensions of expiration dates, technical changes to agreements with counterparties such as UBS AG New York Branch, Morgan Stanley Bank, N.A., and Bank of America, N.A., and disclose the company’s total funding capacity across master repurchase agreements, early funding facilities, unsecured lines of credit, MSR lines of credit, and early buyout facilities.
Other filings detail capital markets and credit arrangements. A Form 8-K dated October 1, 2025 describes exchange offers for existing senior notes originally issued by Nationstar Mortgage Holdings Inc. and the issuance of new senior notes due 2029 and 2032 by Rocket Companies. The filing also outlines supplemental indentures under which Rocket Mortgage, Redfin Corporation, and subsidiaries associated with Mr. Cooper guarantee Rocket’s senior notes and Rocket Mortgage’s senior notes. Another section of the same filing explains a Revolving Credit Agreement and a Borrower Accession Agreement through which Rocket Companies became the borrower under a revolving credit facility and increased the aggregate commitment.
Rocket’s SEC filings also document mergers and acquisitions. The October 1, 2025 Form 8-K and an October 10, 2025 Form 8-K/A describe the completion of the acquisition of Mr. Cooper Group Inc. through a series of mergers, the exchange ratio of Rocket Class A common stock issued to Mr. Cooper stockholders, and the filing of unaudited pro forma condensed combined financial statements. These disclosures help investors understand how the acquisition affects Rocket’s financial profile and corporate structure.
In addition, Rocket Companies uses Form 8-K to furnish earnings releases and supplemental financial information, as seen in the October 30, 2025 filing, and to address governance and procedural updates, such as the December 22, 2025 filing correcting the deadline for stockholder proposals under Rule 14a-8. On Stock Titan’s filings page, these documents are presented with real-time updates from EDGAR and AI-powered summaries that explain key terms, obligations, and structural changes, helping readers quickly interpret complex agreements, note indentures, and acquisition details.
Rocket Companies (RKT) furnished an 8-K announcing results for the third quarter ended September 30, 2025. The company issued a press release, furnished as Exhibit 99.1, and posted supplemental financial information on its investor website.
The materials provided under Items 2.02 and 7.01 are furnished, not filed, under the Exchange Act.
The Vanguard Group filed an amended Schedule 13G reporting its passive ownership in Rocket Companies (RKT) common stock. Vanguard reported beneficial ownership of 22,945,500 shares, representing 8.78% of the class as of 09/30/2025.
The filing lists sole voting power: 0 and shared voting power: 1,466,501 shares. Vanguard reports sole dispositive power: 21,377,082 shares and shared dispositive power: 1,568,418 shares. Vanguard is identified as an investment adviser (IA) and certifies the securities were acquired and are held in the ordinary course of business, not to change or influence control. Clients of Vanguard, including registered investment companies and other managed accounts, have rights to dividends or sale proceeds; no single client’s interest exceeds five percent.
Rocket Companies, Inc. (RKT) reported an insider transaction related to its completed acquisition of Mr. Cooper Group Inc. On October 1, 2025, Director and 10% owner Daniel B. Gilbert acquired 89,859 shares of Class A common stock at $0, reflecting the merger consideration mechanics.
Per the merger terms, each outstanding share of Mr. Cooper common stock converted into the right to receive 11.0 shares of Rocket Class A common stock and cash in lieu of fractional shares. The 89,859 Class A shares were received in exchange for 8,169 Mr. Cooper shares in a transaction exempt under Rule 16b-3. As context, closing prices on September 30, 2025 were $19.38 for Rocket Class A and $210.79 for Mr. Cooper common stock.
Following the reported transaction, 89,859 Class A shares were beneficially owned indirectly by The Daniel B Gilbert Trust u/a/d 12/23/1996. The filing also lists beneficial holdings of 498,416,138 Class L-1 and 498,416,138 Class L-2 shares directly, and 70,107,640 Class L-1 and 70,107,640 Class L-2 shares indirectly via Daniel Gilbert Trust #1 u/a/d 8/23/16.
Slate Path Capital LP and David Greenspan filed a Schedule 13G reporting beneficial ownership of Rocket Companies Class A common stock. They report 19,358,000 shares, representing 2.0% of the class, with shared voting and dispositive power over those shares and no sole power. The filing states the current percentage is calculated against 966,463,355 shares outstanding, which reflects the addition of 705,205,413 shares issued in connection with Rocket’s acquisition of Mr. Cooper.
As a point-in-time reference, the filing notes that as of September 30, 2025, the Reporting Persons may have been deemed to beneficially own 13,795,000 shares, or 5.3%, based on 261,257,942 shares outstanding. The signatories certify the shares were acquired and are held in the ordinary course and not for the purpose of changing or influencing control.
Rocket Companies (RKT): Schedule 13D/A Amendment No. 1 updates beneficial ownership following share issuances, including consideration for the Mr. Cooper acquisition. Daniel Gilbert reports beneficial ownership of 1,608,089,722 shares, representing 57.12% of the Class A common stock base used in this filing. He has sole voting and dispositive power over 996,832,276 shares, with shared voting power over 611,257,446 shares and shared dispositive power over 140,215,280 shares.
Jennifer Gilbert reports beneficial ownership of 314,055,385 shares (11.16%). Daniel Gilbert Trust #1 u/a/d 8/23/16 reports 140,215,280 shares (4.98%) and ceased to be a beneficial owner of more than five percent on October 10, 2025. The percentage calculations are based on 2,815,342,810 shares, comprising outstanding Class A shares, Class A shares issuable upon conversion of Class L shares, and shares issued in the Mr. Cooper transaction.
Rocket Companies, Inc. has completed its previously announced acquisition of Mr. Cooper Group Inc., making Mr. Cooper a direct, wholly owned subsidiary through a two-step merger structure. Maverick Merger Sub first merged into Mr. Cooper, followed by Mr. Cooper merging into Forward Merger Sub, which now remains as the surviving subsidiary.
As consideration for the transaction, Rocket issued 705,205,413 shares of its Class A common stock to Mr. Cooper stockholders. This amendment to the earlier report adds unaudited pro forma condensed combined financial statements, including a pro forma balance sheet as of June 30, 2025 and pro forma income (loss) statements for the six months ended June 30, 2025 and the year ended December 31, 2024, to show how the combined company’s financials would look after the merger.
Rocket Companies, Inc. (RKT) reporting person Jonathan Mildenhall, the Chief Marketing Officer and an officer, was granted 154,130 restricted stock units (RSUs) on 10/08/2025. Each RSU represents the right to one share of Class A common stock and the grant was made under the 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3. The RSUs vest in six equal, semi-annual installments over three years with the first vesting on 04/07/2026, subject to continued employment. After the grant, the reporting person beneficially owned 728,640 shares of Class A common stock.
Brian N. Brown, Chief Financial Officer and Treasurer of Rocket Companies, Inc. (RKT), reported receipt of 215,782 restricted stock units (RSUs) on 10/08/2025 in a grant priced at $0. Each RSU converts to one share of Class A common stock upon vesting. After the grant the reporting person beneficially owns 1,005,601 shares. The RSUs vest in six equal semi-annual installments over three years, beginning on 04/07/2026 and thereafter each 10/07 and 04/07 until fully vested, subject to continued employment. The grant was exempt under Rule 16b-3.
Rocket Companies, Inc. Chief Technology Officer Shawn Malhotra received a grant of 154,130 restricted stock units (RSUs) on 10/08/2025 under the 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3. Each RSU converts to one share of Class A common stock upon vesting. The RSUs vest in six equal semi-annual installments over three years, beginning 04/07/2026, subject to continued employment. After the grant, the reporting person beneficially owns 788,066 shares of Class A common stock. The filing was submitted as a Form 4 by one reporting person and signed on 10/10/2025.
Noah A. Edwards, Chief Accounting Officer of Rocket Companies, Inc. (RKT), was granted 30,826 restricted stock units (RSUs) on 10/08/2025. The award is exempt under Rule 16b-3 and carries a $0 grant price; each RSU converts to one share of Class A common stock upon vesting. Following the grant, the reporting person beneficially owns 118,636 shares. The RSUs vest in six equal semi-annual installments over three years, with the initial vesting on 04/07/2026, subject to continued employment. The Form 4 was filed by one reporting person and signed on 10/10/2025.